| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| L1 Capital Pty Ltd | 33,816,063 | 30,838,591 | -2,977,472 | 14.18 | 16.45 | +2.27 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 29,419,345 | 30,608,861 | +1,189,516 | 0.39 | 0.44 | +0.04 | buy |
| VAN ECK ASSOCIATES CORP | 18,327,861 | 23,633,124 | +5,305,263 | 0.14 | 0.20 | +0.05 | buy |
| VANGUARD GROUP INC | 20,923,707 | 21,353,712 | +430,005 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 17,259,319 | 15,649,639 | -1,609,680 | 0.69 | 0.78 | +0.09 | sell |
| MILLENNIUM MANAGEMENT LLC | 5,122,491 | 10,134,381 | +5,011,890 | 0.03 | 0.07 | +0.04 | buy |
| Grantham, Mayo, Van Otterloo & Co. LLC | 9,219,454 | 8,810,054 | -409,400 | 0.19 | 0.22 | +0.03 | sell |
| MARSHALL WACE, LLP | 6,204,620 | 8,685,633 | +2,481,013 | 0.05 | 0.09 | +0.03 | buy |
| Hancock Prospecting Pty Ltd | 5,750,000 | 8,250,000 | +2,500,000 | 1.27 | 2.40 | +1.13 | buy |
| ROYAL BANK OF CANADA | 7,008,199 | 7,757,662 | +749,463 | 0.01 | 0.01 | +0.00 | buy |
| COOPER CREEK PARTNERS MANAGEMENT LLC | 5,978,466 | 6,826,765 | +848,299 | 1.38 | 2.29 | +0.90 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 6,619,233 | 5,587,742 | -1,031,491 | 0.04 | 0.04 | +0.00 | sell |
| JPMORGAN CHASE & CO | 5,007,555 | 4,963,987 | -43,568 | 0.00 | 0.00 | +0.00 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 3,360,064 | 3,844,119 | +484,055 | 0.19 | 0.25 | +0.06 | buy |
| ALLIANCEBERNSTEIN L.P. | 2,836,189 | 3,672,736 | +836,547 | 0.01 | 0.01 | +0.00 | buy |
| Lloyd Harbor Capital Management, LLC | 2,512,817 | 3,487,817 | +975,000 | 12.23 | 14.98 | +2.75 | buy |
| Waratah Capital Advisors Ltd. | 3,539,978 | 3,453,329 | -86,649 | 1.67 | 2.10 | +0.43 | sell |
| TD ASSET MANAGEMENT INC | 3,298,902 | 3,326,630 | +27,728 | 0.02 | 0.02 | +0.00 | buy |
| SEGRA CAPITAL MANAGEMENT, LLC | 14,107,844 | 3,269,388 | -10,838,456 | 31.58 | 33.85 | +2.26 | sell |
| UBS Group AG | 1,951,170 | 3,250,284 | +1,299,114 | 0.00 | 0.01 | +0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 3,246,766 | +3,246,766 | 0.00 | 0.06 | +0.06 | buy |
| Encompass Capital Advisors LLC | 3,651,140 | 3,151,178 | -499,962 | 1.02 | 1.27 | +0.25 | sell |
| CITADEL ADVISORS LLC | 685,673 | 3,136,176 | +2,450,503 | 0.00 | 0.02 | +0.02 | buy |
| Old West Investment Management, LLC | 2,534,801 | 2,649,772 | +114,971 | 5.80 | 5.44 | -0.37 | buy |
| Bank of New York Mellon Corp | 1,999,769 | 2,632,571 | +632,802 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 2,761,974 | 2,607,560 | -154,414 | 0.22 | 0.23 | +0.01 | sell |
| Ion Asset Management Ltd. | 67,000 | 2,348,100 | +2,281,100 | 0.03 | 2.57 | +2.54 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,484,462 | 2,319,195 | +834,733 | 0.02 | 0.03 | +0.01 | buy |
| DEUTSCHE BANK AG\ | 30,968 | 2,265,673 | +2,234,705 | 0.00 | 0.01 | +0.01 | buy |
| BANK OF MONTREAL /CAN/ | 2,001,209 | 2,224,027 | +222,818 | 0.01 | 0.01 | +0.00 | buy |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 1,977,837 | 2,177,837 | +200,000 | 2.65 | 3.05 | +0.40 | buy |
| Capital Research Global Investors | 3,164,318 | 2,157,119 | -1,007,199 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 4,504,768 | 2,143,140 | -2,361,628 | 0.01 | 0.00 | -0.00 | sell |
| 1832 Asset Management L.P. | 2,382,176 | 2,088,525 | -293,651 | 0.03 | 0.03 | +0.00 | sell |
| MASTERS CAPITAL MANAGEMENT LLC | 2,000,000 | 2,000,000 | 0 | 2.67 | 2.88 | +0.20 | hold |
| CIBC Asset Management Inc | 656,798 | 1,996,124 | +1,339,326 | 0.01 | 0.05 | +0.04 | buy |
| JANE STREET GROUP, LLC | 1,053,129 | 1,933,172 | +880,043 | 0.01 | 0.02 | +0.01 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 1,728,160 | 1,903,860 | +175,700 | 0.04 | 0.05 | +0.01 | buy |
| Kapitalo Investimentos Ltda | 1,608,804 | 1,689,155 | +80,351 | 2.43 | 2.83 | +0.40 | buy |
| Nokomis Capital, L.L.C. | 1,564,848 | 1,486,948 | -77,900 | 4.55 | 4.72 | +0.17 | sell |
| Goehring & Rozencwajg Associates, LLC | 1,445,108 | 1,442,255 | -2,853 | 1.53 | 1.55 | +0.02 | sell |
| MORGAN STANLEY | 1,611,126 | 1,317,445 | -293,681 | 0.00 | 0.00 | -0.00 | sell |
| DUDLEY & SHANLEY, INC. | 1,237,000 | 1,235,150 | -1,850 | 1.35 | 1.78 | +0.43 | sell |
| Invesco Ltd. | 26,153 | 1,220,779 | +1,194,626 | 0.00 | 0.00 | +0.00 | buy |
| De Lisle Partners LLP | 1,208,732 | 1,208,732 | 0 | 1.18 | 1.33 | +0.15 | hold |
| Amundi | 817,740 | 1,162,775 | +345,035 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 928,237 | 1,141,643 | +213,406 | 0.01 | 0.01 | +0.00 | buy |
| Freshford Capital Management, LLC | 1,117,852 | 1,131,789 | +13,937 | 1.88 | 2.92 | +1.04 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 949,367 | 1,119,303 | +169,936 | 0.00 | 0.00 | +0.00 | buy |
| Azarias Capital Management, L.P. | 1,414,414 | 1,117,009 | -297,405 | 4.46 | 3.96 | -0.50 | sell |
| Swiss National Bank | 1,040,200 | 1,060,800 | +20,600 | 0.00 | 0.01 | +0.00 | buy |
| Appian Way Asset Management LP | 0 | 1,055,403 | +1,055,403 | 0.00 | 2.05 | +2.05 | buy |
| Bridgewater Associates, LP | 1,289,750 | 977,277 | -312,473 | 0.04 | 0.03 | -0.00 | sell |
| ExodusPoint Capital Management, LP | 500,654 | 896,909 | +396,255 | 0.04 | 0.11 | +0.07 | buy |
| Cubist Systematic Strategies, LLC | 0 | 858,302 | +858,302 | 0.00 | 0.11 | +0.11 | buy |
| Russell Investments Group, Ltd. | 1,034,729 | 835,841 | -198,888 | 0.01 | 0.01 | -0.00 | sell |
| Rye Brook Capital LLC | 767,900 | 773,900 | +6,000 | 5.56 | 5.83 | +0.27 | buy |
| D. E. Shaw & Co., Inc. | 197,002 | 762,106 | +565,104 | 0.00 | 0.01 | +0.00 | buy |
| Empyrean Capital Partners, LP | 2,051,600 | 751,000 | -1,300,600 | 0.66 | 0.27 | -0.39 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 1,010,456 | 734,961 | -275,495 | 0.10 | 0.08 | -0.01 | sell |
| AGF MANAGEMENT LTD | 0 | 708,557 | +708,557 | 0.00 | 0.03 | +0.03 | buy |
| Y-Intercept (Hong Kong) Ltd | 581,789 | 703,500 | +121,711 | 0.10 | 0.15 | +0.05 | buy |
| CANADA LIFE ASSURANCE Co | 253,311 | 703,201 | +449,890 | 0.00 | 0.01 | +0.01 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 632,651 | 688,592 | +55,941 | 0.09 | 0.12 | +0.03 | buy |
| CITIGROUP INC | 442,128 | 676,352 | +234,224 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 675,717 | 675,717 | 0 | 0.00 | 0.01 | +0.00 | hold |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 636,476 | +636,476 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 674,866 | 630,191 | -44,675 | 0.00 | 0.00 | +0.00 | sell |
| Mountaineer Partners Management, LLC | 564,507 | 564,507 | 0 | 2.59 | 2.94 | +0.35 | hold |
| Drummond Knight Asset Management Pty Ltd | 937,511 | 556,471 | -381,040 | 2.07 | 1.52 | -0.55 | sell |
| GeoSphere Capital Management, LLC | 300,000 | 550,000 | +250,000 | 2.12 | 3.76 | +1.64 | buy |
| RAYMOND JAMES FINANCIAL INC | 839,080 | 549,892 | -289,188 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 534,523 | 529,870 | -4,653 | 0.00 | 0.01 | +0.00 | sell |
| PCJ Investment Counsel Ltd. | 746,400 | 520,200 | -226,200 | 1.77 | 1.30 | -0.48 | sell |
| TITAN GLOBAL CAPITAL MANAGEMENT USA LLC | 520,871 | 500,825 | -20,046 | 0.57 | 0.66 | +0.09 | sell |
| ArrowMark Colorado Holdings LLC | 536,655 | 492,655 | -44,000 | 0.07 | 0.08 | +0.01 | sell |
| SummitTX Capital, L.P. | 265,111 | 451,707 | +186,596 | 0.08 | 0.17 | +0.09 | buy |
| Stanley-Laman Group, Ltd. | 451,054 | 441,775 | -9,279 | 0.46 | 0.56 | +0.10 | sell |
| SPROTT INC. | 419,240 | 437,427 | +18,187 | 0.15 | 0.15 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 411,039 | 435,369 | +24,330 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 0 | 422,180 | +422,180 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 406,142 | 406,142 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WELLS FARGO & COMPANY/MN | 413,531 | 404,966 | -8,565 | 0.00 | 0.00 | +0.00 | sell |
| Arrow Capital Pty Ltd | 0 | 400,000 | +400,000 | 0.00 | 2.90 | +2.90 | buy |
| PineBridge Investments, L.P. | 0 | 391,288 | +391,288 | 0.00 | 0.04 | +0.04 | buy |
| Federation des caisses Desjardins du Quebec | 367,784 | 383,711 | +15,927 | 0.01 | 0.01 | +0.00 | buy |
| Ninepoint Partners LP | 380,000 | 380,000 | 0 | 0.51 | 0.47 | -0.04 | hold |
| SIG North Trading, ULC | 248,621 | 365,560 | +116,939 | 0.38 | 0.50 | +0.13 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 328,048 | 362,743 | +34,695 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 360,479 | +360,479 | 0.00 | 0.02 | +0.02 | buy |
| Man Group plc | 266,594 | 354,062 | +87,468 | 0.00 | 0.01 | +0.00 | buy |
| Tejara Capital Ltd | 385,469 | 345,425 | -40,044 | 1.24 | 1.70 | +0.46 | sell |
| JANUS HENDERSON GROUP PLC | 788,276 | 342,607 | -445,669 | 0.00 | 0.00 | -0.00 | sell |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 345,664 | 333,118 | -12,546 | 0.01 | 0.02 | +0.00 | sell |
| SIMPLEX TRADING, LLC | 280,171 | 321,798 | +41,627 | 0.05 | 0.06 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 294,658 | 318,048 | +23,390 | 0.00 | 0.00 | +0.00 | buy |
| Fielder Capital Group LLC | 323,375 | 310,711 | -12,664 | 0.60 | 0.63 | +0.03 | sell |
| Alberta Investment Management Corp | 301,000 | 301,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Alpha Wave Global, LP | 753,195 | 299,385 | -453,810 | 0.56 | 0.27 | -0.29 | sell |
| GARNET EQUITY CAPITAL HOLDINGS, INC. | 400,000 | 296,810 | -103,190 | 1.29 | 1.17 | -0.12 | sell |