| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TCG Crossover Management, LLC | 0 | 5,250,000 | +5,250,000 | 0.00 | 1.59 | +1.59 | buy |
| Nantahala Capital Management, LLC | 0 | 4,777,912 | +4,777,912 | 0.00 | 1.44 | +1.44 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 300,000 | 2,000,000 | +1,700,000 | 0.00 | 0.01 | +0.01 | buy |
| BRAIDWELL LP | 0 | 1,069,158 | +1,069,158 | 0.00 | 0.11 | +0.11 | buy |
| STATE STREET CORP | 1,041,274 | 1,680,229 | +638,955 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 166,894 | 567,743 | +400,849 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 175,983 | 569,185 | +393,202 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 560,492 | 927,961 | +367,469 | 0.00 | 0.00 | -0.00 | buy |
| Shay Capital LLC | 0 | 289,237 | +289,237 | 0.00 | 0.30 | +0.30 | buy |
| SHERBROOKE PARK ADVISERS LLC | 0 | 227,225 | +227,225 | 0.00 | 0.19 | +0.19 | buy |
| VANGUARD GROUP INC | 3,071,143 | 3,274,592 | +203,449 | 0.00 | 0.00 | -0.00 | buy |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 0 | 202,030 | +202,030 | 0.00 | 0.00 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 188,961 | +188,961 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 187,163 | +187,163 | 0.00 | 0.00 | +0.00 | buy |
| Woodline Partners LP | 501,301 | 670,807 | +169,506 | 0.03 | 0.02 | -0.01 | buy |
| D. E. Shaw & Co., Inc. | 591,785 | 757,731 | +165,946 | 0.01 | 0.00 | -0.00 | buy |
| BIT Capital GmbH | 0 | 146,238 | +146,238 | 0.00 | 0.05 | +0.05 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 132,784 | +132,784 | 0.00 | 0.00 | +0.00 | buy |
| Matisse Capital | 0 | 106,717 | +106,717 | 0.00 | 0.19 | +0.19 | buy |
| AQR CAPITAL MANAGEMENT LLC | 0 | 98,476 | +98,476 | 0.00 | 0.00 | +0.00 | buy |
| PANAGORA ASSET MANAGEMENT INC | 0 | 97,891 | +97,891 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 26,576 | 124,141 | +97,565 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 0 | 91,216 | +91,216 | 0.00 | 0.01 | +0.01 | buy |
| STRS OHIO | 0 | 91,200 | +91,200 | 0.00 | 0.00 | +0.00 | buy |
| Nebula Research & Development LLC | 0 | 81,735 | +81,735 | 0.00 | 0.03 | +0.03 | buy |
| Centiva Capital, LP | 0 | 76,577 | +76,577 | 0.00 | 0.01 | +0.01 | buy |
| Ikarian Capital, LLC | 0 | 75,000 | +75,000 | 0.00 | 0.08 | +0.08 | buy |
| ALPS ADVISORS INC | 48,479 | 123,009 | +74,530 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 71,103 | +71,103 | 0.00 | 0.02 | +0.02 | buy |
| Squarepoint Ops LLC | 24,517 | 88,130 | +63,613 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 22,791 | 74,703 | +51,912 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 0 | 49,015 | +49,015 | 0.00 | 0.00 | +0.00 | buy |
| Man Group plc | 0 | 48,324 | +48,324 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 0 | 44,201 | +44,201 | 0.00 | 0.01 | +0.01 | buy |
| Verition Fund Management LLC | 0 | 37,643 | +37,643 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0 | 34,081 | +34,081 | 0.00 | 0.00 | +0.00 | buy |
| Rafferty Asset Management, LLC | 0 | 32,368 | +32,368 | 0.00 | 0.00 | +0.00 | buy |
| Corton Capital Inc. | 26,172 | 57,599 | +31,427 | 0.09 | 0.10 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 69,886 | 99,915 | +30,029 | 0.00 | 0.00 | -0.00 | buy |
| FEDERATED HERMES, INC. | 0 | 25,401 | +25,401 | 0.00 | 0.00 | +0.00 | buy |
| PROFUND ADVISORS LLC | 10,921 | 34,846 | +23,925 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 0 | 23,028 | +23,028 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 22,675 | +22,675 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 21,937 | +21,937 | 0.00 | 0.00 | +0.00 | buy |
| J. Goldman & Co LP | 0 | 20,250 | +20,250 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 17,442 | +17,442 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 16,554 | +16,554 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 0 | 15,410 | +15,410 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,307,377 | 1,320,862 | +13,485 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 16,324 | 28,120 | +11,796 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 59,395 | 69,200 | +9,805 | 0.01 | 0.01 | -0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 104,371 | 113,841 | +9,470 | 0.00 | 0.00 | -0.00 | buy |
| SG Americas Securities, LLC | 26,093 | 33,019 | +6,926 | 0.00 | 0.00 | -0.00 | buy |
| Engineers Gate Manager LP | 19,860 | 25,234 | +5,374 | 0.00 | 0.00 | -0.00 | buy |
| PERRITT CAPITAL MANAGEMENT INC | 0 | 5,000 | +5,000 | 0.00 | 0.01 | +0.01 | buy |
| China Universal Asset Management Co., Ltd. | 7,301 | 12,002 | +4,701 | 0.01 | 0.00 | -0.00 | buy |
| IFP Advisors, Inc | 0 | 901 | +901 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 6,000 | 6,520 | +520 | 0.00 | 0.00 | -0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 21,154 | 21,671 | +517 | 0.00 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 15,898 | 16,315 | +417 | 0.00 | 0.00 | -0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 1,856 | 2,257 | +401 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 25,120 | 25,503 | +383 | 0.00 | 0.00 | -0.00 | buy |
| VIRTUS ADVISERS, LLC | 11,606 | 11,813 | +207 | 0.04 | 0.02 | -0.02 | buy |
| GAMMA Investing LLC | 0 | 198 | +198 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 0 | 162 | +162 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 47 | +47 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 20 | 45 | +25 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 0 | 5 | +5 | 0.00 | 0.00 | 0.00 | buy |
| NewEdge Advisors, LLC | 0 | 3 | +3 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 286,988 | 286,988 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 6,079 | 6,079 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 4,496 | 4,496 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COUNTRY TRUST BANK | 30,186 | 30,186 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,475 | 2,475 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DekaBank Deutsche Girozentrale | 60,000 | 60,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Daiwa Securities Group Inc. | 138 | 138 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alphabet Inc. | 14,262 | 14,262 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRV GP IV, LLC | 2,343,154 | 2,343,154 | 0 | 7.18 | 5.16 | -2.02 | hold |
| Parallel Advisors, LLC | 170 | 170 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 790 | 790 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PrairieView Partners, LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 84,428 | 84,428 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIDUCIARY TRUST CO | 136,555 | 136,555 | 0 | 0.01 | 0.01 | -0.01 | hold |
| FRANKLIN RESOURCES INC | 24,821 | 24,821 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 35,712 | 35,712 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 1,165 | 1,165 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 2,147 | 2,147 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 1,542 | 1,339 | -203 | 0.00 | 0.00 | -0.00 | sell |
| Corebridge Financial, Inc. | 33,383 | 33,179 | -204 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 31,043 | 30,662 | -381 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 24,480 | 23,774 | -706 | 0.00 | 0.00 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 11,367 | 10,374 | -993 | 0.00 | 0.00 | -0.00 | sell |
| ALGERT GLOBAL LLC | 41,303 | 39,687 | -1,616 | 0.01 | 0.00 | -0.00 | sell |
| BFSG, LLC | 2,510 | 0 | -2,510 | 0.00 | 0.00 | -0.00 | sell |
| Belvedere Trading LLC | 3,988 | 0 | -3,988 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 4,460 | 460 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 91,432 | 87,208 | -4,224 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 28,100 | 23,100 | -5,000 | 0.01 | 0.01 | -0.01 | sell |
| WELLINGTON MANAGEMENT GROUP LLP | 182,729 | 176,161 | -6,568 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 57,133 | 49,764 | -7,369 | 0.01 | 0.01 | -0.01 | sell |