| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| L1 Capital Pty Ltd | 30,644,505 | 33,816,063 | +3,171,558 | 12.79 | 14.18 | +1.39 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 33,992,360 | 29,419,345 | -4,573,015 | 0.32 | 0.39 | +0.07 | sell |
| VANGUARD GROUP INC | 20,956,792 | 20,923,707 | -33,085 | 0.00 | 0.00 | +0.00 | sell |
| VAN ECK ASSOCIATES CORP | 17,254,817 | 18,327,861 | +1,073,044 | 0.10 | 0.14 | +0.04 | buy |
| ALPS ADVISORS INC | 17,045,672 | 17,259,319 | +213,647 | 0.44 | 0.69 | +0.25 | buy |
| SEGRA CAPITAL MANAGEMENT, LLC | 13,738,355 | 14,107,844 | +369,489 | 30.23 | 31.58 | +1.35 | buy |
| Grantham, Mayo, Van Otterloo & Co. LLC | 7,812,454 | 9,219,454 | +1,407,000 | 0.11 | 0.19 | +0.08 | buy |
| ROYAL BANK OF CANADA | 5,612,530 | 7,008,199 | +1,395,669 | 0.01 | 0.01 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 7,220,545 | 6,619,233 | -601,312 | 0.03 | 0.04 | +0.01 | sell |
| MARSHALL WACE, LLP | 5,367,433 | 6,204,620 | +837,187 | 0.03 | 0.05 | +0.02 | buy |
| COOPER CREEK PARTNERS MANAGEMENT LLC | 0 | 5,978,466 | +5,978,466 | 0.00 | 1.38 | +1.38 | buy |
| Hancock Prospecting Pty Ltd | 0 | 5,750,000 | +5,750,000 | 0.00 | 1.27 | +1.27 | buy |
| MILLENNIUM MANAGEMENT LLC | 4,101,588 | 5,122,491 | +1,020,903 | 0.02 | 0.03 | +0.01 | buy |
| JPMORGAN CHASE & CO | 5,483,070 | 5,007,555 | -475,515 | 0.00 | 0.00 | +0.00 | sell |
| GOLDMAN SACHS GROUP INC | 2,986,982 | 4,504,768 | +1,517,786 | 0.00 | 0.01 | +0.00 | buy |
| Encompass Capital Advisors LLC | 4,153,080 | 3,651,140 | -501,940 | 0.72 | 1.02 | +0.31 | sell |
| Waratah Capital Advisors Ltd. | 3,763,259 | 3,539,978 | -223,281 | 1.15 | 1.67 | +0.52 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 2,259,151 | 3,360,064 | +1,100,913 | 0.10 | 0.19 | +0.09 | buy |
| TD ASSET MANAGEMENT INC | 2,536,538 | 3,298,902 | +762,364 | 0.01 | 0.02 | +0.01 | buy |
| Capital Research Global Investors | 2,437,829 | 3,164,318 | +726,489 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 4,333,300 | 2,958,800 | -1,374,500 | 0.03 | 0.03 | -0.00 | sell |
| ALLIANCEBERNSTEIN L.P. | 3,096,202 | 2,836,189 | -260,013 | 0.01 | 0.01 | +0.00 | sell |
| Vident Advisory, LLC | 2,044,791 | 2,761,974 | +717,183 | 0.13 | 0.22 | +0.08 | buy |
| Old West Investment Management, LLC | 1,953,753 | 2,534,801 | +581,048 | 3.16 | 5.80 | +2.64 | buy |
| Lloyd Harbor Capital Management, LLC | 4,212,817 | 2,512,817 | -1,700,000 | 14.33 | 12.23 | -2.10 | sell |
| 1832 Asset Management L.P. | 2,651,294 | 2,382,176 | -269,118 | 0.02 | 0.03 | +0.01 | sell |
| Empyrean Capital Partners, LP | 0 | 2,051,600 | +2,051,600 | 0.00 | 0.66 | +0.66 | buy |
| MMCAP International Inc. SPC | 1,050,007 | 2,006,125 | +956,118 | 0.80 | 1.67 | +0.87 | buy |
| BANK OF MONTREAL /CAN/ | 2,042,733 | 2,001,209 | -41,524 | 0.00 | 0.01 | +0.00 | sell |
| MASTERS CAPITAL MANAGEMENT LLC | 2,000,000 | 2,000,000 | 0 | 1.90 | 2.67 | +0.77 | hold |
| Bank of New York Mellon Corp | 2,021,300 | 1,999,769 | -21,531 | 0.00 | 0.00 | +0.00 | sell |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 1,877,837 | 1,977,837 | +100,000 | 1.75 | 2.65 | +0.90 | buy |
| UBS Group AG | 767,218 | 1,951,170 | +1,183,952 | 0.00 | 0.00 | +0.00 | buy |
| Kopernik Global Investors, LLC | 0 | 1,760,522 | +1,760,522 | 0.00 | 1.34 | +1.34 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 873,600 | 1,728,160 | +854,560 | 0.02 | 0.04 | +0.03 | buy |
| MORGAN STANLEY | 1,735,696 | 1,611,126 | -124,570 | 0.00 | 0.00 | +0.00 | sell |
| Kapitalo Investimentos Ltda | 1,039,050 | 1,608,804 | +569,754 | 0.95 | 2.43 | +1.49 | buy |
| Nokomis Capital, L.L.C. | 1,440,048 | 1,564,848 | +124,800 | 2.79 | 4.55 | +1.76 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,259,329 | 1,484,462 | +225,133 | 0.01 | 0.02 | +0.01 | buy |
| Goehring & Rozencwajg Associates, LLC | 1,472,899 | 1,445,108 | -27,791 | 1.35 | 1.53 | +0.19 | sell |
| Azarias Capital Management, L.P. | 1,788,651 | 1,414,414 | -374,237 | 4.45 | 4.46 | +0.01 | sell |
| Anthracite Investment Company, Inc. | 1,314,887 | 1,314,887 | 0 | 3.70 | 4.76 | +1.06 | hold |
| Bridgewater Associates, LP | 2,434,206 | 1,289,750 | -1,144,456 | 0.05 | 0.04 | -0.01 | sell |
| DUDLEY & SHANLEY, INC. | 1,236,500 | 1,237,000 | +500 | 0.87 | 1.35 | +0.47 | buy |
| De Lisle Partners LLP | 1,208,732 | 1,208,732 | 0 | 0.90 | 1.18 | +0.28 | hold |
| NewGen Asset Management Ltd | 0 | 1,200,000 | +1,200,000 | 0.00 | 5.45 | +5.45 | buy |
| Freshford Capital Management, LLC | 0 | 1,117,852 | +1,117,852 | 0.00 | 1.88 | +1.88 | buy |
| JANE STREET GROUP, LLC | 155,055 | 1,053,129 | +898,074 | 0.00 | 0.01 | +0.01 | buy |
| Swiss National Bank | 1,046,400 | 1,040,200 | -6,200 | 0.00 | 0.00 | +0.00 | sell |
| Russell Investments Group, Ltd. | 236,862 | 1,034,729 | +797,867 | 0.00 | 0.01 | +0.01 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 1,010,456 | +1,010,456 | 0.00 | 0.10 | +0.10 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 983,978 | 949,367 | -34,611 | 0.00 | 0.00 | +0.00 | sell |
| Drummond Knight Asset Management Pty Ltd | 0 | 937,511 | +937,511 | 0.00 | 2.07 | +2.07 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 52,313 | 928,237 | +875,924 | 0.00 | 0.01 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 639,101 | 839,080 | +199,979 | 0.00 | 0.00 | +0.00 | buy |
| Cinctive Capital Management LP | 0 | 831,675 | +831,675 | 0.00 | 0.32 | +0.32 | buy |
| Amundi | 129 | 817,740 | +817,611 | 0.00 | 0.00 | +0.00 | buy |
| JANUS HENDERSON GROUP PLC | 873,393 | 788,276 | -85,117 | 0.00 | 0.00 | +0.00 | sell |
| Rye Brook Capital LLC | 722,600 | 767,900 | +45,300 | 4.07 | 5.56 | +1.49 | buy |
| Alpha Wave Global, LP | 482,121 | 753,195 | +271,074 | 0.96 | 0.56 | -0.40 | buy |
| PCJ Investment Counsel Ltd. | 322,140 | 746,400 | +424,260 | 0.56 | 1.77 | +1.21 | buy |
| Arosa Capital Management LP | 678,100 | 714,200 | +36,100 | 2.02 | 3.62 | +1.60 | buy |
| CITADEL ADVISORS LLC | 7,270,181 | 685,673 | -6,584,508 | 0.03 | 0.00 | -0.03 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 705,024 | 677,541 | -27,483 | 0.00 | 0.00 | +0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 879,347 | 675,717 | -203,630 | 0.00 | 0.00 | +0.00 | sell |
| Legal & General Group Plc | 623,485 | 674,866 | +51,381 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Asset Management Inc | 817,750 | 656,798 | -160,952 | 0.01 | 0.01 | +0.00 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 813,274 | 632,651 | -180,623 | 0.12 | 0.09 | -0.03 | sell |
| Y-Intercept (Hong Kong) Ltd | 0 | 581,789 | +581,789 | 0.00 | 0.10 | +0.10 | buy |
| Mountaineer Partners Management, LLC | 564,507 | 564,507 | 0 | 2.43 | 2.59 | +0.16 | hold |
| ArrowMark Colorado Holdings LLC | 483,655 | 536,655 | +53,000 | 0.04 | 0.07 | +0.03 | buy |
| NATIONAL BANK OF CANADA /FI/ | 375,453 | 534,523 | +159,070 | 0.00 | 0.00 | +0.00 | buy |
| TITAN GLOBAL CAPITAL MANAGEMENT USA LLC | 408,000 | 520,871 | +112,871 | 0.38 | 0.57 | +0.19 | buy |
| ExodusPoint Capital Management, LP | 0 | 500,654 | +500,654 | 0.00 | 0.04 | +0.04 | buy |
| Stanley-Laman Group, Ltd. | 493,054 | 451,054 | -42,000 | 0.34 | 0.46 | +0.12 | sell |
| CITIGROUP INC | 21,426 | 442,128 | +420,702 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 564,162 | 438,447 | -125,715 | 0.01 | 0.01 | +0.00 | sell |
| SPROTT INC. | 404,848 | 419,240 | +14,392 | 0.11 | 0.15 | +0.04 | buy |
| WELLS FARGO & COMPANY/MN | 369,091 | 413,531 | +44,440 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 2,271,874 | 411,039 | -1,860,835 | 0.00 | 0.00 | -0.00 | sell |
| Nuveen, LLC | 466,255 | 406,142 | -60,113 | 0.00 | 0.00 | +0.00 | sell |
| GARNET EQUITY CAPITAL HOLDINGS, INC. | 500,000 | 400,000 | -100,000 | 1.26 | 1.29 | +0.02 | sell |
| BW Gestao de Investimentos Ltda. | 0 | 388,200 | +388,200 | 0.00 | 0.26 | +0.26 | buy |
| Tejara Capital Ltd | 478,558 | 385,469 | -93,089 | 1.06 | 1.24 | +0.18 | sell |
| Ninepoint Partners LP | 380,000 | 380,000 | 0 | 0.30 | 0.51 | +0.21 | hold |
| JENNISON ASSOCIATES LLC | 397,588 | 379,576 | -18,012 | 0.00 | 0.00 | +0.00 | sell |
| Trexquant Investment LP | 93,242 | 374,836 | +281,594 | 0.00 | 0.03 | +0.02 | buy |
| Federation des caisses Desjardins du Quebec | 322,488 | 367,784 | +45,296 | 0.01 | 0.01 | +0.00 | buy |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 320,455 | 345,664 | +25,209 | 0.01 | 0.01 | +0.01 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 202,953 | 328,048 | +125,095 | 0.00 | 0.00 | +0.00 | buy |
| Fielder Capital Group LLC | 329,399 | 323,375 | -6,024 | 0.43 | 0.60 | +0.17 | sell |
| Alberta Investment Management Corp | 301,000 | 301,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| GeoSphere Capital Management, LLC | 0 | 300,000 | +300,000 | 0.00 | 2.12 | +2.12 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 277,954 | 294,658 | +16,704 | 0.00 | 0.00 | +0.00 | buy |
| RAFFLES ASSOCIATES LP | 305,000 | 290,000 | -15,000 | 1.67 | 2.10 | +0.43 | sell |
| SIMPLEX TRADING, LLC | 309,958 | 280,171 | -29,787 | 0.05 | 0.05 | +0.00 | sell |
| Persistent Asset Partners Ltd | 258,639 | 278,082 | +19,443 | 1.02 | 1.69 | +0.67 | buy |
| Man Group plc | 221,050 | 266,594 | +45,544 | 0.00 | 0.00 | +0.00 | buy |
| SummitTX Capital, L.P. | 0 | 265,111 | +265,111 | 0.00 | 0.08 | +0.08 | buy |
| CANADA LIFE ASSURANCE Co | 463,527 | 253,311 | -210,216 | 0.00 | 0.00 | -0.00 | sell |