| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | 988,605 | 1,180,505 | +191,900 | 0.00 | 0.00 | -0.00 | buy |
| SILVERARC CAPITAL MANAGEMENT, LLC | 2,670,056 | 2,761,684 | +91,628 | 1.41 | 1.12 | -0.29 | buy |
| AIGH Capital Management LLC | 3,381,415 | 3,451,025 | +69,610 | 4.44 | 3.21 | -1.23 | buy |
| BlackRock, Inc. | 77,417 | 95,968 | +18,551 | 0.00 | 0.00 | -0.00 | buy |
| PERKINS CAPITAL MANAGEMENT INC | 1,136,377 | 1,153,977 | +17,600 | 3.03 | 2.30 | -0.73 | buy |
| XTX Topco Ltd | 0 | 14,012 | +14,012 | 0.00 | 0.00 | +0.00 | buy |
| Arcus Capital Partners, LLC | 20,000 | 30,050 | +10,050 | 0.02 | 0.03 | +0.01 | buy |
| Verdence Capital Advisors LLC | 14,410 | 17,410 | +3,000 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 482 | 2,473 | +1,991 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 246,564 | 247,917 | +1,353 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 387 | 394 | +7 | 0.00 | 0.00 | -0.00 | buy |
| Alyeska Investment Group, L.P. | 2,643,445 | 2,643,445 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Nantahala Capital Management, LLC | 3,184,947 | 3,184,947 | 0 | 0.67 | 0.45 | -0.22 | hold |
| SBI Securities Co., Ltd. | 55 | 55 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Knollwood Investment Advisory, LLC | 1,034,617 | 1,034,617 | 0 | 0.29 | 0.20 | -0.09 | hold |
| NORTHERN TRUST CORP | 27,662 | 27,662 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| STATE STREET CORP | 11,969 | 11,969 | 0 | 0.00 | 0.00 | -0.00 | hold |
| American Capital Advisory, LLC | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 37,716 | 37,016 | -700 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 32,428 | 29,034 | -3,394 | 0.00 | 0.00 | -0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 10,400 | 0 | -10,400 | 0.00 | 0.00 | -0.00 | sell |
| OMERS ADMINISTRATION Corp | 10,892 | 0 | -10,892 | 0.00 | 0.00 | -0.00 | sell |
| Jefferies Financial Group Inc. | 25,600 | 0 | -25,600 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 70,002 | 43,356 | -26,646 | 0.00 | 0.00 | -0.00 | sell |
| Birchview Capital, LP | 1,187,735 | 1,159,059 | -28,676 | 2.61 | 2.28 | -0.33 | sell |
| KENNEDY CAPITAL MANAGEMENT LLC | 281,681 | 195,399 | -86,282 | 0.02 | 0.01 | -0.01 | sell |