Stock Transactions — BROOKFIELD REAL ASSETS INCOM

Total Bought
1,914,272
54 transactions
Total Sold
10,157,836
37 transactions
Net
-8,243,564
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Gridiron Partners, LLC31,552960,489+928,9370.260.24-0.02buy
MORGAN STANLEY4,024,7174,292,648+267,9310.000.00-0.00buy
GUGGENHEIM CAPITAL LLC652,292760,114+107,8220.070.08+0.00buy
Penserra Capital Management LLC377,277459,065+81,7880.070.07+0.00buy
ENVESTNET ASSET MANAGEMENT INC436,185498,401+62,2160.000.00+0.00buy
WELLS FARGO & COMPANY/MN1,331,0751,386,322+55,2470.000.00-0.00buy
Soltis Investment Advisors LLC047,856+47,8560.000.04+0.04buy
FIRST TRUST ADVISORS LP119,644158,680+39,0360.000.00+0.00buy
Tennessee Valley Asset Management Partners036,578+36,5780.000.07+0.07buy
JANE STREET GROUP, LLC035,358+35,3580.000.00+0.00buy
Rareview Capital LLC156,324190,901+34,5771.321.56+0.24buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC121,418148,759+27,3410.360.39+0.02buy
Rockefeller Capital Management L.P.21,67446,604+24,9300.000.00+0.00buy
LPL Financial LLC233,885258,030+24,1450.000.00-0.00buy
Private Advisor Group, LLC121,176139,966+18,7900.010.01+0.00buy
AMERIPRISE FINANCIAL INC40,88258,399+17,5170.000.00+0.00buy
STIFEL FINANCIAL CORP113,383123,923+10,5400.000.00+0.00buy
Merit Financial Group, LLC010,490+10,4900.000.00+0.00buy
OSAIC HOLDINGS, INC.103,284111,402+8,1180.000.00-0.00buy
US BANCORP \DE\07,564+7,5640.000.00+0.00buy
ROYAL BANK OF CANADA648,625655,874+7,2490.000.00-0.00buy
Pekin Hardy Strauss, Inc.54,81461,729+6,9150.080.08-0.00buy
ATTICUS WEALTH MANAGEMENT, LLC18,81524,872+6,0570.070.08+0.02buy
Cambridge Investment Research Advisors, Inc.92,84998,233+5,3840.000.00-0.00buy
Thomas J. Herzfeld Advisors, Inc.720,534724,706+4,1723.443.32-0.12buy
Shaker Financial Services, LLC38,74342,435+3,6920.190.19+0.01buy
CHOREO, LLC82,00885,678+3,6700.020.01-0.00buy
RIVERBRIDGE PARTNERS LLC124,828127,994+3,1660.030.03+0.00buy
UBS Group AG78,41881,458+3,0400.000.00-0.00buy
Advisors Asset Management, Inc.128,878131,149+2,2710.030.03-0.00buy
WEDBUSH SECURITIES INC30,09932,342+2,2430.010.01+0.00buy
ACCREDITED INVESTOR SERVICES, LLC13,44715,629+2,1820.140.14+0.01buy
Global Retirement Partners, LLC1,9533,850+1,8970.000.00+0.00buy
Advisory Services Network, LLC01,676+1,6760.000.00+0.00buy
Steward Partners Investment Advisory, LLC113,920115,418+1,4980.010.01-0.00buy
CALDWELL SUTTER CAPITAL, INC.01,471+1,4710.000.01+0.01buy
SeaCrest Wealth Management, LLC14,38415,817+1,4330.020.02+0.00buy
Mariner, LLC14,15715,464+1,3070.000.00-0.00buy
Global Wealth Strategies & Associates01,067+1,0670.000.00+0.00buy
Arax Advisory Partners01,042+1,0420.000.00+0.00buy
CoreCap Advisors, LLC1,6182,576+9580.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC17,93118,836+9050.170.15-0.02buy
Castle Rock Wealth Management, LLC28,52929,235+7060.090.09-0.00buy
JONES FINANCIAL COMPANIES LLLP0700+7000.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0603+6030.000.00+0.00buy
PFG Investments, LLC34,82235,402+5800.030.02-0.00buy
WPG Advisers, LLC1,4491,782+3330.020.02+0.00buy
Mallini Complete Financial Planning LLC17,09317,388+2950.290.19-0.10buy
HighTower Advisors, LLC48,84949,060+2110.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC0200+2000.000.00+0.00buy
Aviance Capital Partners, LLC11,31011,505+1950.020.02-0.00buy
GRIFFIN ASSET MANAGEMENT, INC.21,37321,536+1630.030.03-0.00buy
Allworth Financial LP3,5953,730+1350.000.00-0.00buy
Encompass More Asset Management14,12214,197+750.040.04-0.01buy
BROOKFIELD Corp /ON/100,582100,58200.000.00-0.00hold
CSS LLC/IL33,00833,00800.030.03-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC55,71155,71100.120.11-0.01hold
GHP Investment Advisors, Inc.15315300.000.00-0.00hold
AdvisorNet Financial, Inc33033000.000.00-0.00hold
Ancora Advisors LLC12612600.000.00-0.00hold
CARY STREET PARTNERS FINANCIAL LLC12,65512,65500.000.00-0.00hold
CWM, LLC61461400.000.00-0.00hold
TD PRIVATE CLIENT WEALTH LLC1100.000.00-0.00hold
E&G Advisors, LP48,90848,90800.170.15-0.02hold
ROBINSON CAPITAL MANAGEMENT, LLC46,60246,60200.260.45+0.19hold
IFP Advisors, Inc1,7121,71200.000.00-0.00hold
Lido Advisors, LLC23,75323,75300.000.00-0.00hold
Darwin Wealth Management, LLC26026000.000.00-0.00hold
AlphaCore Capital LLC13,88813,88800.010.01-0.00hold
Sound Income Strategies, LLC6600.000.00-0.00hold
GPS Wealth Strategies Group, LLC2,7932,79300.000.00-0.00hold
CARY STREET PARTNERS INVESTMENT ADVISORY LLC1,0001,00000.010.01-0.00hold
Luminist Capital LLC42242200.010.00-0.00hold
Newbridge Financial Services Group, Inc.1,5001,50000.000.00-0.00hold
Ameliora Wealth Management Ltd.2,3802,38000.010.01-0.00hold
MELFA WEALTH MANAGEMENT, INC.20,67220,67200.170.16-0.01hold
Wealth Preservation Advisors, LLC272700.000.00-0.00hold
Compound Planning, Inc.18,00918,00900.010.01-0.00hold
Farther Finance Advisors, LLC18018000.000.00-0.00hold
Catalina Capital Group, LLC20,52020,52000.190.17-0.02hold
Fourth Dimension Wealth, LLC1,0001,00000.010.01-0.00hold
Caldwell Trust Co97697600.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/32832800.000.00+0.00hold
HUDSON VALLEY INVESTMENT ADVISORS INC /ADV10,00010,00000.010.01-0.00hold
Avion Wealth250-250.000.000.00sell
ARMSTRONG ADVISORY GROUP, INC1340-1340.000.00-0.00sell
Ameritas Advisory Services, LLC2,1101,898-2120.000.00+0.00sell
RAYMOND JAMES FINANCIAL INC228,459228,212-2470.000.00-0.00sell
Ridgewood Investments LLC3000-3000.000.00-0.00sell
Pasadena Private Wealth, LLC34,65034,258-3920.080.07-0.01sell
BIRCHBROOK, INC.7330-7330.010.00-0.01sell
Kestra Advisory Services, LLC36,54935,786-7630.000.00-0.00sell
COMERICA BANK7,1926,364-8280.000.00-0.00sell
GILL CAPITAL PARTNERS, LLC30,10329,057-1,0460.130.12-0.01sell
Second Line Capital, LLC17,08515,905-1,1800.050.04-0.01sell
NewEdge Advisors, LLC14,20113,001-1,2000.000.00-0.00sell
Aptus Capital Advisors, LLC31,48530,237-1,2480.000.00-0.00sell
Summit Financial, LLC13,28311,908-1,3750.000.00-0.00sell
Janney Montgomery Scott LLC16,13614,470-1,6660.000.00-0.00sell
Arlington Capital Management, Inc.75,29073,555-1,7350.870.63-0.25sell
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