Stock Transactions — BROOKFIELD REAL ASSETS INCOM

Total Bought
2,387,180
52 transactions
Total Sold
1,977,220
36 transactions
Net
+409,960
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
WELLS FARGO & COMPANY/MN126,8311,053,341+926,5100.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.309,471594,984+285,5131.412.54+1.13buy
1607 Capital Partners, LLC163,400415,520+252,1200.200.44+0.24buy
GUGGENHEIM CAPITAL LLC181,924368,557+186,6330.020.04+0.02buy
Strategic Wealth Investment Group, LLC0103,392+103,3920.001.04+1.04buy
UBS Group AG75,608129,505+53,8970.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP048,257+48,2570.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC314,036357,143+43,1070.000.00+0.00buy
Pathstone Holdings, LLC847,327890,139+42,8120.050.05+0.00buy
Kestra Advisory Services, LLC036,285+36,2850.000.00+0.00buy
Strategic Financial Concepts, LLC035,964+35,9640.000.01+0.01buy
Independent Advisor Alliance034,300+34,3000.000.01+0.01buy
CHOREO, LLC67,65799,707+32,0500.010.02+0.01buy
Marex Group plc027,163+27,1630.000.01+0.01buy
STIFEL FINANCIAL CORP80,768107,774+27,0060.000.00+0.00buy
ROYAL BANK OF CANADA740,760766,667+25,9070.000.00-0.00buy
Penserra Capital Management LLC338,090362,513+24,4230.100.09-0.01buy
Rareview Capital LLC100,798118,768+17,9701.031.18+0.15buy
FIRST TRUST ADVISORS LP69,81986,594+16,7750.000.00+0.00buy
DRIVE WEALTH MANAGEMENT, LLC83,605100,024+16,4190.300.33+0.03buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC72,83988,628+15,7890.300.34+0.04buy
Advisors Asset Management, Inc.77,21492,948+15,7340.020.02+0.00buy
BANK OF AMERICA CORP /DE/334,142349,502+15,3600.000.00+0.00buy
OPPENHEIMER & CO INC012,810+12,8100.000.00+0.00buy
COMERICA BANK4,90715,216+10,3090.000.00+0.00buy
Private Advisor Group, LLC64,87374,549+9,6760.010.01+0.00buy
Pekin Hardy Strauss, Inc.25,44534,104+8,6590.040.06+0.01buy
IFG Advisory, LLC11,64020,123+8,4830.010.02+0.01buy
OSAIC HOLDINGS, INC.58,81367,057+8,2440.000.00+0.00buy
Steward Partners Investment Advisory, LLC98,888106,595+7,7070.010.01+0.00buy
Arlington Capital Management, Inc.63,50070,230+6,7300.720.65-0.07buy
LPL Financial LLC74,78080,666+5,8860.000.00-0.00buy
Atria Wealth Solutions, Inc.108,657113,208+4,5510.020.02+0.00buy
Van Hulzen Asset Management, LLC03,512+3,5120.000.00+0.00buy
CARY STREET PARTNERS INVESTMENT ADVISORY LLC02,950+2,9500.000.03+0.03buy
Cambridge Investment Research Advisors, Inc.93,20595,996+2,7910.000.00-0.00buy
Sterneck Capital Management, LLC31,96334,563+2,6000.240.25+0.01buy
Encompass More Asset Management12,07214,134+2,0620.060.06-0.00buy
UHLMANN PRICE SECURITIES, LLC11,10912,867+1,7580.120.13+0.01buy
SeaCrest Wealth Management, LLC13,30514,658+1,3530.020.02+0.00buy
Aptus Capital Advisors, LLC31,80932,890+1,0810.010.01-0.00buy
TrueMark Investments, LLC47,29547,873+5780.210.20-0.00buy
WEDBUSH SECURITIES INC31,38331,772+3890.020.02-0.00buy
Castle Rock Wealth Management, LLC28,18328,568+3850.090.09-0.00buy
Capital Analysts, LLC0250+2500.000.00+0.00buy
Tennessee Valley Asset Management Partners40,64940,869+2200.090.09-0.00buy
Catalina Capital Group, LLC20,31620,520+2040.090.09-0.00buy
Aviance Capital Partners, LLC10,75410,932+1780.020.02+0.00buy
Geneos Wealth Management Inc.830983+1530.000.00+0.00buy
GRIFFIN ASSET MANAGEMENT, INC.20,96921,120+1510.030.03+0.00buy
Second Line Capital, LLC17,40917,515+1060.060.06-0.00buy
TD Waterhouse Canada Inc.6,2706,288+180.000.00-0.00buy
BROOKFIELD Corp /ON/100,582100,58200.010.01+0.00hold
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD275,281275,28100.330.36+0.04hold
HORIZON KINETICS ASSET MANAGEMENT LLC17,61417,61400.000.00-0.00hold
CSS LLC/IL33,00833,00800.030.03-0.00hold
AdvisorNet Financial, Inc77977900.000.00+0.00hold
Ancora Advisors LLC12612600.000.00-0.00hold
CWM, LLC61461400.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC46,60246,60200.220.25+0.03hold
IFP Advisors, Inc1,7121,71200.000.00-0.00hold
Lido Advisors, LLC23,75323,75300.000.00-0.00hold
Darwin Wealth Management, LLC26026000.000.00+0.00hold
Matisse Capital115,000115,00000.770.78+0.01hold
Sound Income Strategies, LLC6600.000.00-0.00hold
Global Retirement Partners, LLC23923900.000.00-0.00hold
Iron Horse Wealth Management, LLC1,1351,13500.010.01-0.00hold
Spire Wealth Management6,5666,56600.000.00-0.00hold
Ameliora Wealth Management Ltd.2,3802,38000.010.01-0.00hold
Gridiron Partners, LLC31,55231,55200.260.27+0.00hold
MELFA WEALTH MANAGEMENT, INC.16,64716,64700.150.15-0.00hold
Compound Planning, Inc.17,55217,55200.020.01-0.00hold
BIRCHBROOK, INC.73373300.010.01-0.00hold
Caldwell Trust Co97697600.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
NATIONAL BANK OF CANADA /FI/32832800.000.00-0.00hold
HUDSON VALLEY INVESTMENT ADVISORS INC /ADV10,00010,00000.020.02-0.00hold
Beacon Pointe Advisors, LLC15,00315,000-30.000.00-0.00sell
BESSEMER GROUP INC1,8871,864-230.000.00-0.00sell
Avion Wealth250-250.000.000.00sell
Janney Montgomery Scott LLC19,02318,977-460.000.00-0.00sell
GPS Wealth Strategies Group, LLC2,8932,793-1000.010.00-0.00sell
GILL CAPITAL PARTNERS, LLC31,16730,802-3650.150.15-0.01sell
Jaffetilchin Investment Partners, LLC5300-5300.000.00-0.00sell
Castleview Partners, LLC5680-5680.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.1,220,0161,219,304-7121.701.72+0.02sell
E&G Advisors, LP50,50849,708-8000.190.18-0.01sell
Capital Investment Advisors, LLC12,36611,454-9120.000.00-0.00sell
RIVERBRIDGE PARTNERS LLC109,765108,767-9980.020.02-0.00sell
Ridgewood Investments LLC1,900300-1,6000.010.00-0.01sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,6630-1,6630.000.00-0.00sell
AMERIPRISE FINANCIAL INC38,62636,832-1,7940.000.00-0.00sell
NewEdge Advisors, LLC20,50118,401-2,1000.000.00-0.00sell
PFG Investments, LLC39,19536,519-2,6760.030.03-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC58,24054,640-3,6000.150.14-0.01sell
Stratos Wealth Partners, LTD.20,83216,806-4,0260.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC183,074178,530-4,5440.000.00-0.00sell
BALDWIN WEALTH PARTNERS LLC/MA5,0000-5,0000.000.00-0.00sell
HighTower Advisors, LLC84,39576,501-7,8940.000.00-0.00sell
Calamos Advisors LLC28,45120,522-7,9290.000.00-0.00sell
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