Stock TransactionsBROOKFIELD REAL ASSETS INCOM

Total Bought
1,022,669
58 transactions
Total Sold
699,445
32 transactions
Net
+323,224
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
SIT INVESTMENT ASSOCIATES INC2,855,2363,062,517+207,2810.750.75+0.00buy
WELLS FARGO & COMPANY/MN1,574,3241,673,261+98,9370.000.00-0.00buy
LPL Financial LLC298,622395,192+96,5700.000.00+0.00buy
RFG Advisory, LLC071,744+71,7440.000.01+0.01buy
GUGGENHEIM CAPITAL LLC991,5671,063,245+71,6780.100.09-0.01buy
BANK OF AMERICA CORP /DE/423,193487,304+64,1110.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC229,990279,034+49,0440.000.00+0.00buy
Lido Advisors, LLC23,75353,403+29,6500.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.340,641369,085+28,4441.491.46-0.03buy
HighTower Advisors, LLC39,28666,028+26,7420.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC267,531292,217+24,6860.000.00-0.00buy
Rareview Capital LLC253,193277,726+24,5331.982.08+0.09buy
Penserra Capital Management LLC597,165620,841+23,6760.090.06-0.03buy
Secure Asset Management, LLC020,412+20,4120.000.04+0.04buy
Cetera Investment Advisers257,939278,096+20,1570.000.00-0.00buy
IMC-Chicago, LLC018,613+18,6130.000.00+0.00buy
XTX Topco Ltd016,952+16,9520.000.00+0.00buy
OSAIC HOLDINGS, INC.67,63684,265+16,6290.000.00+0.00buy
Virtu Financial LLC013,862+13,8620.000.01+0.01buy
STIFEL FINANCIAL CORP141,981154,354+12,3730.000.00-0.00buy
FIRST TRUST ADVISORS LP181,293193,176+11,8830.000.00-0.00buy
WEDBUSH SECURITIES INC31,29741,322+10,0250.010.01+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC107,565113,834+6,2690.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.115,207121,414+6,2070.000.00-0.00buy
Arax Advisory Partners1,0007,068+6,0680.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP43,49348,567+5,0740.000.00-0.00buy
Private Advisor Group, LLC113,050117,583+4,5330.010.01+0.00buy
Global Retirement Partners, LLC18,42722,523+4,0960.000.00+0.00buy
CHOREO, LLC57,76761,796+4,0290.010.01-0.00buy
Shaker Financial Services, LLC32,89736,660+3,7630.150.15+0.00buy
Integrated Wealth Concepts LLC03,446+3,4460.000.00+0.00buy
Tennessee Valley Asset Management Partners36,04138,531+2,4900.060.05-0.01buy
UHLMANN PRICE SECURITIES, LLC19,69522,155+2,4600.020.01-0.01buy
HARBOUR INVESTMENTS, INC.13,72115,909+2,1880.000.00+0.00buy
AMERIPRISE FINANCIAL INC67,90569,979+2,0740.000.00-0.00buy
RIVERBRIDGE PARTNERS LLC239,842241,792+1,9500.080.09+0.01buy
SeaCrest Wealth Management, LLC15,34817,130+1,7820.020.02+0.00buy
Merit Financial Group, LLC15,19316,503+1,3100.000.00-0.00buy
Mallini Complete Financial Planning LLC18,01019,121+1,1110.180.18-0.01buy
ACCREDITED INVESTOR SERVICES, LLC22,27023,274+1,0040.180.17-0.01buy
PFG Investments, LLC35,19536,036+8410.020.02-0.00buy
Rockefeller Capital Management L.P.58,79659,387+5910.000.00-0.00buy
PARK AVENUE SECURITIES LLC13,17813,667+4890.000.00-0.00buy
Castle Rock Wealth Management, LLC29,98130,446+4650.080.08-0.01buy
Pinnacle Wealth Planning Services, Inc.6,9967,428+4320.010.01-0.00buy
Luminist Capital LLC0422+4220.000.01+0.01buy
TOUNJIAN ADVISORY PARTNERS, LLC0280+2800.000.00+0.00buy
Mariner, LLC16,37316,634+2610.000.00-0.00buy
WPG Advisers, LLC2,7933,026+2330.030.02-0.00buy
Aviance Capital Partners, LLC11,91612,134+2180.020.02-0.00buy
OPPENHEIMER & CO INC11,28211,497+2150.000.00-0.00buy
FIFTH THIRD BANCORP6,3076,413+1060.000.00-0.00buy
Kovack Advisors, Inc.14,10714,186+790.010.01-0.00buy
GILL CAPITAL PARTNERS, LLC29,19329,265+720.110.10-0.01buy
Aptus Capital Advisors, LLC17,00917,042+330.000.00-0.00buy
Encompass More Asset Management14,10814,141+330.030.03-0.00buy
Second Line Capital, LLC15,97715,999+220.040.04-0.00buy
TD Waterhouse Canada Inc.2,4352,456+210.000.00-0.00buy
BROOKFIELD Corp /ON/100,582100,58200.000.00-0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC10,75510,75500.000.00+0.00hold
CSS LLC/IL27,00827,00800.020.02-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO60360300.000.00-0.00hold
NOMURA HOLDINGS INC10,00010,00000.000.00-0.00hold
WHITTIER TRUST CO OF NEVADA INC69569500.000.00-0.00hold
GHP Investment Advisors, Inc.15315300.000.00-0.00hold
AdvisorNet Financial, Inc33033000.000.00-0.00hold
Ancora Advisors LLC12612600.000.00-0.00hold
TD PRIVATE CLIENT WEALTH LLC1100.000.00-0.00hold
Allworth Financial LP10010000.000.00+0.00hold
E&G Advisors, LP47,24247,24200.140.12-0.02hold
IFP Advisors, Inc1,7121,71200.000.00-0.00hold
AlphaCore Capital LLC11,00111,00100.000.00-0.00hold
Larson Financial Group LLC1,4001,40000.000.00-0.00hold
Geneos Wealth Management Inc.1,9001,90000.000.00-0.00hold
CARY STREET PARTNERS INVESTMENT ADVISORY LLC1,0001,00000.000.00-0.00hold
Ameliora Wealth Management Ltd.2,3802,38000.010.01-0.00hold
MELFA WEALTH MANAGEMENT, INC.20,67220,67200.150.14-0.01hold
Compound Planning, Inc.18,00918,00900.010.01-0.00hold
HIGHLINE WEALTH PARTNERS LLC22222200.000.00-0.00hold
Fourth Dimension Wealth, LLC1,0001,00000.000.00-0.00hold
Caldwell Trust Co97697600.000.00-0.00hold
US BANCORP \DE\7,5647,56400.000.00-0.00hold
Sound Income Strategies, LLC30-30.000.00-0.00sell
Wealth Preservation Advisors, LLC270-270.000.00-0.00sell
Steward Partners Investment Advisory, LLC118,605118,559-460.010.01+0.00sell
Summit Financial, LLC10,29810,198-1000.000.00-0.00sell
Stratos Wealth Partners, LTD.67,52767,402-1250.010.01-0.00sell
Farther Finance Advisors, LLC1800-1800.000.00-0.00sell
Savvy Advisors, Inc.14,32513,850-4750.000.00-0.00sell
Kestra Advisory Services, LLC41,62741,144-4830.000.00-0.00sell
NewEdge Advisors, LLC14,06713,468-5990.000.00-0.00sell
Pasadena Private Wealth, LLC33,45832,858-6000.060.05-0.01sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC56,36355,637-7260.100.09-0.01sell
Janney Montgomery Scott LLC14,12013,290-8300.000.00-0.00sell
ROBINSON CAPITAL MANAGEMENT, LLC20,95219,952-1,0000.120.11-0.01sell
Global Wealth Strategies & Associates1,0670-1,0670.000.00-0.00sell
Advisory Services Network, LLC1,3930-1,3930.000.00-0.00sell
Sterneck Capital Management, LLC32,18129,864-2,3170.190.16-0.02sell
CARY STREET PARTNERS FINANCIAL LLC12,65510,155-2,5000.000.00-0.00sell
QUADRANT CAPITAL GROUP LLC3,9690-3,9690.000.00-0.00sell
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