| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PFIZER INC | 2,362,348 | 2,362,348 | 0 | 0.34 | 1.19 | +0.85 | hold |
| VANGUARD GROUP INC | 1,763,620 | 1,950,381 | +186,761 | 0.00 | 0.00 | +0.00 | buy |
| Anson Funds Management LP | 3,798,932 | 1,615,469 | -2,183,463 | 0.65 | 0.86 | +0.21 | sell |
| Alphabet Inc. | 889,979 | 889,979 | 0 | 0.04 | 0.12 | +0.08 | hold |
| RENAISSANCE TECHNOLOGIES LLC | 970,907 | 832,165 | -138,742 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 0 | 510,834 | +510,834 | 0.00 | 0.01 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 524,869 | 510,699 | -14,170 | 0.00 | 0.00 | +0.00 | sell |
| BlackRock, Inc. | 482,082 | 434,768 | -47,314 | 0.00 | 0.00 | +0.00 | sell |
| MONIMUS CAPITAL MANAGEMENT, LP | 310,908 | 310,908 | 0 | 0.19 | 0.72 | +0.53 | hold |
| Informed Momentum Co LLC | 0 | 239,140 | +239,140 | 0.00 | 0.11 | +0.11 | buy |
| Stonepine Capital Management, LLC | 0 | 156,888 | +156,888 | 0.00 | 0.45 | +0.45 | buy |
| STATE STREET CORP | 148,911 | 153,451 | +4,540 | 0.00 | 0.00 | +0.00 | buy |
| Ionic Capital Management LLC | 0 | 150,000 | +150,000 | 0.00 | 0.49 | +0.49 | buy |
| ADAR1 Capital Management, LLC | 801,277 | 143,917 | -657,360 | 0.11 | 0.07 | -0.04 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 154,800 | 114,800 | -40,000 | 0.00 | 0.01 | +0.01 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 871,212 | 112,889 | -758,323 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 0 | 103,786 | +103,786 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 100,924 | 100,831 | -93 | 0.00 | 0.00 | +0.00 | sell |
| XTX Topco Ltd | 0 | 34,551 | +34,551 | 0.00 | 0.00 | +0.00 | buy |
| Capital Asset Advisory Services LLC | 0 | 32,548 | +32,548 | 0.00 | 0.00 | +0.00 | buy |
| AXXCESS WEALTH MANAGEMENT, LLC | 0 | 32,548 | +32,548 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 31,205 | +31,205 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 5,098 | 30,322 | +25,224 | 0.00 | 0.00 | +0.00 | buy |
| Three Seasons Wealth, LLC | 30,000 | 30,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 28,565 | 28,565 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cubist Systematic Strategies, LLC | 0 | 27,140 | +27,140 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 0 | 14,968 | +14,968 | 0.00 | 0.00 | +0.00 | buy |
| Texas Yale Capital Corp. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GROUP ONE TRADING LLC | 0 | 8,239 | +8,239 | 0.00 | 0.00 | +0.00 | buy |
| CULLEN/FROST BANKERS, INC. | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tower Research Capital LLC (TRC) | 0 | 603 | +603 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 151 | 151 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SBI Securities Co., Ltd. | 60 | 62 | +2 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 12 | 40 | +28 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 56,000 | 0 | -56,000 | 0.00 | 0.00 | -0.00 | sell |
| DAFNA Capital Management LLC | 125,000 | 0 | -125,000 | 0.03 | 0.00 | -0.03 | sell |
| EP Wealth Advisors, LLC | 16,500 | 0 | -16,500 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 92,939 | 0 | -92,939 | 0.00 | 0.00 | -0.00 | sell |
| Murchinson Ltd. | 873,910 | 0 | -873,910 | 0.09 | 0.00 | -0.09 | sell |
| CoreCap Advisors, LLC | 50 | 0 | -50 | 0.00 | 0.00 | -0.00 | sell |
| Atlas Venture Life Science Advisors, LLC | 305,255 | 0 | -305,255 | 0.04 | 0.00 | -0.04 | sell |
| DLK Investment Management, LLC | 29,825 | 0 | -29,825 | 0.01 | 0.00 | -0.01 | sell |
| Banque Transatlantique SA | 400 | 0 | -400 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 5,056 | 0 | -5,056 | 0.00 | 0.00 | -0.00 | sell |
| MACKENZIE FINANCIAL CORP | 209,031 | 0 | -209,031 | 0.00 | 0.00 | -0.00 | sell |