| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC | 110,682 | 1,386,776 | +1,276,094 | 0.00 | 0.00 | +0.00 | buy |
| ADAR1 Capital Management, LLC | 142,958 | 775,034 | +632,076 | 0.04 | 0.13 | +0.09 | buy |
| Nantahala Capital Management, LLC | 2,528,302 | 3,073,729 | +545,427 | 0.30 | 0.31 | +0.01 | buy |
| IEQ CAPITAL, LLC | 439,270 | 981,264 | +541,994 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 0 | 494,778 | +494,778 | 0.00 | 0.18 | +0.18 | buy |
| VANGUARD GROUP INC | 1,454,038 | 1,763,387 | +309,349 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 210,045 | +210,045 | 0.00 | 0.00 | +0.00 | buy |
| Union Square Park Capital Management, LLC | 120,857 | 224,746 | +103,889 | 0.17 | 0.25 | +0.08 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 379,800 | 468,598 | +88,798 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 88,519 | +88,519 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 124,911 | 198,111 | +73,200 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 33,818 | 87,235 | +53,417 | 0.00 | 0.01 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 396,982 | 437,285 | +40,303 | 0.00 | 0.00 | -0.00 | buy |
| Operose Advisors LLC | 0 | 31,568 | +31,568 | 0.00 | 0.01 | +0.01 | buy |
| GROUP ONE TRADING LLC | 0 | 30,830 | +30,830 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 335,738 | 345,461 | +9,723 | 0.00 | 0.00 | -0.00 | buy |
| Advisory Services Network, LLC | 0 | 5,500 | +5,500 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 1,604 | +1,604 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 77 | 78 | +1 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 8 | 8 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mariner, LLC | 122,461 | 122,461 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 15,200 | 15,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighTower Advisors, LLC | 308,500 | 308,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SCHARF INVESTMENTS, LLC | 91,061 | 91,061 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westside Investment Management, Inc. | 75 | 75 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Anfield Capital Management, LLC | 30,227 | 30,227 | 0 | 0.02 | 0.01 | -0.00 | hold |
| NIXON PEABODY TRUST CO | 11,126 | 11,126 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hurley Capital, LLC | 121 | 121 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alphabet Inc. | 189,122 | 189,122 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Parallel Advisors, LLC | 295 | 295 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JDM Financial Group LLC | 340 | 340 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 23 | 5 | -18 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 17,386 | 15,080 | -2,306 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 12,004 | 0 | -12,004 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 77,492 | 64,706 | -12,786 | 0.00 | 0.00 | -0.00 | sell |
| Shay Capital LLC | 150,000 | 136,955 | -13,045 | 0.06 | 0.04 | -0.02 | sell |
| XTX Topco Ltd | 22,660 | 0 | -22,660 | 0.00 | 0.00 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 128,617 | 95,122 | -33,495 | 0.01 | 0.00 | -0.00 | sell |
| Intellectus Partners, LLC | 53,312 | 0 | -53,312 | 0.02 | 0.00 | -0.02 | sell |
| Rockefeller Capital Management L.P. | 169,554 | 0 | -169,554 | 0.00 | 0.00 | -0.00 | sell |