Stock Transactions — GREAT ELM CAP CORP

Total Bought
214,836
9 transactions
Total Sold
20,995
4 transactions
Net
+193,841
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MARSHALL WACE, LLP067,860+67,8600.000.00+0.00buy
WELLS FARGO & COMPANY/MN034,026+34,0260.000.00+0.00buy
Squarepoint Ops LLC030,491+30,4910.000.00+0.00buy
HRT FINANCIAL LP022,604+22,6040.000.00+0.00buy
Schonfeld Strategic Advisors LLC016,900+16,9000.000.00+0.00buy
Virtu Financial LLC016,008+16,0080.000.01+0.01buy
KESTRA PRIVATE WEALTH SERVICES, LLC014,491+14,4910.000.00+0.00buy
Crestwood Advisors Group, LLC12,51824,474+11,9560.000.00+0.00buy
Triumph Capital Management0500+5000.000.00+0.00buy
TRUST CO OF TOLEDO NA /OH/3,8743,87400.000.00-0.00hold
Northern Right Capital Management, L.P.798,471798,47102.922.48-0.44hold
Cove Street Capital, LLC6,1006,10000.100.08-0.02hold
Allworth Financial LP1,4001,40000.000.00-0.00hold
Arax Advisory Partners1100.000.00-0.00hold
Cruiser Capital Advisors, LLC142,259142,25900.671.42+0.75hold
Ethos Financial Group, LLC26,30926,30900.020.02-0.00hold
Papamarkou Wellner Asset Management inc.19,50019,50000.140.12-0.02hold
NewEdge Advisors, LLC654471-1830.000.00-0.00sell
FARMERS & MERCHANTS INVESTMENTS INC5000-5000.000.00-0.00sell
NORTHERN TRUST CORP16,07411,910-4,1640.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC16,1480-16,1480.000.00-0.00sell
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