| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 0 | 193,529 | +193,529 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 23,523 | 178,459 | +154,936 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 31,249 | 155,650 | +124,401 | 0.00 | 0.00 | +0.00 | buy |
| Laurion Capital Management LP | 0 | 118,291 | +118,291 | 0.00 | 0.02 | +0.02 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 86,908 | +86,908 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 49,532 | 127,932 | +78,400 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 77,605 | +77,605 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 181,662 | 255,726 | +74,064 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 52,533 | 124,523 | +71,990 | 0.00 | 0.00 | +0.00 | buy |
| Man Group plc | 0 | 69,674 | +69,674 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 66,930 | +66,930 | 0.00 | 0.00 | +0.00 | buy |
| BAILARD, INC. | 0 | 58,229 | +58,229 | 0.00 | 0.01 | +0.01 | buy |
| JPMORGAN CHASE & CO | 0 | 56,809 | +56,809 | 0.00 | 0.00 | +0.00 | buy |
| 683 Capital Management, LLC | 0 | 56,389 | +56,389 | 0.00 | 0.03 | +0.03 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 79,800 | 135,245 | +55,445 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 75,944 | 130,586 | +54,642 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 35,910 | +35,910 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 34,870 | +34,870 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 34,386 | +34,386 | 0.00 | 0.00 | +0.00 | buy |
| Hillsdale Investment Management Inc. | 0 | 27,542 | +27,542 | 0.00 | 0.01 | +0.01 | buy |
| BARCLAYS PLC | 36,070 | 59,592 | +23,522 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 61,715 | 84,958 | +23,243 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 23,200 | +23,200 | 0.00 | 0.00 | +0.00 | buy |
| OCCUDO QUANTITATIVE STRATEGIES LP | 0 | 23,128 | +23,128 | 0.00 | 0.02 | +0.02 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 384,702 | 407,444 | +22,742 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 1,201,080 | 1,218,500 | +17,420 | 0.00 | 0.00 | +0.00 | buy |
| GSG Advisors LLC | 0 | 17,011 | +17,011 | 0.00 | 0.03 | +0.03 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 16,306 | +16,306 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 16,038 | +16,038 | 0.00 | 0.01 | +0.01 | buy |
| Quadrature Capital Ltd | 0 | 16,031 | +16,031 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 14,219 | +14,219 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 78,014 | 89,079 | +11,065 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 19,878 | 30,856 | +10,978 | 0.00 | 0.00 | +0.00 | buy |
| AXA S.A. | 0 | 10,424 | +10,424 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 8,228 | 14,547 | +6,319 | 0.00 | 0.00 | +0.00 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 66,556 | 72,023 | +5,467 | 0.01 | 0.01 | +0.00 | buy |
| Verition Fund Management LLC | 10,786 | 15,919 | +5,133 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 102,577 | 106,913 | +4,336 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 177,348 | 180,546 | +3,198 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 342 | 1,839 | +1,497 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 973 | 2,138 | +1,165 | 0.00 | 0.00 | +0.00 | buy |
| ADIRONDACK TRUST CO | 0 | 682 | +682 | 0.00 | 0.00 | +0.00 | buy |
| McGlone Suttner Wealth Management, Inc. | 0 | 98 | +98 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 363,804 | 363,804 | 0 | 0.03 | 0.04 | +0.01 | hold |
| RHUMBLINE ADVISERS | 959 | 959 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LPL Financial LLC | 42,273 | 42,273 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 91,367 | 91,367 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Essex Woodlands Management, Inc. | 13,021,324 | 13,021,324 | 0 | 37.88 | 16.98 | -20.90 | hold |
| Arete Wealth Advisors, LLC | 13,100 | 13,100 | 0 | 0.01 | 0.01 | -0.00 | hold |
| OSAIC HOLDINGS, INC. | 38,000 | 38,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Juniper Investment Company, LLC | 6,833,857 | 6,833,857 | 0 | 14.32 | 19.15 | +4.83 | hold |
| LOUNTZIS ASSET MANAGEMENT, LLC | 100,000 | 100,000 | 0 | 0.18 | 0.29 | +0.10 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| COMERICA BANK | 88,000 | 88,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE STREET CORP | 111,194 | 111,194 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 86 | 86 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SHELL ASSET MANAGEMENT CO | 2,101 | 1,687 | -414 | 0.00 | 0.00 | +0.00 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 1,200 | 0 | -1,200 | 0.00 | 0.00 | -0.00 | sell |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 56,982 | 55,238 | -1,744 | 0.00 | 0.00 | +0.00 | sell |
| Cubist Systematic Strategies, LLC | 41,638 | 39,423 | -2,215 | 0.00 | 0.00 | +0.00 | sell |
| Moran Wealth Management, LLC | 26,626 | 24,277 | -2,349 | 0.00 | 0.00 | +0.00 | sell |
| Quantbot Technologies LP | 5,600 | 0 | -5,600 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI FUNDS LLC | 18,000 | 10,000 | -8,000 | 0.00 | 0.00 | -0.00 | sell |
| State of Wyoming | 20,328 | 11,545 | -8,783 | 0.01 | 0.01 | -0.00 | sell |
| STEPHENS INC /AR/ | 151,475 | 142,675 | -8,800 | 0.01 | 0.01 | +0.00 | sell |
| GROUP ONE TRADING LLC | 19,485 | 10,385 | -9,100 | 0.00 | 0.00 | -0.00 | sell |
| Dynamic Technology Lab Private Ltd | 12,983 | 0 | -12,983 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 13,212 | 0 | -13,212 | 0.01 | 0.00 | -0.01 | sell |
| Tower Research Capital LLC (TRC) | 23,091 | 3,613 | -19,478 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 19,911 | 0 | -19,911 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE TRADING, LLC | 23,105 | 0 | -23,105 | 0.00 | 0.00 | -0.00 | sell |
| Utah Retirement Systems | 26,272 | 0 | -26,272 | 0.00 | 0.00 | -0.00 | sell |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 366,183 | 328,829 | -37,354 | 0.01 | 0.01 | +0.00 | sell |
| Nantahala Capital Management, LLC | 6,018,532 | 5,977,471 | -41,061 | 2.52 | 3.15 | +0.63 | sell |
| ROYCE & ASSOCIATES LP | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 62,679 | 0 | -62,679 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 264,949 | 190,635 | -74,314 | 0.00 | 0.00 | +0.00 | sell |
| Bank of New York Mellon Corp | 92,293 | 15,042 | -77,251 | 0.00 | 0.00 | -0.00 | sell |
| Comprehensive Financial Management LLC | 80,838 | 0 | -80,838 | 0.01 | 0.00 | -0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 340,176 | 235,483 | -104,693 | 0.00 | 0.00 | +0.00 | sell |
| Western Standard LLC | 281,413 | 0 | -281,413 | 0.84 | 0.00 | -0.84 | sell |