| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TD Waterhouse Canada Inc. | 22,412 | 9,564,659 | +9,542,247 | 0.00 | 0.10 | +0.10 | buy |
| TWO SIGMA INVESTMENTS, LP | 5,810,985 | 10,562,065 | +4,751,080 | 0.03 | 0.03 | +0.00 | buy |
| BAKER BROS. ADVISORS LP | 27,525,640 | 30,275,938 | +2,750,298 | 0.55 | 0.61 | +0.06 | buy |
| Jefferies Financial Group Inc. | 0 | 2,746,200 | +2,746,200 | 0.00 | 0.12 | +0.12 | buy |
| Alyeska Investment Group, L.P. | 0 | 2,592,105 | +2,592,105 | 0.00 | 0.03 | +0.03 | buy |
| UBS Group AG | 1,939,409 | 4,209,052 | +2,269,643 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 548,431 | 1,235,153 | +686,722 | 0.01 | 0.01 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 1,796,010 | 2,273,489 | +477,479 | 0.03 | 0.04 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 2,632,872 | 2,999,936 | +367,064 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 359,683 | +359,683 | 0.00 | 0.00 | +0.00 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 3,771,999 | 4,024,779 | +252,780 | 0.09 | 0.10 | +0.02 | buy |
| SIMPLEX TRADING, LLC | 0 | 201,236 | +201,236 | 0.00 | 0.02 | +0.02 | buy |
| BlackRock, Inc. | 3,865,896 | 4,040,236 | +174,340 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 976,507 | 1,149,325 | +172,818 | 0.01 | 0.01 | +0.00 | buy |
| Engineers Gate Manager LP | 11,203 | 181,472 | +170,269 | 0.00 | 0.01 | +0.01 | buy |
| AXQ CAPITAL, LP | 0 | 136,227 | +136,227 | 0.00 | 0.06 | +0.06 | buy |
| LPL Financial LLC | 0 | 121,813 | +121,813 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 19,580 | 141,295 | +121,715 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 128,999 | 239,133 | +110,134 | 0.01 | 0.03 | +0.01 | buy |
| RAYMOND JAMES FINANCIAL INC | 247,050 | 289,836 | +42,786 | 0.00 | 0.00 | +0.00 | buy |
| Handelsbanken Fonder AB | 79,300 | 115,700 | +36,400 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 694,114 | 730,213 | +36,099 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 146,359 | 181,690 | +35,331 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 34,536 | +34,536 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 113,068 | 142,746 | +29,678 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 117,031 | 143,472 | +26,441 | 0.00 | 0.00 | +0.00 | buy |
| Intellectus Partners, LLC | 523,383 | 546,083 | +22,700 | 0.35 | 0.39 | +0.04 | buy |
| ROYAL BANK OF CANADA | 373,856 | 394,753 | +20,897 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 0 | 20,200 | +20,200 | 0.00 | 0.00 | +0.00 | buy |
| Brevan Howard Capital Management LP | 0 | 18,824 | +18,824 | 0.00 | 0.00 | +0.00 | buy |
| VestGen Advisors, LLC | 0 | 18,516 | +18,516 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 0 | 17,891 | +17,891 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 81,271 | 98,600 | +17,329 | 0.00 | 0.01 | +0.00 | buy |
| HighTower Advisors, LLC | 79,963 | 95,933 | +15,970 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 33,547 | 49,474 | +15,927 | 0.00 | 0.00 | +0.00 | buy |
| Ground Swell Capital, LLC | 0 | 15,820 | +15,820 | 0.00 | 0.11 | +0.11 | buy |
| PIER 88 INVESTMENT PARTNERS LLC | 105,730 | 120,100 | +14,370 | 0.08 | 0.11 | +0.03 | buy |
| Janney Montgomery Scott LLC | 0 | 13,043 | +13,043 | 0.00 | 0.00 | +0.00 | buy |
| VAUGHAN DAVID INVESTMENTS LLC/IL | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| OneDigital Investment Advisors LLC | 24,000 | 34,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Lantern Wealth Advisors, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.02 | +0.02 | buy |
| SBI Securities Co., Ltd. | 2,627 | 8,528 | +5,901 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 54,603 | 60,395 | +5,792 | 0.00 | 0.00 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 48,777 | 53,798 | +5,021 | 0.01 | 0.01 | +0.00 | buy |
| Allworth Financial LP | 11,274 | 15,401 | +4,127 | 0.00 | 0.00 | +0.00 | buy |
| AssuredPartners Investment Advisors, LLC | 10,019 | 12,281 | +2,262 | 0.01 | 0.00 | -0.00 | buy |
| Creative Planning | 41,844 | 44,051 | +2,207 | 0.00 | 0.00 | +0.00 | buy |
| Virtus Investment Advisers, LLC | 73,488 | 75,327 | +1,839 | 0.07 | 0.07 | +0.00 | buy |
| IFP Advisors, Inc | 2,339 | 4,132 | +1,793 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 347,321 | 348,978 | +1,657 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 1,393 | +1,393 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 14,546 | 15,813 | +1,267 | 0.00 | 0.00 | +0.00 | buy |
| HBK Sorce Advisory LLC | 24,956 | 26,183 | +1,227 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 12,878 | 13,988 | +1,110 | 0.00 | 0.00 | +0.00 | buy |
| SCOTIA CAPITAL INC. | 15,943 | 16,925 | +982 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 665 | 1,507 | +842 | 0.00 | 0.00 | +0.00 | buy |
| GF FUND MANAGEMENT CO. LTD. | 5,882 | 6,696 | +814 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 12,001 | 12,716 | +715 | 0.00 | 0.00 | -0.00 | buy |
| Ballentine Partners, LLC | 18,603 | 19,305 | +702 | 0.00 | 0.00 | +0.00 | buy |
| Tradition Wealth Management, LLC | 47,110 | 47,728 | +618 | 0.01 | 0.01 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 13,240 | 13,562 | +322 | 0.00 | 0.00 | -0.00 | buy |
| Cornerstone Planning Group LLC | 1,750 | 2,000 | +250 | 0.00 | 0.00 | +0.00 | buy |
| Cerity Partners LLC | 52,057 | 52,299 | +242 | 0.00 | 0.00 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 127 | +127 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 8,349 | 8,472 | +123 | 0.00 | 0.00 | -0.00 | buy |
| Parallel Advisors, LLC | 3,395 | 3,515 | +120 | 0.00 | 0.00 | +0.00 | buy |
| GILL CAPITAL PARTNERS, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 11,228 | 11,298 | +70 | 0.00 | 0.00 | -0.00 | buy |
| JPMORGAN CHASE & CO | 77,614 | 77,618 | +4 | 0.00 | 0.00 | -0.00 | buy |
| Guardian Partners Inc. | 1,786,414 | 1,786,415 | +1 | 0.47 | 0.52 | +0.05 | buy |
| MAI Capital Management | 266 | 266 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SOFTBANK GROUP CORP. | 345,161 | 345,161 | 0 | 0.01 | 0.01 | +0.00 | hold |
| &PARTNERS | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 35,668 | 35,668 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BRANDYWINE MANAGERS, LLC | 28,488 | 28,488 | 0 | 0.05 | 0.06 | +0.01 | hold |
| Capital World Investors | 13,361,096 | 13,361,096 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ArchPoint Investors | 115,055 | 115,055 | 0 | 0.09 | 0.10 | +0.00 | hold |
| ArrowMark Colorado Holdings LLC | 4,105,095 | 4,105,095 | 0 | 0.31 | 0.38 | +0.07 | hold |
| Blume Capital Management, Inc. | 2,800 | 2,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 12,700 | 12,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Stratos Wealth Advisors, LLC | 23,000 | 23,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Larson Financial Group LLC | 7 | 7 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Princeton Global Asset Management LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Resolute Advisors LLC | 57,526 | 57,526 | 0 | 0.06 | 0.08 | +0.02 | hold |
| XML Financial, LLC | 42,025 | 42,025 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Integrity Financial Corp /WA | 10,000 | 10,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Farther Finance Advisors, LLC | 16,645 | 16,645 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Erste Asset Management GmbH | 62,000 | 62,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Aviso Financial Inc. | 6,540 | 6,540 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DKM Wealth Management, Inc. | 10,000 | 10,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| US BANCORP \DE\ | 611 | 611 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIZENS FINANCIAL GROUP INC/RI | 261,890 | 261,890 | 0 | 0.01 | 0.01 | +0.00 | hold |
| STATE OF MICHIGAN RETIREMENT SYSTEM | 400,000 | 400,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| NBC SECURITIES, INC. | 8,500 | 8,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clearstead Advisors, LLC | 26 | 26 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 14,495 | 14,495 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 122 | 0 | -122 | 0.00 | 0.00 | -0.00 | sell |