Stock Transactions — RIVERNORTH DOUBLELINE STRATE

Total Bought
1,246,327
25 transactions
Total Sold
602,261
21 transactions
Net
+644,066
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC238,253529,888+291,6350.040.08+0.05buy
Pathstone Holdings, LLC133,142346,143+213,0010.000.01+0.01buy
WELLS FARGO & COMPANY/MN1,325,5071,496,806+171,2990.000.00+0.00buy
1607 Capital Partners, LLC178,157337,461+159,3040.100.19+0.09buy
Advisors Asset Management, Inc.392,381520,125+127,7440.050.07+0.01buy
MORGAN STANLEY2,070,7232,197,536+126,8130.000.00+0.00buy
FIFTH THIRD BANCORP037,353+37,3530.000.00+0.00buy
Gateway Wealth Partners, LLC18,41039,226+20,8160.020.01-0.00buy
HRT FINANCIAL LP017,885+17,8850.000.00+0.00buy
Golden State Equity Partners016,484+16,4840.000.01+0.01buy
WFA of San Diego, LLC1,30015,175+13,8750.010.09+0.09buy
RIVERBRIDGE PARTNERS LLC224,106237,095+12,9890.030.04+0.01buy
Post Resch Tallon Group Inc.17,34729,816+12,4690.120.19+0.07buy
Shaker Financial Services, LLC110,263119,711+9,4480.280.32+0.04buy
Total Wealth Planning & Management, Inc.40,44944,760+4,3110.260.27+0.02buy
Advisory Services Network, LLC03,369+3,3690.000.00+0.00buy
Verity Asset Management, Inc.86,80988,859+2,0500.300.29-0.01buy
WHITTIER TRUST CO OF NEVADA INC01,532+1,5320.000.00+0.00buy
PFG Investments, LLC136,424137,792+1,3680.050.05-0.00buy
Navis Wealth Advisors, LLC29,13630,176+1,0400.100.12+0.02buy
Rockefeller Capital Management L.P.8,0008,521+5210.000.00+0.00buy
Ausdal Financial Partners, Inc.11,90412,329+4250.000.00-0.00buy
Powell Investment Advisors, LLC27,07027,347+2770.070.07-0.00buy
Perennial Investment Advisors, LLC15,87216,097+2250.010.01-0.00buy
WPG Advisers, LLC1,1181,212+940.010.01+0.00buy
FIRST FOUNDATION ADVISORS61,33961,33900.020.02+0.00hold
CSS LLC/IL31,33931,33900.010.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT10,94510,94500.000.00+0.00hold
ASSETMARK, INC4400.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2,3002,30000.000.00-0.00hold
Allworth Financial LP505000.000.00-0.00hold
Almitas Capital LLC33,96333,96300.060.06-0.00hold
Fiduciary Group, LLC12,10012,10000.010.01-0.00hold
Next Capital Management LLC55,10955,10900.140.13-0.01hold
Geneos Wealth Management Inc.34534500.000.00-0.00hold
Kestra Advisory Services, LLC57,02057,02000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC1,0001,00000.000.00-0.00hold
10Elms LLP1,0001,00000.020.01-0.01hold
PNC FINANCIAL SERVICES GROUP, INC.5,0005,00000.000.00+0.00hold
NBC SECURITIES, INC.5,0855,08500.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/2,1642,16400.000.00-0.00hold
WEDBUSH SECURITIES INC62,43262,400-320.010.01-0.00sell
Pinnacle Wealth Planning Services, Inc.2,3401,937-4030.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC26,31325,461-8520.000.00-0.00sell
STIFEL FINANCIAL CORP24,84922,338-2,5110.000.00-0.00sell
SeaCrest Wealth Management, LLC68,90465,660-3,2440.050.05-0.00sell
OSAIC HOLDINGS, INC.90,00986,310-3,6990.000.00-0.00sell
ROYAL BANK OF CANADA1,027,5271,021,953-5,5740.000.00+0.00sell
COMMONWEALTH EQUITY SERVICES, LLC33,24427,466-5,7780.000.00-0.00sell
UBS Group AG221,655213,195-8,4600.000.00-0.00sell
CoreCap Advisors, LLC24,76515,211-9,5540.010.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC10,9950-10,9950.000.00-0.00sell
&PARTNERS11,3750-11,3750.000.00-0.00sell
Prime Capital Investment Advisors, LLC46,88834,165-12,7230.000.00-0.00sell
HighTower Advisors, LLC29,70613,509-16,1970.000.00-0.00sell
Yakira Capital Management, Inc.94,58873,490-21,0980.250.16-0.09sell
LPL Financial LLC153,419126,572-26,8470.000.00-0.00sell
Baird Financial Group, Inc.157,625123,619-34,0060.000.00-0.00sell
NewEdge Advisors, LLC213,449176,041-37,4080.010.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC53,307930-52,3770.030.00-0.03sell
Logan Stone Capital, LLC117,64223,704-93,9380.230.05-0.18sell
J.W. COLE ADVISORS, INC.245,1900-245,1900.050.00-0.05sell
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