| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | 336,405 | 573,955 | +237,550 | 0.00 | 0.00 | +0.00 | buy |
| ADAR1 Capital Management, LLC | 0 | 201,728 | +201,728 | 0.00 | 0.30 | +0.30 | buy |
| RIA Advisory Group LLC | 0 | 43,666 | +43,666 | 0.00 | 0.10 | +0.10 | buy |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 619,180 | 653,870 | +34,690 | 0.61 | 0.47 | -0.14 | buy |
| Janney Montgomery Scott LLC | 0 | 34,140 | +34,140 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 15,300 | 40,120 | +24,820 | 0.00 | 0.00 | +0.00 | buy |
| Laird Norton Wetherby Trust Company, LLC | 10,000 | 33,000 | +23,000 | 0.01 | 0.02 | +0.02 | buy |
| Squarepoint Ops LLC | 0 | 22,402 | +22,402 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 18,872 | +18,872 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 122,116 | 137,456 | +15,340 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 13,873 | +13,873 | 0.00 | 0.00 | +0.00 | buy |
| Fermata Advisors, LLC | 16,325 | 23,198 | +6,873 | 0.02 | 0.03 | +0.01 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 6,825 | +6,825 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 39,923 | 45,561 | +5,638 | 0.00 | 0.00 | +0.00 | buy |
| Westside Investment Management, Inc. | 0 | 3,750 | +3,750 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 860 | +860 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 2,847 | 3,487 | +640 | 0.00 | 0.00 | +0.00 | buy |
| PERCEPTIVE ADVISORS LLC | 623,315 | 623,315 | 0 | 0.07 | 0.06 | -0.01 | hold |
| OSAIC HOLDINGS, INC. | 11,350 | 11,350 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tamar Securities, LLC | 13,990 | 13,990 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Velan Capital Investment Management LP | 172,235 | 172,235 | 0 | 0.63 | 0.51 | -0.12 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| DIMENSIONAL FUND ADVISORS LP | 18,305 | 16,411 | -1,894 | 0.00 | 0.00 | -0.00 | sell |
| STATE STREET CORP | 26,600 | 24,600 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 37,526 | 35,142 | -2,384 | 0.00 | 0.00 | -0.00 | sell |
| Financial Perspectives, Inc | 3,278 | 0 | -3,278 | 0.01 | 0.00 | -0.01 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 236,308 | 226,308 | -10,000 | 0.04 | 0.04 | -0.00 | sell |
| XTX Topco Ltd | 11,289 | 0 | -11,289 | 0.01 | 0.00 | -0.01 | sell |
| ARTHUR M. COHEN & ASSOCIATES, LLC | 14,000 | 0 | -14,000 | 0.02 | 0.00 | -0.02 | sell |
| Nantahala Capital Management, LLC | 706,319 | 495,736 | -210,583 | 0.36 | 0.26 | -0.10 | sell |
| Rosalind Advisors, Inc. | 312,091 | 0 | -312,091 | 1.34 | 0.00 | -1.34 | sell |
| Altium Capital Management LLC | 344,471 | 0 | -344,471 | 1.22 | 0.00 | -1.22 | sell |
| ARMISTICE CAPITAL, LLC | 436,000 | 0 | -436,000 | 0.06 | 0.00 | -0.06 | sell |