| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 2,860,000 | 2,860,000 | 0 | 9.30 | 9.38 | +0.08 | hold |
| EcoR1 Capital, LLC | 2,171,938 | 2,171,938 | 0 | 2.29 | 3.90 | +1.61 | hold |
| BlackRock, Inc. | 1,717,286 | 1,895,833 | +178,547 | 0.00 | 0.00 | +0.00 | buy |
| Nantahala Capital Management, LLC | 1,175,951 | 1,175,951 | 0 | 1.81 | 2.57 | +0.76 | hold |
| MORGAN STANLEY | 477,957 | 767,972 | +290,015 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 530,215 | 701,786 | +171,571 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 577,666 | 652,303 | +74,637 | 0.00 | 0.00 | +0.00 | buy |
| OBERWEIS ASSET MANAGEMENT INC/ | 439,300 | 501,600 | +62,300 | 0.32 | 0.38 | +0.05 | buy |
| Westside Investment Management, Inc. | 467,915 | 431,160 | -36,755 | 1.77 | 2.05 | +0.28 | sell |
| Nuveen, LLC | 57,950 | 375,707 | +317,757 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 302,108 | 322,466 | +20,358 | 0.00 | 0.01 | +0.00 | buy |
| Woodline Partners LP | 170,699 | 310,879 | +140,180 | 0.02 | 0.03 | +0.02 | buy |
| THOMPSON SIEGEL & WALMSLEY LLC | 406,089 | 297,232 | -108,857 | 0.18 | 0.19 | +0.02 | sell |
| NORTHERN TRUST CORP | 237,832 | 255,849 | +18,017 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 82,721 | 249,182 | +166,461 | 0.00 | 0.01 | +0.01 | buy |
| Panoramic Capital, LLC | 185,000 | 208,192 | +23,192 | 3.21 | 3.24 | +0.04 | buy |
| JPMORGAN CHASE & CO | 169,876 | 191,635 | +21,759 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 188,452 | +188,452 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 95,420 | 185,697 | +90,277 | 0.00 | 0.00 | +0.00 | buy |
| Lumbard & Kellner, LLC | 175,911 | 175,909 | -2 | 1.50 | 1.93 | +0.43 | sell |
| CANNELL CAPITAL LLC | 341,985 | 170,747 | -171,238 | 5.48 | 4.32 | -1.16 | sell |
| NORGES BANK | 0 | 169,500 | +169,500 | 0.00 | 0.00 | +0.00 | buy |
| Informed Momentum Co LLC | 48,623 | 158,045 | +109,422 | 0.14 | 0.51 | +0.37 | buy |
| Prospect Capital Advisors, LLC | 0 | 157,200 | +157,200 | 0.00 | 2.58 | +2.58 | buy |
| Aristides Capital LLC | 186,041 | 145,410 | -40,631 | 1.52 | 1.35 | -0.17 | sell |
| BANK OF AMERICA CORP /DE/ | 144,367 | 142,257 | -2,110 | 0.00 | 0.00 | +0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 188,802 | 137,572 | -51,230 | 0.36 | 0.37 | +0.01 | sell |
| GOLDMAN SACHS GROUP INC | 217,446 | 132,583 | -84,863 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 111,255 | 118,249 | +6,994 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 106,393 | 116,291 | +9,898 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 9,559 | 114,655 | +105,096 | 0.00 | 0.00 | +0.00 | buy |
| WASATCH ADVISORS LP | 0 | 92,742 | +92,742 | 0.00 | 0.02 | +0.02 | buy |
| Bridge City Capital, LLC | 21,150 | 88,132 | +66,982 | 0.14 | 0.73 | +0.58 | buy |
| Walleye Capital LLC | 81,963 | 86,249 | +4,286 | 0.01 | 0.01 | +0.00 | buy |
| Sixth Street Partners Management Company, L.P. | 0 | 77,032 | +77,032 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 68,795 | 77,032 | +8,237 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 70,124 | 76,103 | +5,979 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 156,926 | 73,101 | -83,825 | 1.01 | 0.28 | -0.73 | sell |
| Numerai GP LLC | 37,356 | 70,114 | +32,758 | 0.09 | 0.21 | +0.12 | buy |
| UBS Group AG | 168,958 | 65,424 | -103,534 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 0 | 59,562 | +59,562 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 55,605 | 57,516 | +1,911 | 0.03 | 0.04 | +0.01 | buy |
| BARCLAYS PLC | 49,374 | 56,181 | +6,807 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 18,423 | 52,907 | +34,484 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 163,321 | 52,300 | -111,021 | 0.01 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 107,815 | 48,969 | -58,846 | 0.00 | 0.00 | -0.00 | sell |
| POLEN CAPITAL MANAGEMENT LLC | 30,138 | 45,379 | +15,241 | 0.01 | 0.01 | +0.01 | buy |
| Point72 Asset Management, L.P. | 0 | 44,918 | +44,918 | 0.00 | 0.00 | +0.00 | buy |
| Aquatic Capital Management LLC | 12,061 | 43,794 | +31,733 | 0.01 | 0.05 | +0.05 | buy |
| DIMENSIONAL FUND ADVISORS LP | 0 | 42,484 | +42,484 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 0 | 40,974 | +40,974 | 0.00 | 0.00 | +0.00 | buy |
| ANCHOR CAPITAL ADVISORS LLC | 40,858 | 40,619 | -239 | 0.03 | 0.04 | +0.01 | sell |
| SEI INVESTMENTS CO | 58,034 | 34,698 | -23,336 | 0.00 | 0.00 | -0.00 | sell |
| Jefferies Financial Group Inc. | 0 | 34,027 | +34,027 | 0.00 | 0.01 | +0.01 | buy |
| RHUMBLINE ADVISERS | 30,726 | 33,703 | +2,977 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 33,542 | +33,542 | 0.00 | 0.02 | +0.02 | buy |
| Invesco Ltd. | 22,874 | 33,384 | +10,510 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 8,100 | 32,779 | +24,679 | 0.00 | 0.00 | +0.00 | buy |
| BLAIR WILLIAM & CO/IL | 32,400 | 32,419 | +19 | 0.00 | 0.00 | +0.00 | buy |
| Riggs Asset Managment Co. Inc. | 0 | 32,046 | +32,046 | 0.00 | 0.21 | +0.21 | buy |
| Sigma Planning Corp | 0 | 30,000 | +30,000 | 0.00 | 0.03 | +0.03 | buy |
| AMERICAN CENTURY COMPANIES INC | 11,926 | 29,125 | +17,199 | 0.00 | 0.00 | +0.00 | buy |
| JUNCTURE WEALTH STRATEGIES, LLC | 19,181 | 28,849 | +9,668 | 0.16 | 0.27 | +0.11 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 28,250 | +28,250 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 21,136 | 26,522 | +5,386 | 0.00 | 0.00 | +0.00 | buy |
| STRS OHIO | 0 | 23,600 | +23,600 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 17,652 | 21,932 | +4,280 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 21,133 | +21,133 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 2,548 | 20,952 | +18,404 | 0.00 | 0.00 | +0.00 | buy |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 20,182 | 20,131 | -51 | 0.08 | 0.10 | +0.02 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 18,644 | 19,544 | +900 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 0 | 19,477 | +19,477 | 0.00 | 0.00 | +0.00 | buy |
| NAVELLIER & ASSOCIATES INC | 0 | 18,010 | +18,010 | 0.00 | 0.05 | +0.05 | buy |
| BANK OF NOVA SCOTIA | 15,000 | 17,200 | +2,200 | 0.00 | 0.00 | +0.00 | buy |
| CHICAGO TRUST Co NA | 16,700 | 16,700 | 0 | 0.07 | 0.09 | +0.02 | hold |
| Man Group plc | 0 | 16,152 | +16,152 | 0.00 | 0.00 | +0.00 | buy |
| Gotham Asset Management, LLC | 0 | 15,982 | +15,982 | 0.00 | 0.00 | +0.00 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 10,269 | 15,675 | +5,406 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 15,537 | 15,673 | +136 | 0.00 | 0.00 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 15,013 | +15,013 | 0.00 | 0.00 | +0.00 | buy |
| PDT Partners, LLC | 14,891 | 14,891 | 0 | 0.02 | 0.03 | +0.01 | hold |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 34,084 | 14,505 | -19,579 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 0 | 14,017 | +14,017 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 42,693 | 13,150 | -29,543 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 12,250 | 12,444 | +194 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 12,038 | 12,296 | +258 | 0.00 | 0.00 | +0.00 | buy |
| Quantum Private Wealth, LLC | 11,500 | 11,500 | 0 | 0.09 | 0.11 | +0.02 | hold |
| Menard Financial Group LLC | 0 | 10,642 | +10,642 | 0.00 | 0.21 | +0.21 | buy |
| &PARTNERS | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 0 | 9,590 | +9,590 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 10,739 | 9,582 | -1,157 | 0.00 | 0.00 | +0.00 | sell |
| Virtu Financial LLC | 0 | 9,102 | +9,102 | 0.00 | 0.01 | +0.01 | buy |
| Granite Investment Partners, LLC | 8,479 | 8,479 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Brevan Howard Capital Management LP | 22,506 | 7,955 | -14,551 | 0.01 | 0.00 | -0.00 | sell |
| CANADA PENSION PLAN INVESTMENT BOARD | 0 | 7,900 | +7,900 | 0.00 | 0.00 | +0.00 | buy |
| Mutual Advisors, LLC | 0 | 7,561 | +7,561 | 0.00 | 0.01 | +0.01 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 7,423 | +7,423 | 0.00 | 0.00 | +0.00 | buy |
| Voleon Capital Management LP | 13,290 | 7,227 | -6,063 | 0.01 | 0.00 | -0.00 | sell |
| Jain Global LLC | 8,287 | 7,221 | -1,066 | 0.00 | 0.00 | +0.00 | sell |
| Police & Firemen's Retirement System of New Jersey | 7,209 | 7,209 | 0 | 0.00 | 0.00 | +0.00 | hold |