| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 0 | 706,319 | +706,319 | 0.00 | 0.36 | +0.36 | buy |
| ARMISTICE CAPITAL, LLC | 0 | 436,000 | +436,000 | 0.00 | 0.06 | +0.06 | buy |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 219,180 | 619,180 | +400,000 | 0.22 | 0.61 | +0.39 | buy |
| Altium Capital Management LLC | 0 | 344,471 | +344,471 | 0.00 | 1.22 | +1.22 | buy |
| Velan Capital Investment Management LP | 0 | 172,235 | +172,235 | 0.00 | 0.63 | +0.63 | buy |
| CITADEL ADVISORS LLC | 0 | 39,923 | +39,923 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 92,707 | 122,116 | +29,409 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 17,074 | 37,526 | +20,452 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 15,300 | +15,300 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 11,289 | +11,289 | 0.00 | 0.01 | +0.01 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 226,308 | 236,308 | +10,000 | 0.02 | 0.04 | +0.02 | buy |
| Laird Norton Wetherby Trust Company, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| Fermata Advisors, LLC | 11,850 | 16,325 | +4,475 | 0.02 | 0.02 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 2,847 | +2,847 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 335,797 | 336,405 | +608 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 11,350 | 11,350 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARTHUR M. COHEN & ASSOCIATES, LLC | 14,000 | 14,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Tamar Securities, LLC | 13,990 | 13,990 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Financial Perspectives, Inc | 3,278 | 3,278 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| STATE STREET CORP | 26,600 | 26,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DIMENSIONAL FUND ADVISORS LP | 18,309 | 18,305 | -4 | 0.00 | 0.00 | -0.00 | sell |
| Newbridge Financial Services Group, Inc. | 20 | 0 | -20 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 6,370 | 0 | -6,370 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 17,753 | 0 | -17,753 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 59,026 | 0 | -59,026 | 0.00 | 0.00 | -0.00 | sell |
| PERCEPTIVE ADVISORS LLC | 781,615 | 623,315 | -158,300 | 0.14 | 0.07 | -0.07 | sell |