Stock Transactions — AURORA CANNABIS INC

Total Bought
743,129
40 transactions
Total Sold
2,418,534
45 transactions
Net
-1,675,405
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
NATIONAL BANK OF CANADA /FI/16,669271,290+254,6210.000.00+0.00buy
Tidal Investments LLC1,148,7231,249,667+100,9440.020.01-0.01buy
GOLDMAN SACHS GROUP INC993,1311,056,218+63,0870.000.00-0.00buy
UBS Group AG92,070152,268+60,1980.000.00+0.00buy
CIBC WORLD MARKET INC.054,346+54,3460.000.00+0.00buy
TORONTO DOMINION BANK047,068+47,0680.000.00+0.00buy
HRT FINANCIAL LP041,524+41,5240.000.00+0.00buy
AXQ CAPITAL, LP033,569+33,5690.000.01+0.01buy
Sculptor Capital LP84,500103,700+19,2000.000.00-0.00buy
SILVER OAK SECURITIES, INCORPORATED21,73237,223+15,4910.010.01+0.00buy
Creative Planning012,953+12,9530.000.00+0.00buy
TD ASSET MANAGEMENT INC78,25588,919+10,6640.000.00-0.00buy
Baader Bank Aktiengesellschaft24,07033,060+8,9900.010.01+0.00buy
Squarepoint Ops LLC16,39823,950+7,5520.000.00+0.00buy
CITADEL ADVISORS LLC249,173252,312+3,1390.000.00-0.00buy
MACKENZIE FINANCIAL CORP55,70958,062+2,3530.000.00-0.00buy
Cobblestone Asset Management LLC25,45027,650+2,2000.050.04-0.01buy
HARBOUR INVESTMENTS, INC.9492,290+1,3410.000.00+0.00buy
SBI Securities Co., Ltd.10,81311,910+1,0970.000.00-0.00buy
TD Waterhouse Canada Inc.1,3992,322+9230.000.00-0.00buy
Golden State Equity Partners0368+3680.000.00+0.00buy
Optiver Holding B.V.2352+3500.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT50350+3000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP3,7474,044+2970.000.00-0.00buy
Advisory Services Network, LLC0270+2700.000.00+0.00buy
Federation des caisses Desjardins du Quebec9,5439,701+1580.000.00-0.00buy
Main Street Group, LTD022+220.000.00+0.00buy
NewEdge Advisors, LLC4058+180.000.00+0.00buy
Western Wealth Management, LLC017+170.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO10,09410,110+160.000.00-0.00buy
Destiny Wealth Partners, LLC012+120.000.00+0.00buy
Allworth Financial LP166177+110.000.00-0.00buy
ASSETMARK, INC210+80.000.00+0.00buy
STANCE CAPITAL LLC08+80.000.00+0.00buy
Anfield Capital Management, LLC05+50.000.00+0.00buy
Cassaday & Co Wealth Management LLC04+40.000.00+0.00buy
Smartleaf Asset Management LLC57+20.000.00-0.00buy
Russell Investments Group, Ltd.01+10.000.00+0.00buy
Bogart Wealth, LLC2324+10.000.00-0.00buy
GILL CAPITAL PARTNERS, LLC01+10.000.00+0.00buy
ARCADIA INVESTMENT MANAGEMENT CORP/MI4400.000.00-0.00hold
MAI Capital Management5500.000.00-0.00hold
ALBION FINANCIAL GROUP /UT2200.000.00-0.00hold
HANTZ FINANCIAL SERVICES, INC.12612600.000.00-0.00hold
EASTERN BANK50050000.000.00-0.00hold
GEODE CAPITAL MANAGEMENT, LLC32,61932,61900.000.00-0.00hold
FARMERS & MERCHANTS INVESTMENTS INC101000.000.00-0.00hold
VISION FINANCIAL MARKETS LLC2200.000.00-0.00hold
AdvisorNet Financial, Inc131300.000.00-0.00hold
Plante Moran Financial Advisors, LLC1100.000.00-0.00hold
Cheviot Value Management, LLC4400.000.00-0.00hold
Greenwich Wealth Management LLC20,00020,00000.000.00-0.00hold
Ancora Advisors LLC121200.000.00-0.00hold
SIGNATUREFD, LLC1100.000.00-0.00hold
Asset Dedication, LLC101000.000.00-0.00hold
Financial Management Professionals, Inc.212100.000.00-0.00hold
Beacon Capital Management, Inc.232300.000.00-0.00hold
Winch Advisory Services, LLC4400.000.00-0.00hold
Vontobel Holding Ltd.20,37220,37200.000.00-0.00hold
MARK SHEPTOFF FINANCIAL PLANNING, LLC8800.000.00-0.00hold
Compagnie Lombard Odier SCmA969600.000.00-0.00hold
Tradewinds Capital Management, LLC10010000.000.00-0.00hold
FINANCIAL CONSULATE, INC41541500.000.00-0.00hold
Sunbelt Securities, Inc.13913900.000.00-0.00hold
Darwin Wealth Management, LLC2200.000.00-0.00hold
TRUE Private Wealth Advisors11,88411,88400.010.00-0.00hold
Wealthcare Advisory Partners LLC13,54413,54400.000.00-0.00hold
Parallel Advisors, LLC161600.000.00-0.00hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main6,5006,50000.000.00-0.00hold
BFSG, LLC323200.000.00-0.00hold
Strategic Wealth Partners, Ltd.10610600.000.00-0.00hold
Pinnacle Wealth Planning Services, Inc.777700.000.00-0.00hold
Investors Research Corp242400.000.00-0.00hold
Sound Income Strategies, LLC2200.000.00-0.00hold
Quaker Wealth Management, LLC6600.000.00-0.00hold
Vermillion Wealth Management, Inc.838300.000.00-0.00hold
Rockefeller Capital Management L.P.101000.000.00-0.00hold
GABLES CAPITAL MANAGEMENT INC.121200.000.00-0.00hold
HHM Wealth Advisors, LLC2200.000.00-0.00hold
Salomon & Ludwin, LLC4400.000.00-0.00hold
Cedar Mountain Advisors, LLC1100.000.00-0.00hold
HOEY INVESTMENTS, INC3300.000.00-0.00hold
Pacifica Partners Inc.515100.000.00-0.00hold
TSFG, LLC101000.000.000.00hold
Key FInancial Inc161600.000.00-0.00hold
Center for Financial Planning, Inc.1100.000.00-0.00hold
Archer Investment Corp9900.000.00-0.00hold
MTM Investment Management, LLC151500.000.00-0.00hold
GoalVest Advisory LLC232300.000.00-0.00hold
DHJJ Financial Advisors, Ltd.1100.000.00-0.00hold
SOA Wealth Advisors, LLC.2200.000.00-0.00hold
Blue Trust, Inc.8800.000.00-0.00hold
Newbridge Financial Services Group, Inc.10510500.000.00-0.00hold
Activest Wealth Management1,0411,04100.000.00-0.00hold
CoreCap Advisors, LLC61461400.000.00-0.00hold
Coston, McIsaac & Partners7700.000.000.00hold
Strategic Investment Solutions, Inc. /IL161600.000.00-0.00hold
PMV Capital Advisers, LLC9900.000.00-0.00hold
PFS Partners, LLC5,7505,75000.010.01-0.00hold
Tidemark, LLC4400.000.00-0.00hold
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