| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITADEL ADVISORS LLC | 0 | 312,034 | +312,034 | 0.00 | 0.00 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 762,598 | 1,071,860 | +309,262 | 0.00 | 0.00 | -0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 854,460 | 975,952 | +121,492 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 1,653,432 | 1,770,525 | +117,093 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 67,728 | +67,728 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 469,441 | 492,187 | +22,746 | 0.00 | 0.00 | -0.00 | buy |
| MACKENZIE FINANCIAL CORP | 28,442 | 32,729 | +4,287 | 0.00 | 0.00 | -0.00 | buy |
| CULLEN/FROST BANKERS, INC. | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 2,389 | 2,889 | +500 | 0.00 | 0.00 | -0.00 | buy |
| CoreCap Advisors, LLC | 142 | 192 | +50 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 184,800 | 184,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RHUMBLINE ADVISERS | 458 | 458 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 12 | 12 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Texas Yale Capital Corp. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Novo Holdings A/S | 468,902 | 468,902 | 0 | 0.06 | 0.03 | -0.02 | hold |
| DAFNA Capital Management LLC | 125,000 | 125,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Anson Funds Management LP | 3,750,450 | 3,750,450 | 0 | 0.46 | 0.70 | +0.24 | hold |
| AWM Investment Company, Inc. | 333,400 | 333,400 | 0 | 0.08 | 0.06 | -0.02 | hold |
| Allworth Financial LP | 600 | 600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alphabet Inc. | 889,979 | 889,979 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Russell Investments Group, Ltd. | 6,400 | 6,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Qube Research & Technologies Ltd | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Murchinson Ltd. | 873,910 | 873,910 | 0 | 0.17 | 0.24 | +0.08 | hold |
| DLK Investment Management, LLC | 31,355 | 31,355 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Federation des caisses Desjardins du Quebec | 30 | 30 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Three Seasons Wealth, LLC | 15,000 | 15,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| DIMENSIONAL FUND ADVISORS LP | 10,003 | 10,003 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 151 | 151 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 28,565 | 28,565 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE STREET CORP | 130,511 | 130,511 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PFS Partners, LLC | 50 | 0 | -50 | 0.00 | 0.00 | -0.00 | sell |
| Raleigh Capital Management Inc. | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 650 | 0 | -650 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 1,248 | 0 | -1,248 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 114,559 | 112,303 | -2,256 | 0.00 | 0.00 | -0.00 | sell |
| ADAR1 Capital Management, LLC | 926,929 | 918,929 | -8,000 | 0.44 | 0.24 | -0.19 | sell |
| XTX Topco Ltd | 15,013 | 0 | -15,013 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 18,180 | 0 | -18,180 | 0.00 | 0.00 | -0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 25,400 | 0 | -25,400 | 0.00 | 0.00 | -0.00 | sell |
| GSA CAPITAL PARTNERS LLP | 28,319 | 0 | -28,319 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 147,872 | 98,518 | -49,354 | 0.00 | 0.00 | -0.00 | sell |
| BAILARD, INC. | 60,900 | 0 | -60,900 | 0.00 | 0.00 | -0.00 | sell |
| Atlas Venture Life Science Advisors, LLC | 607,613 | 535,336 | -72,277 | 0.10 | 0.07 | -0.02 | sell |
| Squarepoint Ops LLC | 79,401 | 0 | -79,401 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 79,500 | 0 | -79,500 | 0.00 | 0.00 | -0.00 | sell |
| Man Group plc | 214,026 | 73,469 | -140,557 | 0.00 | 0.00 | -0.00 | sell |
| Shay Capital LLC | 306,967 | 25,000 | -281,967 | 0.15 | 0.01 | -0.15 | sell |