| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | 5,844,675 | 5,837,610 | -7,065 | 0.00 | 0.00 | +0.00 | sell |
| BlackRock, Inc. | 5,620,799 | 5,607,764 | -13,035 | 0.00 | 0.00 | +0.00 | sell |
| River Road Asset Management, LLC | 4,678,876 | 4,719,243 | +40,367 | 1.17 | 1.28 | +0.11 | buy |
| Newtyn Management, LLC | 4,600,000 | 4,425,000 | -175,000 | 13.34 | 13.98 | +0.64 | sell |
| CARRONADE CAPITAL MANAGEMENT, LP | 3,015,647 | 3,189,027 | +173,380 | 5.69 | 9.22 | +3.53 | buy |
| Rubric Capital Management LP | 1,490,248 | 2,105,864 | +615,616 | 0.49 | 0.71 | +0.22 | buy |
| Saba Capital Management, L.P. | 1,834,832 | 1,935,921 | +101,089 | 0.92 | 1.10 | +0.18 | buy |
| Nitorum Capital, L.P. | 1,610,069 | 1,790,420 | +180,351 | 4.15 | 5.54 | +1.39 | buy |
| PRIVATE MANAGEMENT GROUP INC | 1,601,334 | 1,585,658 | -15,676 | 1.05 | 1.07 | +0.03 | sell |
| STATE STREET CORP | 1,545,260 | 1,582,461 | +37,201 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,322,839 | 1,347,741 | +24,902 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 1,095,644 | 1,106,059 | +10,415 | 0.00 | 0.00 | +0.00 | buy |
| Poehling Capital Management, INC. | 773,490 | 822,639 | +49,149 | 3.59 | 4.01 | +0.42 | buy |
| Madison Avenue Partners, LP | 418,984 | 674,250 | +255,266 | 0.65 | 0.94 | +0.29 | buy |
| THOMPSON SIEGEL & WALMSLEY LLC | 589,805 | 650,370 | +60,565 | 0.18 | 0.23 | +0.05 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 1,116,710 | 599,180 | -517,530 | 0.20 | 0.10 | -0.10 | sell |
| NORTHERN TRUST CORP | 573,424 | 591,486 | +18,062 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 425,000 | 575,000 | +150,000 | 0.05 | 0.09 | +0.04 | buy |
| BANK OF AMERICA CORP /DE/ | 507,902 | 546,862 | +38,960 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 380,987 | 540,987 | +160,000 | 1.89 | 2.85 | +0.96 | buy |
| J. Goldman & Co LP | 74,891 | 507,374 | +432,483 | 0.05 | 0.33 | +0.28 | buy |
| Nuveen, LLC | 808,301 | 498,555 | -309,746 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 459,875 | 470,180 | +10,305 | 0.00 | 0.00 | +0.00 | buy |
| Man Group plc | 425,075 | 450,627 | +25,552 | 0.02 | 0.02 | -0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 562,213 | 394,313 | -167,900 | 0.45 | 0.42 | -0.03 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 502,089 | 382,076 | -120,013 | 0.02 | 0.02 | -0.00 | sell |
| MORGAN STANLEY | 301,440 | 361,337 | +59,897 | 0.00 | 0.00 | +0.00 | buy |
| Crescent Grove Advisors, LLC | 325,479 | 325,479 | 0 | 0.62 | 0.66 | +0.04 | hold |
| Almitas Capital LLC | 143,651 | 320,986 | +177,335 | 0.87 | 1.69 | +0.81 | buy |
| Cinctive Capital Management LP | 342,052 | 284,590 | -57,462 | 0.50 | 0.33 | -0.17 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 268,965 | 268,965 | 0 | 0.07 | 0.08 | +0.01 | hold |
| RAYMOND JAMES FINANCIAL INC | 266,093 | 267,358 | +1,265 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 267,675 | 259,839 | -7,836 | 0.00 | 0.00 | +0.00 | sell |
| Verition Fund Management LLC | 416,775 | 229,284 | -187,491 | 0.04 | 0.03 | -0.02 | sell |
| UBS Group AG | 102,502 | 228,653 | +126,151 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 299,843 | 219,572 | -80,271 | 0.00 | 0.00 | -0.00 | sell |
| CONTINENTAL ADVISORS LLC | 217,123 | 204,223 | -12,900 | 2.95 | 3.05 | +0.09 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 172,067 | 192,539 | +20,472 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 211,000 | 184,591 | -26,409 | 0.01 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 221,238 | 178,783 | -42,455 | 0.00 | 0.00 | -0.00 | sell |
| Palogic Value Management, L.P. | 175,000 | 177,990 | +2,990 | 1.41 | 1.56 | +0.15 | buy |
| EJF Capital LLC | 228,789 | 165,000 | -63,789 | 2.66 | 2.74 | +0.08 | sell |
| CITADEL ADVISORS LLC | 615,573 | 159,042 | -456,531 | 0.01 | 0.00 | -0.01 | sell |
| JPMORGAN CHASE & CO | 165,576 | 157,797 | -7,779 | 0.00 | 0.00 | -0.00 | sell |
| LEVIN CAPITAL STRATEGIES, L.P. | 192,594 | 151,118 | -41,476 | 0.37 | 0.31 | -0.07 | sell |
| AMERICAN CENTURY COMPANIES INC | 140,277 | 147,724 | +7,447 | 0.00 | 0.00 | +0.00 | buy |
| WEDGE CAPITAL MANAGEMENT L L P/NC | 170,404 | 132,849 | -37,555 | 0.06 | 0.05 | -0.01 | sell |
| Legal & General Group Plc | 130,017 | 130,410 | +393 | 0.00 | 0.00 | +0.00 | buy |
| Factorial Partners, LLC | 166,177 | 129,173 | -37,004 | 1.88 | 1.95 | +0.07 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 128,436 | 128,436 | 0 | 0.10 | 0.11 | +0.01 | hold |
| Russell Investments Group, Ltd. | 92,903 | 116,953 | +24,050 | 0.00 | 0.00 | +0.00 | buy |
| Boussard & Gavaudan Investment Management LLP | 111,067 | 111,067 | 0 | 0.32 | 0.21 | -0.12 | hold |
| BARCLAYS PLC | 77,281 | 108,503 | +31,222 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 88,284 | 108,246 | +19,962 | 0.00 | 0.00 | +0.00 | buy |
| Swiss National Bank | 109,394 | 107,894 | -1,500 | 0.00 | 0.00 | -0.00 | sell |
| State of New Jersey Common Pension Fund D | 100,808 | 105,990 | +5,182 | 0.01 | 0.01 | +0.00 | buy |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 110,361 | 104,584 | -5,777 | 0.03 | 0.03 | +0.00 | sell |
| Aquatic Capital Management LLC | 35,304 | 99,360 | +64,056 | 0.02 | 0.04 | +0.03 | buy |
| CANADA LIFE ASSURANCE Co | 95,939 | 95,876 | -63 | 0.00 | 0.00 | +0.00 | sell |
| COMERICA BANK | 81,384 | 88,420 | +7,036 | 0.01 | 0.01 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 69,336 | 87,524 | +18,188 | 0.00 | 0.00 | +0.00 | buy |
| SHAYNE & JACOBS, LLC | 86,766 | 86,766 | 0 | 0.39 | 0.60 | +0.21 | hold |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 82,225 | 82,225 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PRELUDE CAPITAL MANAGEMENT, LLC | 80,032 | 80,000 | -32 | 0.15 | 0.16 | +0.01 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 71,744 | 69,930 | -1,814 | 0.00 | 0.00 | +0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 64,586 | 69,317 | +4,731 | 0.00 | 0.00 | +0.00 | buy |
| Lombard Odier Asset Management (USA) Corp | 52,055 | 67,218 | +15,163 | 0.32 | 0.35 | +0.03 | buy |
| Jump Financial, LLC | 14,253 | 64,606 | +50,353 | 0.00 | 0.02 | +0.01 | buy |
| ALLIANCEBERNSTEIN L.P. | 61,200 | 58,700 | -2,500 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI FUNDS LLC | 16,203 | 57,905 | +41,702 | 0.00 | 0.01 | +0.01 | buy |
| AREX Capital Management, LP | 52,500 | 57,500 | +5,000 | 1.96 | 2.34 | +0.38 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 52,883 | 56,414 | +3,531 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 32,800 | 55,300 | +22,500 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 53,500 | +53,500 | 0.00 | 0.17 | +0.17 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 52,691 | 52,140 | -551 | 0.00 | 0.00 | +0.00 | sell |
| CITIGROUP INC | 53,550 | 46,573 | -6,977 | 0.00 | 0.00 | -0.00 | sell |
| Ensign Peak Advisors, Inc | 46,380 | 46,380 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WELLS FARGO & COMPANY/MN | 47,416 | 45,953 | -1,463 | 0.00 | 0.00 | +0.00 | sell |
| Horrell Capital Management, Inc. | 43,950 | 43,950 | 0 | 0.34 | 0.37 | +0.04 | hold |
| DEUTSCHE BANK AG\ | 49,926 | 43,771 | -6,155 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 0 | 42,768 | +42,768 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 82,325 | 41,046 | -41,279 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 34,930 | 34,289 | -641 | 0.00 | 0.00 | +0.00 | sell |
| MetLife Investment Management, LLC | 34,032 | 33,911 | -121 | 0.00 | 0.00 | +0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 33,465 | 31,578 | -1,887 | 0.00 | 0.00 | -0.00 | sell |
| Nebula Research & Development LLC | 123,205 | 31,066 | -92,139 | 0.21 | 0.06 | -0.15 | sell |
| SEI INVESTMENTS CO | 19,432 | 30,338 | +10,906 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 30,583 | 30,222 | -361 | 0.00 | 0.00 | +0.00 | sell |
| FOX RUN MANAGEMENT, L.L.C. | 26,407 | 29,242 | +2,835 | 0.07 | 0.10 | +0.03 | buy |
| AQR CAPITAL MANAGEMENT LLC | 0 | 29,001 | +29,001 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 154,407 | 28,465 | -125,942 | 0.00 | 0.00 | -0.00 | sell |
| JANUS HENDERSON GROUP PLC | 28,396 | 28,396 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Brevan Howard Capital Management LP | 0 | 26,417 | +26,417 | 0.00 | 0.01 | +0.01 | buy |
| Trexquant Investment LP | 43,393 | 24,765 | -18,628 | 0.01 | 0.01 | -0.00 | sell |
| Creative Planning | 26,323 | 23,162 | -3,161 | 0.00 | 0.00 | -0.00 | sell |
| BLAIR WILLIAM & CO/IL | 29,285 | 21,212 | -8,073 | 0.00 | 0.00 | -0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 28,241 | 21,172 | -7,069 | 0.01 | 0.00 | -0.00 | sell |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 20,437 | 20,437 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CORSAIR CAPITAL MANAGEMENT, L.P. | 20,000 | 20,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 17,458 | 17,458 | 0 | 0.00 | 0.00 | +0.00 | hold |