| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Newtyn Management, LLC | 1,890,000 | 4,600,000 | +2,710,000 | 6.54 | 13.34 | +6.80 | buy |
| CARRONADE CAPITAL MANAGEMENT, LP | 1,784,713 | 3,015,647 | +1,230,934 | 6.21 | 5.69 | -0.52 | buy |
| PRIVATE MANAGEMENT GROUP INC | 838,010 | 1,601,334 | +763,324 | 0.60 | 1.05 | +0.45 | buy |
| CITADEL ADVISORS LLC | 151,652 | 615,573 | +463,921 | 0.00 | 0.01 | +0.01 | buy |
| Alberta Investment Management Corp | 0 | 425,000 | +425,000 | 0.00 | 0.05 | +0.05 | buy |
| Madison Avenue Partners, LP | 0 | 418,984 | +418,984 | 0.00 | 0.65 | +0.65 | buy |
| Verition Fund Management LLC | 0 | 416,775 | +416,775 | 0.00 | 0.04 | +0.04 | buy |
| Cinctive Capital Management LP | 0 | 342,052 | +342,052 | 0.00 | 0.50 | +0.50 | buy |
| ADVISORY RESEARCH INC | 0 | 300,000 | +300,000 | 0.00 | 0.97 | +0.97 | buy |
| BANK OF AMERICA CORP /DE/ | 301,508 | 507,902 | +206,394 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 5,638,890 | 5,844,675 | +205,785 | 0.00 | 0.00 | -0.00 | buy |
| Almitas Capital LLC | 0 | 143,651 | +143,651 | 0.00 | 0.87 | +0.87 | buy |
| D. E. Shaw & Co., Inc. | 16,974 | 154,407 | +137,433 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 86,400 | 211,000 | +124,600 | 0.00 | 0.01 | +0.00 | buy |
| Bulldog Investors, LLP | 269,631 | 380,987 | +111,356 | 1.40 | 1.89 | +0.49 | buy |
| Boussard & Gavaudan Investment Management LLP | 0 | 111,067 | +111,067 | 0.00 | 0.32 | +0.32 | buy |
| Nebula Research & Development LLC | 23,086 | 123,205 | +100,119 | 0.05 | 0.21 | +0.15 | buy |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0 | 82,225 | +82,225 | 0.00 | 0.00 | +0.00 | buy |
| J. Goldman & Co LP | 0 | 74,891 | +74,891 | 0.00 | 0.05 | +0.05 | buy |
| EJF Capital LLC | 163,789 | 228,789 | +65,000 | 2.23 | 2.66 | +0.43 | buy |
| Rubric Capital Management LP | 1,430,248 | 1,490,248 | +60,000 | 0.52 | 0.49 | -0.03 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 7,546 | 64,586 | +57,040 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 10,779 | 61,541 | +50,762 | 0.02 | 0.06 | +0.04 | buy |
| Poehling Capital Management, INC. | 723,465 | 773,490 | +50,025 | 3.53 | 3.59 | +0.05 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,276,056 | 1,322,839 | +46,783 | 0.00 | 0.00 | -0.00 | buy |
| Trexquant Investment LP | 0 | 43,393 | +43,393 | 0.00 | 0.01 | +0.01 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 28,551 | 71,744 | +43,193 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 41,552 | +41,552 | 0.00 | 0.05 | +0.05 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 40,000 | 80,032 | +40,032 | 0.07 | 0.15 | +0.08 | buy |
| LEVIN CAPITAL STRATEGIES, L.P. | 157,397 | 192,594 | +35,197 | 0.30 | 0.37 | +0.08 | buy |
| Lombard Odier Asset Management (USA) Corp | 18,349 | 52,055 | +33,706 | 0.14 | 0.32 | +0.18 | buy |
| MILLENNIUM MANAGEMENT LLC | 37,070 | 69,336 | +32,266 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 27,843 | 54,393 | +26,550 | 0.00 | 0.00 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 478,607 | 502,089 | +23,482 | 0.02 | 0.02 | -0.00 | buy |
| CORSAIR CAPITAL MANAGEMENT, L.P. | 0 | 20,000 | +20,000 | 0.00 | 0.09 | +0.09 | buy |
| Aquatic Capital Management LLC | 16,343 | 35,304 | +18,961 | 0.01 | 0.02 | +0.01 | buy |
| Engineers Gate Manager LP | 16,012 | 34,398 | +18,386 | 0.01 | 0.01 | +0.01 | buy |
| Magnetar Financial LLC | 10,010 | 27,673 | +17,663 | 0.00 | 0.01 | +0.00 | buy |
| AIGEN INVESTMENT MANAGEMENT, LP | 0 | 16,286 | +16,286 | 0.00 | 0.05 | +0.05 | buy |
| OXFORD ASSET MANAGEMENT LLP | 0 | 16,000 | +16,000 | 0.00 | 0.14 | +0.14 | buy |
| Jump Financial, LLC | 0 | 14,253 | +14,253 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKETS CORP | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 288,055 | 299,843 | +11,788 | 0.00 | 0.00 | -0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 128,749 | 140,277 | +11,528 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 290,970 | 301,440 | +10,470 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA ADVISERS, LP | 22,700 | 32,800 | +10,100 | 0.00 | 0.00 | +0.00 | buy |
| CANADA LIFE ASSURANCE Co | 88,452 | 95,939 | +7,487 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 46,231 | 52,883 | +6,652 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 42,984 | 49,181 | +6,197 | 0.00 | 0.00 | +0.00 | buy |
| BFSG, LLC | 6,730 | 12,715 | +5,985 | 0.02 | 0.03 | +0.01 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 22,833 | 28,241 | +5,408 | 0.00 | 0.01 | +0.00 | buy |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 13,531 | 18,858 | +5,327 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 4,350 | 8,762 | +4,412 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 263,659 | 267,675 | +4,016 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 126,770 | 130,017 | +3,247 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 44,533 | 47,416 | +2,883 | 0.00 | 0.00 | -0.00 | buy |
| SUMMIT SECURITIES GROUP LLC | 0 | 2,671 | +2,671 | 0.00 | 0.03 | +0.03 | buy |
| GABELLI FUNDS LLC | 14,000 | 16,203 | +2,203 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 24,565 | 26,533 | +1,968 | 0.00 | 0.00 | -0.00 | buy |
| Spire Wealth Management | 2,260 | 4,100 | +1,840 | 0.00 | 0.00 | +0.00 | buy |
| Mitsubishi UFJ Asset Management Co., Ltd. | 369 | 2,069 | +1,700 | 0.00 | 0.00 | +0.00 | buy |
| COLDSTREAM CAPITAL MANAGEMENT INC | 0 | 1,652 | +1,652 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 32,060 | 33,465 | +1,405 | 0.00 | 0.00 | -0.00 | buy |
| Crescent Grove Advisors, LLC | 324,220 | 325,479 | +1,259 | 0.64 | 0.62 | -0.02 | buy |
| Steward Partners Investment Advisory, LLC | 9,705 | 10,705 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Rise Advisors, LLC | 0 | 867 | +867 | 0.00 | 0.01 | +0.01 | buy |
| PARK AVENUE SECURITIES LLC | 12,312 | 13,089 | +777 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 29,932 | 30,583 | +651 | 0.00 | 0.00 | +0.00 | buy |
| NBC SECURITIES, INC. | 0 | 600 | +600 | 0.00 | 0.00 | +0.00 | buy |
| INCEPTIONR LLC | 11,776 | 12,366 | +590 | 0.05 | 0.07 | +0.02 | buy |
| Geneos Wealth Management Inc. | 97 | 415 | +318 | 0.00 | 0.00 | +0.00 | buy |
| Banque Transatlantique SA | 0 | 250 | +250 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 198 | +198 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 2,915 | 3,106 | +191 | 0.00 | 0.00 | +0.00 | buy |
| North Star Investment Management Corp. | 230 | 420 | +190 | 0.00 | 0.00 | +0.00 | buy |
| Cheviot Value Management, LLC | 0 | 130 | +130 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 360 | 459 | +99 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 34,842 | 34,930 | +88 | 0.00 | 0.00 | -0.00 | buy |
| Allworth Financial LP | 169 | 253 | +84 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 2,243 | 2,317 | +74 | 0.00 | 0.00 | -0.00 | buy |
| BESSEMER GROUP INC | 0 | 46 | +46 | 0.00 | 0.00 | +0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 1,105 | 1,133 | +28 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 0 | 23 | +23 | 0.00 | 0.00 | +0.00 | buy |
| Stephens Consulting, LLC | 0 | 20 | +20 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 70 | 90 | +20 | 0.00 | 0.00 | +0.00 | buy |
| MassMutual Private Wealth & Trust, FSB | 30 | 38 | +8 | 0.00 | 0.00 | +0.00 | buy |
| AMALGAMATED BANK | 1,949 | 1,956 | +7 | 0.00 | 0.00 | -0.00 | buy |
| Covestor Ltd | 16 | 22 | +6 | 0.00 | 0.00 | 0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 268,965 | 268,965 | 0 | 0.08 | 0.07 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 5,519 | 5,519 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WASHINGTON TRUST Co | 1,200 | 1,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 52,691 | 52,691 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 61,200 | 61,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 128,436 | 128,436 | 0 | 0.10 | 0.10 | +0.00 | hold |
| PRINCIPAL SECURITIES, INC. | 3,405 | 3,405 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JANUS HENDERSON GROUP PLC | 28,396 | 28,396 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Horrell Capital Management, Inc. | 43,950 | 43,950 | 0 | 0.26 | 0.34 | +0.08 | hold |
| West Oak Capital, LLC | 11,731 | 11,731 | 0 | 0.08 | 0.08 | +0.00 | hold |
| Ensign Peak Advisors, Inc | 46,380 | 46,380 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DekaBank Deutsche Girozentrale | 5,951 | 5,951 | 0 | 0.00 | 0.00 | -0.00 | hold |