| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | 436,433 | 1,023,938 | +587,505 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 1,167,945 | 1,372,319 | +204,374 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,961 | 97,304 | +80,343 | 0.02 | 0.07 | +0.05 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 58,292 | +58,292 | 0.00 | 0.02 | +0.02 | buy |
| MANGROVE PARTNERS IM, LLC | 131,976 | 182,158 | +50,182 | 0.08 | 0.10 | +0.02 | buy |
| Matisse Capital | 160,000 | 195,000 | +35,000 | 0.89 | 0.87 | -0.02 | buy |
| SIT INVESTMENT ASSOCIATES INC | 688,363 | 717,878 | +29,515 | 0.15 | 0.15 | -0.00 | buy |
| WEDBUSH SECURITIES INC | 20,400 | 44,400 | +24,000 | 0.01 | 0.02 | +0.01 | buy |
| HighTower Advisors, LLC | 0 | 21,657 | +21,657 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 15,500 | +15,500 | 0.00 | 0.00 | +0.00 | buy |
| Eschler Asset Management LLP | 54,292 | 67,556 | +13,264 | 0.50 | 0.46 | -0.04 | buy |
| COMERICA BANK | 15,727 | 28,220 | +12,493 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 258,634 | 269,224 | +10,590 | 0.00 | 0.00 | -0.00 | buy |
| BlackDiamond Wealth Management, LLC | 0 | 10,185 | +10,185 | 0.00 | 0.06 | +0.06 | buy |
| 1607 Capital Partners, LLC | 138,850 | 147,850 | +9,000 | 0.08 | 0.09 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 6,900 | +6,900 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 18,892 | 24,716 | +5,824 | 0.00 | 0.01 | +0.00 | buy |
| NewEdge Advisors, LLC | 72,400 | 77,300 | +4,900 | 0.01 | 0.01 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 125,307 | 129,434 | +4,127 | 0.00 | 0.00 | -0.00 | buy |
| Baird Financial Group, Inc. | 133,483 | 137,238 | +3,755 | 0.00 | 0.00 | -0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 29,579 | 32,579 | +3,000 | 0.01 | 0.01 | +0.00 | buy |
| Verity Asset Management, Inc. | 36,348 | 38,543 | +2,195 | 0.21 | 0.21 | -0.01 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 2,164 | +2,164 | 0.00 | 0.00 | +0.00 | buy |
| FIRST FOUNDATION ADVISORS | 72,699 | 74,798 | +2,099 | 0.03 | 0.03 | +0.00 | buy |
| Arete Wealth Advisors, LLC | 24,083 | 25,949 | +1,866 | 0.03 | 0.02 | -0.02 | buy |
| CoreCap Advisors, LLC | 14,400 | 16,000 | +1,600 | 0.01 | 0.01 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 122,147 | 123,622 | +1,475 | 0.01 | 0.01 | -0.00 | buy |
| FSA Wealth Management LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 0 | 524 | +524 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 60 | +60 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 18,773 | 18,830 | +57 | 0.13 | 0.13 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 54,102 | 54,156 | +54 | 0.00 | 0.00 | -0.00 | buy |
| Navis Wealth Advisors, LLC | 26,281 | 26,304 | +23 | 0.30 | 0.29 | -0.01 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 10,945 | 10,945 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hilltop Holdings Inc. | 33,514 | 33,514 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Financial Management Professionals, Inc. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 34,898 | 34,898 | 0 | 0.07 | 0.10 | +0.02 | hold |
| Steward Partners Investment Advisory, LLC | 2,404 | 2,404 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Next Capital Management LLC | 63,896 | 63,896 | 0 | 0.23 | 0.23 | +0.00 | hold |
| Geneos Wealth Management Inc. | 345 | 345 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Fiduciary Group, LLC | 14,060 | 14,000 | -60 | 0.01 | 0.01 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 114,092 | 113,534 | -558 | 0.00 | 0.00 | -0.00 | sell |
| SeaCrest Wealth Management, LLC | 48,280 | 46,706 | -1,574 | 0.05 | 0.05 | +0.00 | sell |
| STIFEL FINANCIAL CORP | 17,161 | 15,464 | -1,697 | 0.00 | 0.00 | -0.00 | sell |
| Perennial Investment Advisors, LLC | 44,377 | 41,824 | -2,553 | 0.06 | 0.06 | -0.01 | sell |
| NBC SECURITIES, INC. | 10,396 | 6,396 | -4,000 | 0.01 | 0.01 | -0.00 | sell |
| LPL Financial LLC | 199,034 | 192,489 | -6,545 | 0.00 | 0.00 | -0.00 | sell |
| Strategic Financial Concepts, LLC | 12,200 | 0 | -12,200 | 0.03 | 0.00 | -0.03 | sell |
| PFG Investments, LLC | 12,401 | 0 | -12,401 | 0.02 | 0.00 | -0.02 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,683 | 0 | -12,683 | 0.00 | 0.00 | -0.00 | sell |
| Edge Wealth Management LLC | 14,650 | 0 | -14,650 | 0.03 | 0.00 | -0.03 | sell |
| Shaker Financial Services, LLC | 225,279 | 209,934 | -15,345 | 0.83 | 0.72 | -0.11 | sell |
| OSAIC HOLDINGS, INC. | 132,156 | 115,229 | -16,927 | 0.00 | 0.00 | +0.00 | sell |
| CSS LLC/IL | 17,670 | 0 | -17,670 | 0.01 | 0.00 | -0.01 | sell |
| CENTAURUS FINANCIAL, INC. | 89,245 | 36,688 | -52,557 | 0.06 | 0.02 | -0.04 | sell |
| Quarry LP | 150,435 | 0 | -150,435 | 0.77 | 0.00 | -0.77 | sell |
| CLOUGH CAPITAL PARTNERS L P | 274,535 | 0 | -274,535 | 0.23 | 0.00 | -0.23 | sell |