| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| DISCOVERY CAPITAL MANAGEMENT, LLC / CT | 5,511,360 | 5,311,360 | -200,000 | 4.43 | 2.92 | -1.51 | sell |
| BlackRock, Inc. | 4,116,899 | 4,428,511 | +311,612 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 2,867,184 | 3,059,847 | +192,663 | 0.00 | 0.00 | -0.00 | buy |
| Yorktown Energy Partners XI, L.P. | 2,979,968 | 2,979,968 | 0 | 32.55 | 36.47 | +3.92 | hold |
| Yorktown Energy Partners X, L.P. | 1,969,646 | 1,969,646 | 0 | 43.82 | 54.76 | +10.95 | hold |
| GOLDMAN SACHS GROUP INC | 1,826,323 | 1,720,670 | -105,653 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 1,035,956 | 1,516,140 | +480,184 | 0.00 | 0.00 | +0.00 | buy |
| Yorktown Energy Partners IX, L.P. | 2,437,247 | 1,437,247 | -1,000,000 | 65.48 | 52.70 | -12.78 | sell |
| DIMENSIONAL FUND ADVISORS LP | 1,435,059 | 1,388,358 | -46,701 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 1,018,503 | 1,310,329 | +291,826 | 0.00 | 0.00 | -0.00 | buy |
| Yorktown Energy Partners XI, L.P. | 1,250,613 | 1,265,591 | +14,978 | 9.01 | 10.01 | +1.00 | buy |
| Yorktown Energy Partners IX, L.P. | 1,233,958 | 1,248,736 | +14,778 | 21.87 | 29.59 | +7.72 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 995,271 | 1,120,961 | +125,690 | 0.00 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 537,220 | 1,068,538 | +531,318 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 2,017,027 | 1,050,280 | -966,747 | 0.03 | 0.01 | -0.02 | sell |
| UBS Group AG | 820,200 | 944,755 | +124,555 | 0.00 | 0.00 | -0.00 | buy |
| FOURSIXTHREE CAPITAL LP | 811,760 | 851,760 | +40,000 | 5.39 | 2.35 | -3.04 | buy |
| Yorktown Energy Partners X, L.P. | 826,611 | 836,511 | +9,900 | 12.13 | 15.03 | +2.90 | buy |
| CenterBook Partners LP | 230,843 | 728,470 | +497,627 | 0.19 | 0.47 | +0.28 | buy |
| First Eagle Investment Management, LLC | 545,183 | 612,058 | +66,875 | 0.01 | 0.01 | -0.00 | buy |
| CITIGROUP INC | 597,225 | 558,264 | -38,961 | 0.01 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 100,174 | 492,327 | +392,153 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 456,384 | +456,384 | 0.00 | 0.01 | +0.01 | buy |
| ROYCE & ASSOCIATES LP | 0 | 420,939 | +420,939 | 0.00 | 0.04 | +0.04 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 218,187 | 400,634 | +182,447 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,139,105 | 394,718 | -744,387 | 0.00 | 0.00 | -0.00 | sell |
| Sixth Street Partners Management Company, L.P. | 0 | 382,245 | +382,245 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 367,776 | 382,245 | +14,469 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 333,481 | 364,644 | +31,163 | 0.00 | 0.00 | -0.00 | buy |
| TORONTO DOMINION BANK | 350,333 | 355,233 | +4,900 | 0.01 | 0.01 | -0.00 | buy |
| Bastion Asset Management Inc. | 0 | 351,659 | +351,659 | 0.00 | 1.67 | +1.67 | buy |
| MORGAN STANLEY | 320,139 | 333,063 | +12,924 | 0.00 | 0.00 | -0.00 | buy |
| Point72 Asset Management, L.P. | 701,142 | 318,660 | -382,482 | 0.02 | 0.01 | -0.01 | sell |
| IMC-Chicago, LLC | 157,842 | 272,054 | +114,212 | 0.04 | 0.03 | -0.00 | buy |
| GROUP ONE TRADING LLC | 130,537 | 210,055 | +79,518 | 0.07 | 0.08 | +0.01 | buy |
| JB CAPITAL PARTNERS LP | 210,000 | 210,000 | 0 | 0.56 | 0.43 | -0.13 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 160,907 | 164,119 | +3,212 | 0.00 | 0.00 | -0.00 | buy |
| Trexquant Investment LP | 85,073 | 158,652 | +73,579 | 0.01 | 0.01 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 139,781 | 156,218 | +16,437 | 0.00 | 0.00 | -0.00 | buy |
| SIMPLEX TRADING, LLC | 98,490 | 143,992 | +45,502 | 0.05 | 0.05 | +0.00 | buy |
| Texas Yale Capital Corp. | 142,488 | 142,488 | 0 | 0.06 | 0.04 | -0.02 | hold |
| GRATIA CAPITAL, LLC | 0 | 138,000 | +138,000 | 0.00 | 2.10 | +2.10 | buy |
| Lighthouse Investment Partners, LLC | 60,622 | 135,000 | +74,378 | 0.04 | 0.06 | +0.02 | buy |
| DISCOVERY CAPITAL MANAGEMENT, LLC / CT | 127,405 | 128,930 | +1,525 | 0.07 | 0.05 | -0.02 | buy |
| Quantbot Technologies LP | 82,694 | 127,404 | +44,710 | 0.05 | 0.07 | +0.01 | buy |
| EXCHANGE TRADED CONCEPTS, LLC | 177,749 | 125,499 | -52,250 | 0.02 | 0.01 | -0.01 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 122,998 | 122,998 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Empowered Funds, LLC | 121,598 | 121,598 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Squarepoint Ops LLC | 146,740 | 119,986 | -26,754 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 135,368 | 116,000 | -19,368 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO MARKETS AMERICAS LLC | 102,180 | 114,180 | +12,000 | 0.04 | 0.03 | -0.02 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 129,903 | 113,810 | -16,093 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 108,724 | 112,333 | +3,609 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 31,767 | 108,395 | +76,628 | 0.00 | 0.00 | +0.00 | buy |
| Brevan Howard Capital Management LP | 67,201 | 104,034 | +36,833 | 0.01 | 0.02 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 102,219 | +102,219 | 0.00 | 0.00 | +0.00 | buy |
| ARDSLEY ADVISORY PARTNERS LP | 160,000 | 100,000 | -60,000 | 0.38 | 0.14 | -0.23 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 8,882 | 96,098 | +87,216 | 0.00 | 0.00 | +0.00 | buy |
| South Dakota Investment Council | 87,933 | 88,318 | +385 | 0.02 | 0.01 | -0.00 | buy |
| BARCLAYS PLC | 7,908 | 88,170 | +80,262 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 99,627 | 86,567 | -13,060 | 0.00 | 0.00 | -0.00 | sell |
| Lunt Capital Management, Inc. | 315,836 | 85,170 | -230,666 | 1.87 | 0.41 | -1.46 | sell |
| Nuveen, LLC | 1,188,125 | 83,058 | -1,105,067 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 81,583 | 82,989 | +1,406 | 0.00 | 0.00 | -0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 81,772 | +81,772 | 0.00 | 0.02 | +0.02 | buy |
| IAT REINSURANCE CO LTD. | 80,000 | 80,000 | 0 | 0.65 | 0.61 | -0.04 | hold |
| FNY Investment Advisers, LLC | 43,000 | 78,248 | +35,248 | 0.29 | 0.37 | +0.08 | buy |
| Jump Financial, LLC | 173,552 | 75,065 | -98,487 | 0.04 | 0.01 | -0.03 | sell |
| UBS Group AG | 71,610 | 73,416 | +1,806 | 0.00 | 0.00 | -0.00 | buy |
| Swiss National Bank | 76,100 | 73,000 | -3,100 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 68,073 | 71,158 | +3,085 | 0.00 | 0.00 | -0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 66,814 | 67,592 | +778 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 126,394 | 66,989 | -59,405 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 64,704 | 62,847 | -1,857 | 0.00 | 0.00 | -0.00 | sell |
| Samalin Investment Counsel, LLC | 60,489 | 62,278 | +1,789 | 0.22 | 0.17 | -0.05 | buy |
| STATE STREET CORP | 31,068 | 60,270 | +29,202 | 0.00 | 0.00 | +0.00 | buy |
| JB CAPITAL PARTNERS LP | 59,532 | 60,245 | +713 | 0.10 | 0.08 | -0.02 | buy |
| WEDGE CAPITAL MANAGEMENT L L P/NC | 72,930 | 59,896 | -13,034 | 0.01 | 0.01 | -0.01 | sell |
| STIFEL FINANCIAL CORP | 58,104 | 57,329 | -775 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 16,404 | 54,142 | +37,738 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 53,546 | 53,546 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 32,291 | 52,591 | +20,300 | 0.00 | 0.00 | +0.00 | buy |
| Numerai GP LLC | 0 | 51,755 | +51,755 | 0.00 | 0.06 | +0.06 | buy |
| RHUMBLINE ADVISERS | 46,617 | 51,617 | +5,000 | 0.00 | 0.00 | -0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 17,000 | 48,000 | +31,000 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 36,539 | 46,916 | +10,377 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 35,866 | 39,863 | +3,997 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 40,195 | 39,041 | -1,154 | 0.00 | 0.00 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 35,866 | 38,894 | +3,028 | 0.00 | 0.00 | -0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 18,847 | 38,379 | +19,532 | 0.00 | 0.00 | +0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 26,377 | 34,859 | +8,482 | 0.00 | 0.00 | +0.00 | buy |
| 1492 Capital Management LLC | 15,686 | 34,255 | +18,569 | 0.09 | 0.13 | +0.04 | buy |
| Centiva Capital, LP | 0 | 32,239 | +32,239 | 0.00 | 0.01 | +0.01 | buy |
| HSBC HOLDINGS PLC | 12,741 | 29,899 | +17,158 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 26,941 | +26,941 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 22,732 | 25,957 | +3,225 | 0.00 | 0.00 | -0.00 | buy |
| Quantinno Capital Management LP | 24,080 | 25,735 | +1,655 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 0 | 24,900 | +24,900 | 0.00 | 0.00 | +0.00 | buy |
| CoreCommodity Management, LLC | 22,878 | 23,298 | +420 | 0.07 | 0.06 | -0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 22,809 | +22,809 | 0.00 | 0.00 | +0.00 | buy |