| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | 643,445 | 2,643,445 | +2,000,000 | 0.01 | 0.03 | +0.02 | buy |
| SILVERARC CAPITAL MANAGEMENT, LLC | 1,782,271 | 2,670,056 | +887,785 | 1.49 | 1.41 | -0.08 | buy |
| Nantahala Capital Management, LLC | 2,864,947 | 3,184,947 | +320,000 | 0.75 | 0.67 | -0.08 | buy |
| AIGH Capital Management LLC | 3,074,675 | 3,381,415 | +306,740 | 4.33 | 4.44 | +0.11 | buy |
| PERKINS CAPITAL MANAGEMENT INC | 860,077 | 1,136,377 | +276,300 | 2.85 | 3.03 | +0.18 | buy |
| Knollwood Investment Advisory, LLC | 934,617 | 1,034,617 | +100,000 | 0.37 | 0.29 | -0.08 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 185,739 | 281,681 | +95,942 | 0.02 | 0.02 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 190,197 | 246,564 | +56,367 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 932,735 | 988,605 | +55,870 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 45,217 | 70,002 | +24,785 | 0.00 | 0.00 | +0.00 | buy |
| Arcus Capital Partners, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.02 | +0.02 | buy |
| OMERS ADMINISTRATION Corp | 0 | 10,892 | +10,892 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 10,400 | +10,400 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 17,957 | 27,662 | +9,705 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 75,087 | 77,417 | +2,330 | 0.00 | 0.00 | -0.00 | buy |
| American Capital Advisory, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 387 | 387 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verdence Capital Advisors LLC | 14,410 | 14,410 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 55 | 55 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| STATE STREET CORP | 11,969 | 11,969 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Jefferies Financial Group Inc. | 25,600 | 25,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tower Research Capital LLC (TRC) | 649 | 482 | -167 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 202 | 0 | -202 | 0.00 | 0.00 | 0.00 | sell |
| CITIGROUP INC | 9,662 | 0 | -9,662 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 57,216 | 37,716 | -19,500 | 0.00 | 0.00 | -0.00 | sell |
| Birchview Capital, LP | 1,225,489 | 1,187,735 | -37,754 | 3.73 | 2.61 | -1.12 | sell |
| Qube Research & Technologies Ltd | 71,175 | 32,428 | -38,747 | 0.00 | 0.00 | -0.00 | sell |
| 683 Capital Management, LLC | 80,758 | 0 | -80,758 | 0.03 | 0.00 | -0.03 | sell |