| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | 1,564,095 | 2,708,715 | +1,144,620 | 0.01 | 0.01 | +0.01 | buy |
| Rhino Investment Partners, Inc | 0 | 894,517 | +894,517 | 0.00 | 2.74 | +2.74 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 425,000 | +425,000 | 0.00 | 0.00 | +0.00 | buy |
| Pacific Ridge Capital Partners, LLC | 0 | 403,463 | +403,463 | 0.00 | 1.28 | +1.28 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 0 | 377,978 | +377,978 | 0.00 | 0.12 | +0.12 | buy |
| MENDON CAPITAL ADVISORS CORP | 535,742 | 887,253 | +351,511 | 4.59 | 6.93 | +2.34 | buy |
| TCW GROUP INC | 0 | 300,000 | +300,000 | 0.00 | 0.03 | +0.03 | buy |
| Pembroke Management, LTD | 50,864 | 332,764 | +281,900 | 0.12 | 0.82 | +0.70 | buy |
| CITADEL ADVISORS LLC | 11,398 | 242,338 | +230,940 | 0.00 | 0.00 | +0.00 | buy |
| Curi Capital, LLC | 446,322 | 636,663 | +190,341 | 0.13 | 0.20 | +0.07 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 101,778 | +101,778 | 0.00 | 0.04 | +0.04 | buy |
| INTACT INVESTMENT MANAGEMENT INC. | 0 | 89,100 | +89,100 | 0.00 | 0.04 | +0.04 | buy |
| STIFEL FINANCIAL CORP | 0 | 81,925 | +81,925 | 0.00 | 0.00 | +0.00 | buy |
| Hood River Capital Management LLC | 0 | 61,267 | +61,267 | 0.00 | 0.01 | +0.01 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 121,166 | 174,197 | +53,031 | 0.00 | 0.01 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 71,970 | 118,800 | +46,830 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 46,648 | +46,648 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 41,800 | +41,800 | 0.00 | 0.01 | +0.01 | buy |
| JPMORGAN CHASE & CO | 5,876 | 36,427 | +30,551 | 0.00 | 0.00 | +0.00 | buy |
| BANC FUNDS CO LLC | 0 | 30,000 | +30,000 | 0.00 | 0.05 | +0.05 | buy |
| PMC FIG Opportunities LLC | 0 | 29,586 | +29,586 | 0.00 | 1.04 | +1.04 | buy |
| Russell Investments Group, Ltd. | 0 | 22,146 | +22,146 | 0.00 | 0.00 | +0.00 | buy |
| Round Rock Advisors, LLC | 0 | 19,700 | +19,700 | 0.00 | 0.06 | +0.06 | buy |
| FIRST TRUST ADVISORS LP | 0 | 15,696 | +15,696 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 93,677 | 108,206 | +14,529 | 0.01 | 0.01 | +0.00 | buy |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | 0 | 13,000 | +13,000 | 0.00 | 0.90 | +0.90 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 12,466 | +12,466 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 11,471 | +11,471 | 0.00 | 0.01 | +0.01 | buy |
| SALZHAUER MICHAEL | 0 | 10,000 | +10,000 | 0.00 | 0.07 | +0.07 | buy |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 10,300 | 16,000 | +5,700 | 0.07 | 0.12 | +0.05 | buy |
| BlackRock, Inc. | 8,002 | 13,413 | +5,411 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 15,866 | 20,646 | +4,780 | 0.04 | 0.04 | +0.01 | buy |
| CITIGROUP INC | 0 | 1,900 | +1,900 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 15,590 | 17,431 | +1,841 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 2,960 | 4,460 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 2,420 | 2,783 | +363 | 0.00 | 0.00 | +0.00 | buy |
| Cox Capital Mgt LLC | 189,312 | 189,567 | +255 | 1.50 | 1.69 | +0.18 | buy |
| Rosenthal {-} Henry Capital Advisors, Inc. | 200,226 | 200,226 | 0 | 2.67 | 2.57 | -0.10 | hold |
| DIMENSIONAL FUND ADVISORS LP | 50,096 | 48,659 | -1,437 | 0.00 | 0.00 | +0.00 | sell |
| FNY Investment Advisers, LLC | 1,800 | 0 | -1,800 | 0.01 | 0.00 | -0.01 | sell |
| Tower Research Capital LLC (TRC) | 2,503 | 0 | -2,503 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 121,150 | 117,769 | -3,381 | 0.00 | 0.00 | -0.00 | sell |
| Northwest & Ethical Investments L.P. | 8,379 | 3,824 | -4,555 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 46,802 | 27,202 | -19,600 | 0.00 | 0.00 | -0.00 | sell |
| Hillsdale Investment Management Inc. | 203,847 | 84,400 | -119,447 | 0.21 | 0.06 | -0.15 | sell |
| CIBC WORLD MARKET INC. | 1,421,434 | 1,290,859 | -130,575 | 0.04 | 0.04 | -0.00 | sell |