Stock Transactions — GREAT ELM CAP CORP

Total Bought
69,849
7 transactions
Total Sold
647,332
10 transactions
Net
-577,483
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
TWO SIGMA SECURITIES, LLC017,066+17,0660.000.01+0.01buy
Significant Wealth Partners LLC016,473+16,4730.000.10+0.10buy
Rockefeller Capital Management L.P.10,00025,000+15,0000.000.00+0.00buy
HRT FINANCIAL LP011,178+11,1780.000.00+0.00buy
Rangeley Capital, LLC010,000+10,0000.000.05+0.05buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0126+1260.000.00+0.00buy
Allworth Financial LP1,4001,406+60.000.00-0.00buy
TRUST CO OF TOLEDO NA /OH/3,8743,87400.000.00-0.00hold
Curi Capital, LLC60,00060,00000.010.01-0.00hold
Crestwood Advisors Group, LLC26,62526,62500.000.00-0.00hold
Arax Advisory Partners1100.000.00-0.00hold
Triumph Capital Management50050000.000.00-0.00hold
Ethos Financial Group, LLC26,30926,30900.010.01-0.00hold
Papamarkou Wellner Asset Management inc.30,20030,20000.130.09-0.04hold
NORTHERN TRUST CORP11,91011,765-1450.000.00-0.00sell
NewEdge Advisors, LLC9110-9110.000.00-0.00sell
Cruiser Capital Advisors, LLC130,827127,470-3,3570.780.25-0.53sell
TrueMark Investments, LLC20,9940-20,9940.030.00-0.03sell
MARSHALL WACE, LLP27,5050-27,5050.000.00-0.00sell
CITADEL ADVISORS LLC39,2570-39,2570.000.00-0.00sell
Squarepoint Ops LLC106,07964,942-41,1370.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP49,5260-49,5260.000.00-0.00sell
Granby Capital Management, LLC50,0000-50,0000.190.00-0.19sell
Northern Right Capital Management, L.P.798,471383,971-414,5001.480.68-0.79sell
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