| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CSM Advisors, LLC | 0 | 280,121 | +280,121 | 0.00 | 0.10 | +0.10 | buy |
| TCW GROUP INC | 460,610 | 623,377 | +162,767 | 0.04 | 0.06 | +0.02 | buy |
| MARSHALL WACE, LLP | 58,702 | 155,027 | +96,325 | 0.00 | 0.00 | +0.00 | buy |
| Pembroke Management, LTD | 429,607 | 523,185 | +93,578 | 0.81 | 0.63 | -0.18 | buy |
| ALLIANCEBERNSTEIN L.P. | 2,840,626 | 2,915,984 | +75,358 | 0.01 | 0.01 | +0.00 | buy |
| Compass Rose Asset Management, LP | 0 | 59,000 | +59,000 | 0.00 | 0.28 | +0.28 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 298,220 | 354,642 | +56,422 | 0.08 | 0.10 | +0.01 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 416,176 | 470,176 | +54,000 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 52,576 | +52,576 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 43,100 | 91,800 | +48,700 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 85,262 | 119,552 | +34,290 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 97,435 | 130,584 | +33,149 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 26,400 | +26,400 | 0.00 | 0.00 | +0.00 | buy |
| CORSAIR CAPITAL MANAGEMENT, L.P. | 0 | 24,000 | +24,000 | 0.00 | 0.05 | +0.05 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 22,363 | +22,363 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 10,387 | +10,387 | 0.00 | 0.01 | +0.01 | buy |
| Militia Capital Partners, LP | 60,000 | 70,000 | +10,000 | 0.32 | 0.40 | +0.08 | buy |
| TD Waterhouse Canada Inc. | 140,311 | 148,391 | +8,080 | 0.01 | 0.01 | +0.00 | buy |
| SALZHAUER MICHAEL | 16,843 | 21,443 | +4,600 | 0.12 | 0.17 | +0.05 | buy |
| CONNORS INVESTOR SERVICES INC | 11,000 | 13,000 | +2,000 | 0.01 | 0.01 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 1,960 | 3,766 | +1,806 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 95,106 | 95,401 | +295 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 2,200 | 2,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mount Lucas Management LP | 30,000 | 30,000 | 0 | 0.16 | 0.17 | +0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 25,720 | 25,720 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Curi Capital, LLC | 800,000 | 800,000 | 0 | 0.17 | 0.18 | +0.01 | hold |
| Rosenthal {-} Henry Capital Advisors, Inc. | 200,226 | 200,226 | 0 | 2.30 | 2.35 | +0.05 | hold |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | 13,000 | 13,000 | 0 | 0.46 | 0.45 | -0.01 | hold |
| DIMENSIONAL FUND ADVISORS LP | 50,912 | 50,912 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIMPLEX TRADING, LLC | 159 | 0 | -159 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 118,595 | 118,293 | -302 | 0.00 | 0.00 | +0.00 | sell |
| BENJAMIN EDWARDS INC | 36,120 | 35,621 | -499 | 0.01 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 2,783 | 2,190 | -593 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 16,054 | 15,426 | -628 | 0.00 | 0.00 | -0.00 | sell |
| Cox Capital Mgt LLC | 180,650 | 179,247 | -1,403 | 1.40 | 1.43 | +0.03 | sell |
| BlackRock, Inc. | 13,413 | 11,806 | -1,607 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 1,852 | 0 | -1,852 | 0.00 | 0.00 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 20,753 | 17,900 | -2,853 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 48,682 | 42,502 | -6,180 | 0.10 | 0.05 | -0.05 | sell |
| Pacific Ridge Capital Partners, LLC | 616,396 | 602,453 | -13,943 | 1.68 | 1.62 | -0.06 | sell |
| Trexquant Investment LP | 15,679 | 0 | -15,679 | 0.00 | 0.00 | -0.00 | sell |
| MENDON CAPITAL ADVISORS CORP | 1,052,650 | 1,031,134 | -21,516 | 5.82 | 5.71 | -0.10 | sell |
| MILLENNIUM MANAGEMENT LLC | 26,932 | 0 | -26,932 | 0.00 | 0.00 | -0.00 | sell |
| Round Rock Advisors, LLC | 44,735 | 0 | -44,735 | 0.09 | 0.00 | -0.09 | sell |
| CIBC WORLD MARKET INC. | 1,296,511 | 1,200,227 | -96,284 | 0.03 | 0.03 | -0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 241,843 | 56,909 | -184,934 | 0.01 | 0.00 | -0.00 | sell |
| Rhino Investment Partners, Inc | 816,924 | 0 | -816,924 | 2.55 | 0.00 | -2.55 | sell |