| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 2,860,000 | 2,860,000 | 0 | 6.38 | 9.30 | +2.92 | hold |
| EcoR1 Capital, LLC | 2,030,544 | 2,171,938 | +141,394 | 1.57 | 2.29 | +0.72 | buy |
| BlackRock, Inc. | 1,738,907 | 1,717,286 | -21,621 | 0.00 | 0.00 | +0.00 | sell |
| Nantahala Capital Management, LLC | 1,175,951 | 1,175,951 | 0 | 1.19 | 1.81 | +0.63 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 565,051 | 577,666 | +12,615 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 501,925 | 530,215 | +28,290 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 493,914 | 477,957 | -15,957 | 0.00 | 0.00 | +0.00 | sell |
| Westside Investment Management, Inc. | 470,940 | 467,915 | -3,025 | 1.27 | 1.77 | +0.50 | sell |
| OBERWEIS ASSET MANAGEMENT INC/ | 431,300 | 439,300 | +8,000 | 0.27 | 0.32 | +0.05 | buy |
| THOMPSON SIEGEL & WALMSLEY LLC | 408,541 | 406,089 | -2,452 | 0.12 | 0.18 | +0.06 | sell |
| CANNELL CAPITAL LLC | 216,917 | 341,985 | +125,068 | 2.34 | 5.48 | +3.14 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 277,458 | 302,108 | +24,650 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 231,849 | 237,832 | +5,983 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 196,263 | 217,446 | +21,183 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 45,325 | 188,802 | +143,477 | 0.06 | 0.36 | +0.30 | buy |
| Aristides Capital LLC | 161,436 | 186,041 | +24,605 | 0.94 | 1.52 | +0.57 | buy |
| Panoramic Capital, LLC | 0 | 185,000 | +185,000 | 0.00 | 3.21 | +3.21 | buy |
| Lumbard & Kellner, LLC | 174,944 | 175,911 | +967 | 1.04 | 1.50 | +0.47 | buy |
| Woodline Partners LP | 95,487 | 170,699 | +75,212 | 0.01 | 0.02 | +0.01 | buy |
| JPMORGAN CHASE & CO | 185,439 | 169,876 | -15,563 | 0.00 | 0.00 | +0.00 | sell |
| UBS Group AG | 126,674 | 168,958 | +42,284 | 0.00 | 0.00 | +0.00 | buy |
| Soleus Capital Management, L.P. | 0 | 166,381 | +166,381 | 0.00 | 0.17 | +0.17 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 205,700 | 163,321 | -42,379 | 0.01 | 0.01 | +0.00 | sell |
| Diametric Capital, LP | 193,155 | 156,926 | -36,229 | 0.88 | 1.01 | +0.14 | sell |
| BANK OF AMERICA CORP /DE/ | 104,796 | 144,367 | +39,571 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 127,700 | 111,255 | -16,445 | 0.00 | 0.00 | +0.00 | sell |
| CITADEL ADVISORS LLC | 74,144 | 107,815 | +33,671 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 76,602 | 106,393 | +29,791 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 58,056 | 95,420 | +37,364 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 82,721 | +82,721 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 81,963 | +81,963 | 0.00 | 0.01 | +0.01 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 81,201 | 70,124 | -11,077 | 0.00 | 0.00 | +0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 77,212 | 68,795 | -8,417 | 0.00 | 0.00 | +0.00 | sell |
| SEI INVESTMENTS CO | 0 | 58,034 | +58,034 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 58,917 | 57,950 | -967 | 0.00 | 0.00 | +0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 55,605 | +55,605 | 0.00 | 0.03 | +0.03 | buy |
| XTX Topco Ltd | 32,527 | 51,772 | +19,245 | 0.01 | 0.02 | +0.01 | buy |
| BARCLAYS PLC | 51,448 | 49,374 | -2,074 | 0.00 | 0.00 | +0.00 | sell |
| Informed Momentum Co LLC | 0 | 48,623 | +48,623 | 0.00 | 0.14 | +0.14 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 76,586 | 42,693 | -33,893 | 0.00 | 0.00 | -0.00 | sell |
| ANCHOR CAPITAL ADVISORS LLC | 40,668 | 40,858 | +190 | 0.02 | 0.03 | +0.01 | buy |
| Manatuck Hill Partners, LLC | 0 | 40,000 | +40,000 | 0.00 | 0.32 | +0.32 | buy |
| Numerai GP LLC | 0 | 37,356 | +37,356 | 0.00 | 0.09 | +0.09 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 34,084 | +34,084 | 0.00 | 0.00 | +0.00 | buy |
| BLAIR WILLIAM & CO/IL | 32,400 | 32,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RHUMBLINE ADVISERS | 30,436 | 30,726 | +290 | 0.00 | 0.00 | +0.00 | buy |
| POLEN CAPITAL MANAGEMENT LLC | 0 | 30,138 | +30,138 | 0.00 | 0.01 | +0.01 | buy |
| Invesco Ltd. | 19,691 | 22,874 | +3,183 | 0.00 | 0.00 | +0.00 | buy |
| Brevan Howard Capital Management LP | 0 | 22,506 | +22,506 | 0.00 | 0.01 | +0.01 | buy |
| Bridge City Capital, LLC | 18,600 | 21,150 | +2,550 | 0.09 | 0.14 | +0.05 | buy |
| DEUTSCHE BANK AG\ | 18,249 | 21,136 | +2,887 | 0.00 | 0.00 | +0.00 | buy |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 20,182 | 20,182 | 0 | 0.05 | 0.08 | +0.03 | hold |
| JUNCTURE WEALTH STRATEGIES, LLC | 18,996 | 19,181 | +185 | 0.11 | 0.16 | +0.05 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 24,615 | 18,644 | -5,971 | 0.00 | 0.00 | +0.00 | sell |
| HighTower Advisors, LLC | 0 | 18,423 | +18,423 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 15,369 | 17,652 | +2,283 | 0.00 | 0.00 | +0.00 | buy |
| CHICAGO TRUST Co NA | 16,700 | 16,700 | 0 | 0.04 | 0.07 | +0.02 | hold |
| MetLife Investment Management, LLC | 15,537 | 15,537 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BANK OF NOVA SCOTIA | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 79,331 | 14,939 | -64,392 | 0.00 | 0.00 | -0.00 | sell |
| PDT Partners, LLC | 14,891 | 14,891 | 0 | 0.02 | 0.02 | +0.01 | hold |
| Voleon Capital Management LP | 15,582 | 13,290 | -2,292 | 0.01 | 0.01 | +0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 12,250 | 12,250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Aquatic Capital Management LLC | 22,802 | 12,061 | -10,741 | 0.01 | 0.01 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 11,864 | 12,038 | +174 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 0 | 11,926 | +11,926 | 0.00 | 0.00 | +0.00 | buy |
| Quantum Private Wealth, LLC | 11,500 | 11,500 | 0 | 0.06 | 0.09 | +0.03 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 10,944 | 10,739 | -205 | 0.00 | 0.00 | +0.00 | sell |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 14,631 | 10,269 | -4,362 | 0.00 | 0.00 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 28,293 | 9,559 | -18,734 | 0.00 | 0.00 | -0.00 | sell |
| State of Wyoming | 8,161 | 9,498 | +1,337 | 0.02 | 0.03 | +0.01 | buy |
| Granite Investment Partners, LLC | 0 | 8,479 | +8,479 | 0.00 | 0.01 | +0.01 | buy |
| Jain Global LLC | 0 | 8,287 | +8,287 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 8,100 | 8,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quantbot Technologies LP | 9,357 | 7,787 | -1,570 | 0.01 | 0.01 | +0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 10,000 | 7,500 | -2,500 | 0.00 | 0.00 | +0.00 | sell |
| Police & Firemen's Retirement System of New Jersey | 7,209 | 7,209 | 0 | 0.00 | 0.00 | +0.00 | hold |
| State of Alaska, Department of Revenue | 6,943 | 6,943 | 0 | 0.00 | 0.00 | +0.00 | hold |
| China Universal Asset Management Co., Ltd. | 4,370 | 4,759 | +389 | 0.01 | 0.01 | +0.00 | buy |
| Russell Investments Group, Ltd. | 49,694 | 2,670 | -47,024 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 1,451 | 2,548 | +1,097 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 2,731 | 2,330 | -401 | 0.00 | 0.00 | +0.00 | sell |
| Ameritas Investment Partners, Inc. | 2,167 | 2,167 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FMR LLC | 3,076 | 1,519 | -1,557 | 0.00 | 0.00 | -0.00 | sell |
| Mirae Asset Global Investments Co., Ltd. | 1,303 | 1,399 | +96 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,578 | 1,388 | -190 | 0.00 | 0.00 | +0.00 | sell |
| Truvestments Capital LLC | 1,183 | 1,183 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Tower Research Capital LLC (TRC) | 2,994 | 1,156 | -1,838 | 0.00 | 0.00 | -0.00 | sell |
| GF FUND MANAGEMENT CO. LTD. | 527 | 597 | +70 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 368 | +368 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 221 | 350 | +129 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 0 | 303 | +303 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 10 | 263 | +253 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 167 | 167 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Farther Finance Advisors, LLC | 146 | 123 | -23 | 0.00 | 0.00 | +0.00 | sell |
| Advisory Services Network, LLC | 0 | 50 | +50 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 0 | 38 | +38 | 0.00 | 0.00 | +0.00 | buy |
| TWIN PEAKS WEALTH ADVISORS, LLC | 0 | 38 | +38 | 0.00 | 0.00 | +0.00 | buy |
| Covestor Ltd | 0 | 28 | +28 | 0.00 | 0.00 | +0.00 | buy |
| Hughes Financial Services, LLC | 1 | 26 | +25 | 0.00 | 0.00 | +0.00 | buy |