| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | 0 | 479,193 | +479,193 | 0.00 | 0.00 | +0.00 | buy |
| OBERWEIS ASSET MANAGEMENT INC/ | 0 | 192,360 | +192,360 | 0.00 | 0.16 | +0.16 | buy |
| Lumbard & Kellner, LLC | 0 | 176,300 | +176,300 | 0.00 | 1.41 | +1.41 | buy |
| BlackRock, Inc. | 1,531,711 | 1,704,361 | +172,650 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 87,696 | 229,790 | +142,094 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 323,194 | 438,445 | +115,251 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 242,580 | 351,417 | +108,837 | 0.00 | 0.00 | +0.00 | buy |
| Jefferies Financial Group Inc. | 0 | 88,440 | +88,440 | 0.00 | 0.02 | +0.02 | buy |
| GOLDMAN SACHS GROUP INC | 109,379 | 190,164 | +80,785 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 509,568 | 586,046 | +76,478 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 214,552 | 286,421 | +71,869 | 0.01 | 0.01 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 70,944 | +70,944 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 100,900 | 168,900 | +68,000 | 0.00 | 0.01 | +0.00 | buy |
| CANNELL CAPITAL LLC | 388,175 | 455,405 | +67,230 | 1.73 | 2.60 | +0.87 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 29,213 | 88,219 | +59,006 | 0.00 | 0.00 | +0.00 | buy |
| Informed Momentum Co LLC | 0 | 52,897 | +52,897 | 0.00 | 0.13 | +0.13 | buy |
| BANK OF AMERICA CORP /DE/ | 36,921 | 74,657 | +37,736 | 0.00 | 0.00 | +0.00 | buy |
| THOMPSON SIEGEL & WALMSLEY LLC | 381,265 | 418,566 | +37,301 | 0.09 | 0.15 | +0.06 | buy |
| Russell Investments Group, Ltd. | 18,112 | 54,865 | +36,753 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 0 | 35,304 | +35,304 | 0.00 | 0.03 | +0.03 | buy |
| VANGUARD GROUP INC | 1,312,173 | 1,344,115 | +31,942 | 0.00 | 0.00 | +0.00 | buy |
| SUMMIT WEALTH GROUP LLC / CO | 0 | 25,999 | +25,999 | 0.00 | 0.36 | +0.36 | buy |
| XTX Topco Ltd | 0 | 24,399 | +24,399 | 0.00 | 0.03 | +0.03 | buy |
| Calamos Advisors LLC | 0 | 23,634 | +23,634 | 0.00 | 0.00 | +0.00 | buy |
| NAVELLIER & ASSOCIATES INC | 0 | 17,494 | +17,494 | 0.00 | 0.04 | +0.04 | buy |
| JUNCTURE WEALTH STRATEGIES, LLC | 0 | 16,968 | +16,968 | 0.00 | 0.12 | +0.12 | buy |
| Bridge City Capital, LLC | 0 | 16,673 | +16,673 | 0.00 | 0.10 | +0.10 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 15,862 | +15,862 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 14,785 | +14,785 | 0.00 | 0.03 | +0.03 | buy |
| Diametric Capital, LP | 84,858 | 99,309 | +14,451 | 0.65 | 0.80 | +0.16 | buy |
| APIS CAPITAL ADVISORS, LLC | 106,000 | 117,600 | +11,600 | 0.54 | 0.56 | +0.03 | buy |
| Voleon Capital Management LP | 0 | 10,950 | +10,950 | 0.00 | 0.01 | +0.01 | buy |
| PharVision Advisers, LLC | 0 | 10,535 | +10,535 | 0.00 | 0.13 | +0.13 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 9,600 | +9,600 | 0.00 | 0.00 | +0.00 | buy |
| EntryPoint Capital, LLC | 0 | 9,365 | +9,365 | 0.00 | 0.08 | +0.08 | buy |
| UBS Group AG | 212,484 | 220,361 | +7,877 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 455 | 5,694 | +5,239 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 13,750 | 16,709 | +2,959 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 127,344 | 129,182 | +1,838 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 1,700 | +1,700 | 0.00 | 0.01 | +0.01 | buy |
| State of Alaska, Department of Revenue | 0 | 1,421 | +1,421 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 6,137 | 7,209 | +1,072 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 0 | 762 | +762 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 12,840 | 13,524 | +684 | 0.00 | 0.00 | +0.00 | buy |
| Aquatic Capital Management LLC | 35,850 | 36,332 | +482 | 0.01 | 0.01 | +0.00 | buy |
| COMERICA BANK | 0 | 219 | +219 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 50 | +50 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 102 | 128 | +26 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 6 | +6 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,600 | 1,601 | +1 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sterling Capital Management LLC | 62 | 62 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Nantahala Capital Management, LLC | 1,175,951 | 1,175,951 | 0 | 1.19 | 1.58 | +0.39 | hold |
| MetLife Investment Management, LLC | 15,537 | 15,537 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PDT Partners, LLC | 14,891 | 14,891 | 0 | 0.01 | 0.02 | +0.01 | hold |
| EcoR1 Capital, LLC | 2,030,544 | 2,030,544 | 0 | 1.71 | 2.12 | +0.40 | hold |
| Aristides Capital LLC | 167,587 | 167,587 | 0 | 0.76 | 1.07 | +0.31 | hold |
| Opaleye Management Inc. | 2,860,000 | 2,860,000 | 0 | 8.25 | 8.79 | +0.54 | hold |
| CHICAGO TRUST Co NA | 16,700 | 16,700 | 0 | 0.03 | 0.05 | +0.02 | hold |
| Truvestments Capital LLC | 1,183 | 1,183 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Vermillion & White Wealth Management Group, LLC | 150 | 150 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Nuveen, LLC | 58,917 | 58,917 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quantum Private Wealth, LLC | 11,500 | 11,500 | 0 | 0.05 | 0.07 | +0.02 | hold |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 20,182 | 20,182 | 0 | 0.05 | 0.07 | +0.01 | hold |
| Legal & General Group Plc | 2,852 | 2,852 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 8,100 | 8,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BLAIR WILLIAM & CO/IL | 32,400 | 32,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Invesco Ltd. | 13,478 | 13,478 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMALGAMATED BANK | 876 | 876 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DEUTSCHE BANK AG\ | 17,399 | 17,399 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westside Investment Management, Inc. | 472,790 | 472,540 | -250 | 1.25 | 1.64 | +0.39 | sell |
| Hillsdale Investment Management Inc. | 18,903 | 18,503 | -400 | 0.01 | 0.01 | +0.00 | sell |
| Caitong International Asset Management Co., Ltd | 433 | 0 | -433 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Investment Partners, Inc. | 2,617 | 2,167 | -450 | 0.00 | 0.00 | +0.00 | sell |
| RHUMBLINE ADVISERS | 36,594 | 36,124 | -470 | 0.00 | 0.00 | +0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 30,598 | 30,056 | -542 | 0.00 | 0.00 | +0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 77,848 | 77,274 | -574 | 0.00 | 0.00 | +0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 12,068 | 11,177 | -891 | 0.00 | 0.00 | +0.00 | sell |
| Tower Research Capital LLC (TRC) | 2,558 | 971 | -1,587 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 43,600 | 41,873 | -1,727 | 0.06 | 0.07 | +0.01 | sell |
| AlphaQuest LLC | 5,948 | 4,150 | -1,798 | 0.01 | 0.01 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 14,038 | 12,007 | -2,031 | 0.00 | 0.00 | +0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 90,415 | 87,082 | -3,333 | 0.00 | 0.00 | +0.00 | sell |
| State of Wyoming | 11,503 | 5,440 | -6,063 | 0.02 | 0.01 | -0.01 | sell |
| CITIGROUP INC | 9,103 | 1,211 | -7,892 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 45,790 | 36,806 | -8,984 | 0.00 | 0.00 | +0.00 | sell |
| Y-Intercept (Hong Kong) Ltd | 10,991 | 0 | -10,991 | 0.00 | 0.00 | -0.00 | sell |
| Man Group plc | 23,754 | 12,649 | -11,105 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 23,050 | 11,377 | -11,673 | 0.00 | 0.00 | -0.00 | sell |
| State of Tennessee, Department of Treasury | 12,000 | 0 | -12,000 | 0.00 | 0.00 | -0.00 | sell |
| Quantbot Technologies LP | 25,233 | 11,532 | -13,701 | 0.01 | 0.01 | -0.00 | sell |
| Magnetar Financial LLC | 13,731 | 0 | -13,731 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 13,889 | 0 | -13,889 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 14,064 | 0 | -14,064 | 0.00 | 0.00 | -0.00 | sell |
| Mink Brook Asset Management LLC | 15,139 | 0 | -15,139 | 0.19 | 0.00 | -0.19 | sell |
| NORTHERN TRUST CORP | 262,211 | 245,051 | -17,160 | 0.00 | 0.00 | +0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 592,865 | 574,030 | -18,835 | 0.00 | 0.00 | +0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 135,270 | 109,020 | -26,250 | 0.05 | 0.05 | +0.00 | sell |
| Squarepoint Ops LLC | 93,796 | 59,645 | -34,151 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 34,557 | 0 | -34,557 | 0.00 | 0.00 | -0.00 | sell |