Stock Transactions — ETON PHARMACEUTICALS INC

Total Bought
1,492,759
9 transactions
Total Sold
412,595
17 transactions
Net
+1,080,164
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Nantahala Capital Management, LLC0940,733+940,7330.000.31+0.31buy
Aristides Capital LLC0200,000+200,0000.000.27+0.27buy
THOMPSON SIEGEL & WALMSLEY LLC0127,724+127,7240.000.01+0.01buy
Stonepine Capital Management, LLC0110,000+110,0000.000.33+0.33buy
Parkman Healthcare Partners LLC199,168253,197+54,0290.090.11+0.02buy
RENAISSANCE TECHNOLOGIES LLC65,031106,500+41,4690.000.00+0.00buy
Westside Investment Management, Inc.573,960585,400+11,4400.520.44-0.08buy
GEODE CAPITAL MANAGEMENT, LLC234,167240,331+6,1640.000.00-0.00buy
ADAR1 Capital Management, LLC01,200+1,2000.000.00+0.00buy
VANGUARD GROUP INC1,027,6881,027,68800.000.00-0.00hold
PARADIGM CAPITAL MANAGEMENT INC/NY300,000300,00000.050.04-0.01hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC253,362253,36200.020.02+0.00hold
BNP PARIBAS FINANCIAL MARKETS35035000.000.00-0.00hold
Bank of New York Mellon Corp74,49174,49100.000.00-0.00hold
Plante Moran Financial Advisors, LLC1,0001,00000.000.00-0.00hold
Acuitas Investments, LLC579,960579,96001.101.02-0.08hold
CHICAGO TRUST Co NA16,70016,70000.010.01-0.00hold
Quantum Private Wealth, LLC11,50011,50000.020.01-0.00hold
DIMENSIONAL FUND ADVISORS LP10,56410,56400.000.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC13,23913,23900.000.00-0.00hold
STATE STREET CORP81,40381,40300.000.00-0.00hold
LAZARD ASSET MANAGEMENT LLC5760-5760.000.00-0.00sell
NORTHERN TRUST CORP61,13059,849-1,2810.000.00-0.00sell
Truvestments Capital LLC1,8480-1,8480.000.00-0.00sell
XTX Topco Ltd14,10311,739-2,3640.010.00-0.00sell
BLAIR WILLIAM & CO/IL36,97934,500-2,4790.000.00-0.00sell
Tower Research Capital LLC (TRC)7,5933,638-3,9550.000.00-0.00sell
Connor, Clark & Lunn Investment Management Ltd.39,29734,847-4,4500.000.00-0.00sell
Squarepoint Ops LLC49,09341,255-7,8380.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP31,79016,485-15,3050.000.00-0.00sell
TWO SIGMA ADVISERS, LP17,7000-17,7000.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC156,386120,574-35,8120.000.00-0.00sell
Qube Research & Technologies Ltd44,6144-44,6100.000.00-0.00sell
Schonfeld Strategic Advisors LLC96,86950,917-45,9520.000.00-0.00sell
Opaleye Management Inc.2,445,7812,395,000-50,7812.001.80-0.20sell
ESSEX INVESTMENT MANAGEMENT CO LLC78,61327,252-51,3610.060.02-0.04sell
GOLDMAN SACHS GROUP INC118,85557,503-61,3520.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP199,219134,288-64,9310.000.00-0.00sell
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