| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pacific Ridge Capital Partners, LLC | 403,463 | 590,623 | +187,160 | 1.28 | 1.61 | +0.33 | buy |
| MENDON CAPITAL ADVISORS CORP | 887,253 | 1,012,523 | +125,270 | 6.93 | 4.86 | -2.07 | buy |
| Curi Capital, LLC | 636,663 | 761,663 | +125,000 | 0.20 | 0.19 | -0.01 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 174,197 | 289,497 | +115,300 | 0.01 | 0.01 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 110,346 | +110,346 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 2,708,715 | 2,811,013 | +102,298 | 0.01 | 0.01 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 81,925 | 173,660 | +91,735 | 0.00 | 0.00 | +0.00 | buy |
| Mount Lucas Management LP | 0 | 85,000 | +85,000 | 0.00 | 0.41 | +0.41 | buy |
| BANK OF AMERICA CORP /DE/ | 46,648 | 124,858 | +78,210 | 0.00 | 0.00 | +0.00 | buy |
| Rhino Investment Partners, Inc | 894,517 | 943,064 | +48,547 | 2.74 | 2.41 | -0.33 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 44,537 | +44,537 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 1,290,859 | 1,323,487 | +32,628 | 0.04 | 0.03 | -0.01 | buy |
| ROYAL BANK OF CANADA | 27,202 | 56,371 | +29,169 | 0.00 | 0.00 | +0.00 | buy |
| Militia Capital Partners, LP | 33,000 | 60,000 | +27,000 | 0.39 | 0.31 | -0.08 | buy |
| Round Rock Advisors, LLC | 19,700 | 44,665 | +24,965 | 0.06 | 0.09 | +0.03 | buy |
| TCW GROUP INC | 300,000 | 321,853 | +21,853 | 0.03 | 0.03 | -0.01 | buy |
| K2 PRINCIPAL FUND, L.P. | 20,646 | 41,982 | +21,336 | 0.04 | 0.07 | +0.02 | buy |
| TD Waterhouse Canada Inc. | 108,206 | 123,572 | +15,366 | 0.01 | 0.01 | -0.00 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 377,978 | 392,350 | +14,372 | 0.12 | 0.10 | -0.02 | buy |
| Trexquant Investment LP | 0 | 10,837 | +10,837 | 0.00 | 0.00 | +0.00 | buy |
| Canton Hathaway, LLC | 0 | 4,875 | +4,875 | 0.00 | 0.01 | +0.01 | buy |
| Pembroke Management, LTD | 332,764 | 337,345 | +4,581 | 0.82 | 0.73 | -0.09 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 2,400 | +2,400 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 17,431 | 18,054 | +623 | 0.00 | 0.00 | -0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 117,769 | 117,915 | +146 | 0.00 | 0.00 | -0.00 | buy |
| SALZHAUER MICHAEL | 10,000 | 10,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Rosenthal {-} Henry Capital Advisors, Inc. | 200,226 | 200,226 | 0 | 2.57 | 2.09 | -0.48 | hold |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | 13,000 | 13,000 | 0 | 0.90 | 0.46 | -0.44 | hold |
| BlackRock, Inc. | 13,413 | 13,413 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 2,783 | 2,783 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WELLINGTON MANAGEMENT GROUP LLP | 425,000 | 425,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIRST TRUST ADVISORS LP | 15,696 | 15,609 | -87 | 0.00 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 48,659 | 48,059 | -600 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 4,460 | 2,960 | -1,500 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 1,900 | 0 | -1,900 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 12,466 | 10,271 | -2,195 | 0.00 | 0.00 | -0.00 | sell |
| Northwest & Ethical Investments L.P. | 3,824 | 0 | -3,824 | 0.00 | 0.00 | -0.00 | sell |
| Cox Capital Mgt LLC | 189,567 | 183,720 | -5,847 | 1.69 | 1.39 | -0.30 | sell |
| XTX Topco Ltd | 11,471 | 0 | -11,471 | 0.01 | 0.00 | -0.01 | sell |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 16,000 | 0 | -16,000 | 0.12 | 0.00 | -0.12 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 118,800 | 97,300 | -21,500 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 36,427 | 14,363 | -22,064 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 22,146 | 0 | -22,146 | 0.00 | 0.00 | -0.00 | sell |
| PMC FIG Opportunities LLC | 29,586 | 0 | -29,586 | 1.04 | 0.00 | -1.04 | sell |
| BANC FUNDS CO LLC | 30,000 | 0 | -30,000 | 0.05 | 0.00 | -0.05 | sell |
| Persistent Asset Partners Ltd | 34,178 | 0 | -34,178 | 0.41 | 0.00 | -0.41 | sell |
| Polar Asset Management Partners Inc. | 41,800 | 0 | -41,800 | 0.01 | 0.00 | -0.01 | sell |
| RAYMOND JAMES FINANCIAL INC | 104,100 | 53,800 | -50,300 | 0.00 | 0.00 | -0.00 | sell |
| Hood River Capital Management LLC | 61,267 | 0 | -61,267 | 0.01 | 0.00 | -0.01 | sell |
| Hillsdale Investment Management Inc. | 84,400 | 0 | -84,400 | 0.06 | 0.00 | -0.06 | sell |
| INTACT INVESTMENT MANAGEMENT INC. | 89,100 | 0 | -89,100 | 0.04 | 0.00 | -0.04 | sell |
| Jain Global LLC | 93,750 | 0 | -93,750 | 0.04 | 0.00 | -0.04 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 101,778 | 0 | -101,778 | 0.04 | 0.00 | -0.04 | sell |
| CITADEL ADVISORS LLC | 242,338 | 28,749 | -213,589 | 0.00 | 0.00 | -0.00 | sell |
| Pamalican Asset Management Ltd | 232,767 | 0 | -232,767 | 1.42 | 0.00 | -1.42 | sell |