Stock TransactionsGREAT ELM CAP CORP

Total Bought
40,721
4 transactions
Total Sold
227,225
11 transactions
Net
-186,504
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Vident Advisory, LLC026,609+26,6090.000.00+0.00buy
Founders Financial Alliance, LLC013,770+13,7700.000.01+0.01buy
Significant Wealth Partners LLC16,47316,771+2980.100.10-0.00buy
Caitong International Asset Management Co., Ltd044+440.000.00+0.00buy
TRUST CO OF TOLEDO NA /OH/3,8743,87400.000.00-0.00hold
Northern Right Capital Management, L.P.383,971383,97100.680.62-0.06hold
Crestwood Advisors Group, LLC26,62526,62500.000.00-0.00hold
Rangeley Capital, LLC10,00010,00000.050.05-0.00hold
Triumph Capital Management50050000.000.00-0.00hold
Rockefeller Capital Management L.P.25,00025,00000.000.00-0.00hold
Arax Advisory Partners10-10.000.00-0.00sell
Allworth Financial LP1,4061,400-60.000.00+0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1260-1260.000.00-0.00sell
Ethos Financial Group, LLC26,30924,059-2,2500.010.01-0.00sell
HRT FINANCIAL LP11,1780-11,1780.000.00-0.00sell
NORTHERN TRUST CORP11,7650-11,7650.000.00-0.00sell
TWO SIGMA SECURITIES, LLC17,0660-17,0660.010.00-0.01sell
Cruiser Capital Advisors, LLC127,47097,779-29,6910.250.33+0.08sell
Papamarkou Wellner Asset Management inc.30,2000-30,2000.090.00-0.09sell
Curi Capital, LLC60,0000-60,0000.010.00-0.01sell
Squarepoint Ops LLC64,9420-64,9420.000.00-0.00sell
Page 1 of 1