Stock Transactions — BROOKFIELD REAL ASSETS INCOM

Total Bought
3,312,614
56 transactions
Total Sold
1,485,036
37 transactions
Net
+1,827,578
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC02,215,228+2,215,2280.000.57+0.57buy
MORGAN STANLEY4,292,6484,411,299+118,6510.000.00-0.00buy
GUGGENHEIM CAPITAL LLC760,114876,989+116,8750.080.08+0.01buy
Shaker Financial Services, LLC42,435153,005+110,5700.190.63+0.43buy
RIVERBRIDGE PARTNERS LLC127,994221,307+93,3130.030.05+0.02buy
ENVESTNET ASSET MANAGEMENT INC498,401564,590+66,1890.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.724,706772,267+47,5613.323.39+0.07buy
Penserra Capital Management LLC459,065505,869+46,8040.070.08+0.00buy
WELLS FARGO & COMPANY/MN1,386,3221,430,893+44,5710.000.00-0.00buy
Stratos Wealth Partners, LTD.21,82366,227+44,4040.000.01+0.01buy
WOLVERINE ASSET MANAGEMENT LLC043,398+43,3980.000.01+0.01buy
JANE STREET GROUP, LLC35,35875,603+40,2450.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP039,469+39,4690.000.00+0.00buy
Marex Group plc035,083+35,0830.000.00+0.00buy
Rareview Capital LLC190,901209,077+18,1761.561.81+0.25buy
BANK OF AMERICA CORP /DE/396,038412,886+16,8480.000.00-0.00buy
STIFEL FINANCIAL CORP123,923140,664+16,7410.000.00+0.00buy
HighTower Advisors, LLC49,06064,263+15,2030.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.98,233113,007+14,7740.000.00+0.00buy
Kovack Advisors, Inc.014,696+14,6960.000.01+0.01buy
Global Retirement Partners, LLC3,85018,427+14,5770.000.00+0.00buy
Savvy Advisors, Inc.014,325+14,3250.000.01+0.01buy
HRT FINANCIAL LP011,490+11,4900.000.00+0.00buy
PARK AVENUE SECURITIES LLC011,429+11,4290.000.00+0.00buy
OPPENHEIMER & CO INC011,267+11,2670.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC105,615115,085+9,4700.000.00+0.00buy
LPL Financial LLC258,030266,603+8,5730.000.00-0.00buy
CHOREO, LLC85,67893,072+7,3940.010.02+0.00buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC148,759155,725+6,9660.390.36-0.02buy
NATIONAL BANK OF CANADA /FI/3287,228+6,9000.000.00+0.00buy
NewEdge Advisors, LLC13,00119,171+6,1700.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.05,946+5,9460.000.01+0.01buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.17,16122,797+5,6360.010.02+0.01buy
Kestra Advisory Services, LLC35,78641,013+5,2270.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC03,969+3,9690.000.00+0.00buy
ACCREDITED INVESTOR SERVICES, LLC15,62919,334+3,7050.140.17+0.02buy
Pekin Hardy Strauss, Inc.61,72964,979+3,2500.080.08-0.01buy
FIRST TRUST ADVISORS LP158,680161,928+3,2480.000.00-0.00buy
WEDBUSH SECURITIES INC32,34235,259+2,9170.010.01-0.00buy
RAYMOND JAMES FINANCIAL INC228,212230,992+2,7800.000.00-0.00buy
Merit Financial Group, LLC10,49013,070+2,5800.000.00+0.00buy
Steward Partners Investment Advisory, LLC115,418116,980+1,5620.010.01-0.00buy
B. Riley Wealth Advisors, Inc.145,080146,219+1,1390.090.09-0.00buy
Janney Montgomery Scott LLC14,47015,205+7350.000.00-0.00buy
Castle Rock Wealth Management, LLC29,23529,685+4500.090.08-0.00buy
UHLMANN PRICE SECURITIES, LLC18,83619,260+4240.150.15-0.01buy
TD Waterhouse Canada Inc.2,3932,817+4240.000.00+0.00buy
WPG Advisers, LLC1,7822,187+4050.020.02+0.00buy
Mallini Complete Financial Planning LLC17,38817,695+3070.190.18-0.00buy
Aviance Capital Partners, LLC11,50511,708+2030.020.02-0.00buy
SeaCrest Wealth Management, LLC15,81715,912+950.020.02-0.00buy
Encompass More Asset Management14,19714,276+790.040.03-0.00buy
GILL CAPITAL PARTNERS, LLC29,05729,124+670.120.11-0.00buy
Mariner, LLC15,46415,520+560.000.00-0.00buy
Second Line Capital, LLC15,90515,935+300.040.04-0.00buy
CIBC Private Wealth Group LLC020+200.000.00+0.00buy
BROOKFIELD Corp /ON/100,582100,58200.000.00+0.00hold
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD300,319300,31900.300.29-0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC10,75510,75500.000.00+0.00hold
CSS LLC/IL33,00833,00800.030.02-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO60360300.000.00-0.00hold
GHP Investment Advisors, Inc.15315300.000.00-0.00hold
AdvisorNet Financial, Inc33033000.000.00-0.00hold
Ancora Advisors LLC12612600.000.00-0.00hold
CARY STREET PARTNERS FINANCIAL LLC12,65512,65500.000.00-0.00hold
CWM, LLC61461400.000.00-0.00hold
TD PRIVATE CLIENT WEALTH LLC1100.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC46,60246,60200.450.25-0.19hold
IFP Advisors, Inc1,7121,71200.000.00-0.00hold
Lido Advisors, LLC23,75323,75300.000.00-0.00hold
Darwin Wealth Management, LLC26026000.000.00-0.00hold
AlphaCore Capital LLC13,88813,88800.010.00-0.00hold
Geneos Wealth Management Inc.1,9001,90000.000.00-0.00hold
CARY STREET PARTNERS INVESTMENT ADVISORY LLC1,0001,00000.010.00-0.00hold
Luminist Capital LLC42242200.000.01+0.00hold
Ameliora Wealth Management Ltd.2,3802,38000.010.01-0.00hold
Global Wealth Strategies & Associates1,0671,06700.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.20,67220,67200.160.15-0.01hold
Wealth Preservation Advisors, LLC272700.000.00-0.00hold
Compound Planning, Inc.18,00918,00900.010.01-0.00hold
Farther Finance Advisors, LLC18018000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC20020000.000.00+0.00hold
Fourth Dimension Wealth, LLC1,0001,00000.010.00-0.00hold
Caldwell Trust Co97697600.000.00-0.00hold
US BANCORP \DE\7,5647,56400.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.1,4711,47100.010.01-0.00hold
Sound Income Strategies, LLC63-30.000.00-0.00sell
Arax Advisory Partners1,0421,021-210.000.00+0.00sell
COMERICA BANK6,3646,146-2180.000.00-0.00sell
PFG Investments, LLC35,40235,155-2470.020.02-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC55,71155,271-4400.110.11-0.01sell
JONES FINANCIAL COMPANIES LLLP7000-7000.000.00-0.00sell
Tennessee Valley Asset Management Partners36,57835,875-7030.070.06-0.01sell
Pasadena Private Wealth, LLC34,25833,458-8000.070.06-0.01sell
Aptus Capital Advisors, LLC30,23729,251-9860.000.00-0.00sell
ROYAL BANK OF CANADA655,874654,830-1,0440.000.00-0.00sell
E&G Advisors, LP48,90847,808-1,1000.150.14-0.01sell
CoreCap Advisors, LLC2,5761,355-1,2210.000.00-0.00sell
Summit Financial, LLC11,90810,498-1,4100.000.00-0.00sell
Newbridge Financial Services Group, Inc.1,5000-1,5000.000.00-0.00sell
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