Stock Transactions — RIVERNORTH DOUBLELINE STRATE

Total Bought
734,139
19 transactions
Total Sold
355,100
20 transactions
Net
+379,039
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
WELLS FARGO & COMPANY/MN461,923689,644+227,7210.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC0169,599+169,5990.000.12+0.12buy
Advisors Asset Management, Inc.0153,815+153,8150.000.02+0.02buy
Next Capital Management LLC063,859+63,8590.000.20+0.20buy
Shaker Financial Services, LLC044,076+44,0760.000.14+0.14buy
1607 Capital Partners, LLC242,181271,084+28,9030.170.19+0.02buy
RAYMOND JAMES FINANCIAL INC141,629155,379+13,7500.000.00-0.00buy
JANE STREET GROUP, LLC010,745+10,7450.000.00+0.00buy
Verity Asset Management, Inc.56,74161,209+4,4680.200.25+0.05buy
LPL Financial LLC146,277150,659+4,3820.000.00-0.00buy
J.W. COLE ADVISORS, INC.244,600248,386+3,7860.070.05-0.02buy
RIVERBRIDGE PARTNERS LLC89,04892,156+3,1080.010.01+0.00buy
COMERICA BANK28,71230,548+1,8360.000.00-0.00buy
Powell Investment Advisors, LLC20,58121,889+1,3080.090.07-0.02buy
Total Wealth Planning & Management, Inc.36,38337,421+1,0380.320.28-0.04buy
Navis Wealth Advisors, LLC27,61728,571+9540.230.21-0.03buy
Ausdal Financial Partners, Inc.10,74411,115+3710.010.01-0.00buy
PFG Investments, LLC40,10240,375+2730.020.02-0.00buy
Perennial Investment Advisors, LLC25,52925,676+1470.020.02-0.00buy
HOLLENCREST CAPITAL MANAGEMENT10,94510,94500.000.00-0.00hold
CIBC Private Wealth Group LLC2,1702,17000.000.00-0.00hold
ASSETMARK, INC747400.000.00-0.00hold
CWM, LLC38438400.000.00-0.00hold
Fiduciary Group, LLC12,10012,10000.010.01-0.00hold
Prime Capital Investment Advisors, LLC46,88846,88800.000.01+0.00hold
Future Financial Wealth Managment LLC9,0009,00000.060.05-0.00hold
Kestra Advisory Services, LLC50,05550,05500.000.00+0.00hold
Strategic Financial Concepts, LLC15,00015,00000.020.02-0.01hold
ORG Partners LLC21,11521,11500.050.04-0.01hold
10Elms LLP2,0002,00000.040.04-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.5,0005,00000.000.00+0.00hold
NBC SECURITIES, INC.6,2856,28500.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/2,1642,16400.000.00-0.00hold
Geneos Wealth Management Inc.3,5253,346-1790.000.00-0.00sell
WPG Advisers, LLC1,5291,272-2570.010.01-0.00sell
SeaCrest Wealth Management, LLC61,71361,270-4430.060.06-0.00sell
WEDBUSH SECURITIES INC61,77860,300-1,4780.020.02-0.00sell
OSAIC HOLDINGS, INC.41,90840,099-1,8090.000.00-0.00sell
STIFEL FINANCIAL CORP40,41638,557-1,8590.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.5,0002,900-2,1000.000.00-0.00sell
NewEdge Advisors, LLC48,50045,800-2,7000.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC44,69141,499-3,1920.000.00-0.00sell
Post Resch Tallon Group Inc.15,03911,356-3,6830.130.09-0.04sell
FIRST FOUNDATION ADVISORS66,10761,339-4,7680.020.02-0.00sell
Baird Financial Group, Inc.158,500153,513-4,9870.000.00-0.00sell
UBS Group AG270,902259,931-10,9710.000.00-0.00sell
Mariner, LLC11,8610-11,8610.000.00-0.00sell
Quarry LP12,1290-12,1290.030.00-0.03sell
CoreCap Advisors, LLC34,20016,700-17,5000.010.01-0.01sell
ABSOLUTE INVESTMENT ADVISERS, LLC31,1340-31,1340.040.00-0.04sell
Matisse Capital188,013150,538-37,4750.850.61-0.24sell
MORGAN STANLEY2,464,5402,380,036-84,5040.000.00-0.00sell
ROYAL BANK OF CANADA1,056,251934,180-122,0710.000.00-0.00sell
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