Stock TransactionsRIVERNORTH DOUBLELINE STRATE

Total Bought
858,853
25 transactions
Total Sold
563,471
19 transactions
Net
+295,382
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
J.W. COLE ADVISORS, INC.0232,070+232,0700.000.03+0.03buy
Pathstone Holdings, LLC346,143522,990+176,8470.010.01+0.00buy
WELLS FARGO & COMPANY/MN1,496,8061,651,237+154,4310.000.00-0.00buy
Advisors Asset Management, Inc.520,125672,863+152,7380.070.08+0.01buy
READYSTATE ASSET MANAGEMENT LP042,963+42,9630.000.01+0.01buy
MORGAN STANLEY2,197,5362,229,539+32,0030.000.00-0.00buy
NewEdge Advisors, LLC176,041186,728+10,6870.000.00-0.00buy
Post Resch Tallon Group Inc.29,81639,418+9,6020.190.21+0.03buy
SeaCrest Wealth Management, LLC65,66074,142+8,4820.050.06+0.01buy
WFA of San Diego, LLC15,17522,000+6,8250.090.14+0.04buy
SIT INVESTMENT ASSOCIATES INC529,888536,704+6,8160.080.08-0.00buy
Verity Asset Management, Inc.88,85993,465+4,6060.290.27-0.01buy
RIVERBRIDGE PARTNERS LLC237,095240,803+3,7080.040.05+0.01buy
CoreCap Advisors, LLC15,21118,900+3,6890.000.00+0.00buy
Baird Financial Group, Inc.123,619127,126+3,5070.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC25,46128,294+2,8330.000.00-0.00buy
LPL Financial LLC126,572128,349+1,7770.000.00-0.00buy
Total Wealth Planning & Management, Inc.44,76046,058+1,2980.270.26-0.01buy
Navis Wealth Advisors, LLC30,17631,258+1,0820.120.09-0.03buy
Global Retirement Partners, LLC5,6616,676+1,0150.000.00-0.00buy
Nemes Rush Group LLC0800+8000.000.00+0.00buy
Ausdal Financial Partners, Inc.12,32912,771+4420.000.00-0.00buy
Powell Investment Advisors, LLC27,34727,636+2890.070.07-0.00buy
Perennial Investment Advisors, LLC16,09716,272+1750.010.01-0.00buy
PFG Investments, LLC137,792137,960+1680.050.04-0.01buy
FIRST FOUNDATION ADVISORS61,33961,33900.020.02-0.00hold
CSS LLC/IL31,33931,33900.010.01-0.00hold
WEDBUSH SECURITIES INC62,40062,40000.010.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT10,94510,94500.000.01+0.00hold
WHITTIER TRUST CO OF NEVADA INC1,5321,53200.000.00-0.00hold
ASSETMARK, INC4400.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2,3002,30000.000.00-0.00hold
Allworth Financial LP505000.000.00+0.00hold
Fiduciary Group, LLC12,10012,10000.010.01-0.00hold
Pinnacle Wealth Planning Services, Inc.1,9371,93700.000.00-0.00hold
Rockefeller Capital Management L.P.8,5218,52100.000.00-0.00hold
Next Capital Management LLC55,10955,10900.130.11-0.01hold
Geneos Wealth Management Inc.34534500.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC93093000.000.00-0.00hold
Kestra Advisory Services, LLC57,02057,02000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC1,0001,00000.000.00-0.00hold
10Elms LLP1,0001,00000.010.01-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.5,0005,00000.000.00-0.00hold
NBC SECURITIES, INC.5,0855,08500.000.00-0.00hold
WPG Advisers, LLC1,2121,210-20.010.01-0.00sell
FIFTH THIRD BANCORP37,35337,297-560.000.00-0.00sell
STIFEL FINANCIAL CORP22,33821,824-5140.000.00-0.00sell
NATIONAL BANK OF CANADA /FI/2,1640-2,1640.000.00-0.00sell
Advisory Services Network, LLC3,3690-3,3690.000.00-0.00sell
Yakira Capital Management, Inc.73,49066,462-7,0280.160.15-0.01sell
OSAIC HOLDINGS, INC.86,31077,117-9,1930.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC27,46615,842-11,6240.000.00-0.00sell
HighTower Advisors, LLC13,5090-13,5090.000.00-0.00sell
Golden State Equity Partners16,4840-16,4840.010.00-0.01sell
HRT FINANCIAL LP17,8850-17,8850.000.00-0.00sell
Almitas Capital LLC33,96314,511-19,4520.060.03-0.03sell
Prime Capital Investment Advisors, LLC34,16511,546-22,6190.000.00-0.00sell
Logan Stone Capital, LLC23,7040-23,7040.050.00-0.05sell
Gateway Wealth Partners, LLC39,2260-39,2260.010.00-0.01sell
UBS Group AG213,195173,560-39,6350.000.00-0.00sell
Shaker Financial Services, LLC119,71148,388-71,3230.320.12-0.20sell
ROYAL BANK OF CANADA1,021,953894,981-126,9720.000.00-0.00sell
1607 Capital Partners, LLC337,461198,749-138,7120.190.13-0.05sell
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