| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| OBERWEIS ASSET MANAGEMENT INC/ | 192,360 | 431,300 | +238,940 | 0.16 | 0.27 | +0.11 | buy |
| Woodline Partners LP | 0 | 95,487 | +95,487 | 0.00 | 0.01 | +0.01 | buy |
| Diametric Capital, LP | 99,309 | 193,155 | +93,846 | 0.80 | 0.88 | +0.08 | buy |
| CITADEL ADVISORS LLC | 0 | 74,144 | +74,144 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 438,445 | 501,925 | +63,480 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 15,862 | 79,331 | +63,469 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 229,790 | 277,458 | +47,668 | 0.00 | 0.00 | -0.00 | buy |
| BlackRock, Inc. | 1,704,361 | 1,738,907 | +34,546 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 74,657 | 104,796 | +30,139 | 0.00 | 0.00 | +0.00 | buy |
| Jefferies Financial Group Inc. | 88,440 | 118,300 | +29,860 | 0.02 | 0.02 | -0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 24,615 | +24,615 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 15,331 | +15,331 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 36,806 | 51,448 | +14,642 | 0.00 | 0.00 | +0.00 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0 | 14,631 | +14,631 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 12,925 | +12,925 | 0.00 | 0.00 | +0.00 | buy |
| CANADA PENSION PLAN INVESTMENT BOARD | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 16,709 | 28,293 | +11,584 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 10,551 | +10,551 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 24,399 | 32,527 | +8,128 | 0.03 | 0.01 | -0.01 | buy |
| SG Americas Securities, LLC | 0 | 6,471 | +6,471 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 13,478 | 19,691 | +6,213 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 190,164 | 196,263 | +6,099 | 0.00 | 0.00 | -0.00 | buy |
| State of Alaska, Department of Revenue | 1,421 | 6,943 | +5,522 | 0.00 | 0.00 | +0.00 | buy |
| Voleon Capital Management LP | 10,950 | 15,582 | +4,632 | 0.01 | 0.01 | -0.00 | buy |
| VANGUARD GROUP INC | 1,344,115 | 1,348,668 | +4,553 | 0.00 | 0.00 | -0.00 | buy |
| China Universal Asset Management Co., Ltd. | 0 | 4,370 | +4,370 | 0.00 | 0.01 | +0.01 | buy |
| ANCHOR CAPITAL ADVISORS LLC | 36,778 | 40,668 | +3,890 | 0.02 | 0.02 | -0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 41,873 | 45,325 | +3,452 | 0.07 | 0.06 | -0.01 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 2,939 | +2,939 | 0.00 | 0.01 | +0.01 | buy |
| State of Wyoming | 5,440 | 8,161 | +2,721 | 0.01 | 0.02 | +0.00 | buy |
| JUNCTURE WEALTH STRATEGIES, LLC | 16,968 | 18,996 | +2,028 | 0.12 | 0.11 | -0.02 | buy |
| Tower Research Capital LLC (TRC) | 971 | 2,994 | +2,023 | 0.00 | 0.00 | +0.00 | buy |
| Bridge City Capital, LLC | 16,673 | 18,600 | +1,927 | 0.10 | 0.09 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 13,524 | 15,369 | +1,845 | 0.00 | 0.00 | -0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 0 | 1,303 | +1,303 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 11,177 | 12,421 | +1,244 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 17,399 | 18,249 | +850 | 0.00 | 0.00 | -0.00 | buy |
| GF FUND MANAGEMENT CO. LTD. | 0 | 527 | +527 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 1,211 | 1,451 | +240 | 0.00 | 0.00 | -0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 221 | +221 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 146 | +146 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 62 | 167 | +105 | 0.00 | 0.00 | +0.00 | buy |
| Daiwa Securities Group Inc. | 0 | 89 | +89 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 54 | +54 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 23 | +23 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 0 | 7 | +7 | 0.00 | 0.00 | +0.00 | buy |
| Hughes Financial Services, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 2,167 | 2,167 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nantahala Capital Management, LLC | 1,175,951 | 1,175,951 | 0 | 1.58 | 1.19 | -0.39 | hold |
| MetLife Investment Management, LLC | 15,537 | 15,537 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PDT Partners, LLC | 14,891 | 14,891 | 0 | 0.02 | 0.02 | -0.00 | hold |
| EcoR1 Capital, LLC | 2,030,544 | 2,030,544 | 0 | 2.12 | 1.57 | -0.55 | hold |
| Opaleye Management Inc. | 2,860,000 | 2,860,000 | 0 | 8.79 | 6.38 | -2.41 | hold |
| CHICAGO TRUST Co NA | 16,700 | 16,700 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Truvestments Capital LLC | 1,183 | 1,183 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Vermillion & White Wealth Management Group, LLC | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nuveen, LLC | 58,917 | 58,917 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quantum Private Wealth, LLC | 11,500 | 11,500 | 0 | 0.07 | 0.06 | -0.02 | hold |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 20,182 | 20,182 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Police & Firemen's Retirement System of New Jersey | 7,209 | 7,209 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 8,100 | 8,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLAIR WILLIAM & CO/IL | 32,400 | 32,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AlphaQuest LLC | 4,150 | 4,149 | -1 | 0.01 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 6 | 0 | -6 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,601 | 1,578 | -23 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 50 | 0 | -50 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 77,274 | 77,212 | -62 | 0.00 | 0.00 | -0.00 | sell |
| AMALGAMATED BANK | 876 | 805 | -71 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 128 | 10 | -118 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 2,852 | 2,731 | -121 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 12,007 | 11,864 | -143 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 219 | 0 | -219 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 762 | 500 | -262 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 11,377 | 10,944 | -433 | 0.00 | 0.00 | -0.00 | sell |
| Lumbard & Kellner, LLC | 176,300 | 174,944 | -1,356 | 1.41 | 1.04 | -0.37 | sell |
| Bank of New York Mellon Corp | 129,182 | 127,700 | -1,482 | 0.00 | 0.00 | -0.00 | sell |
| Westside Investment Management, Inc. | 472,540 | 470,940 | -1,600 | 1.64 | 1.27 | -0.37 | sell |
| Quarry LP | 1,700 | 0 | -1,700 | 0.01 | 0.00 | -0.01 | sell |
| Quantbot Technologies LP | 11,532 | 9,357 | -2,175 | 0.01 | 0.01 | -0.00 | sell |
| Man Group plc | 12,649 | 10,473 | -2,176 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 5,694 | 3,076 | -2,618 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 54,865 | 49,694 | -5,171 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 36,124 | 30,436 | -5,688 | 0.00 | 0.00 | -0.00 | sell |
| Aristides Capital LLC | 167,587 | 161,436 | -6,151 | 1.07 | 0.94 | -0.13 | sell |
| WELLINGTON MANAGEMENT GROUP LLP | 88,219 | 81,201 | -7,018 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 574,030 | 565,051 | -8,979 | 0.00 | 0.00 | -0.00 | sell |
| EntryPoint Capital, LLC | 9,365 | 0 | -9,365 | 0.08 | 0.00 | -0.08 | sell |
| ALLIANCEBERNSTEIN L.P. | 9,600 | 0 | -9,600 | 0.00 | 0.00 | -0.00 | sell |
| THOMPSON SIEGEL & WALMSLEY LLC | 418,566 | 408,541 | -10,025 | 0.15 | 0.12 | -0.03 | sell |
| PharVision Advisers, LLC | 10,535 | 0 | -10,535 | 0.13 | 0.00 | -0.13 | sell |
| JANE STREET GROUP, LLC | 70,944 | 58,056 | -12,888 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 245,051 | 231,849 | -13,202 | 0.00 | 0.00 | -0.00 | sell |
| Aquatic Capital Management LLC | 36,332 | 22,802 | -13,530 | 0.01 | 0.01 | -0.00 | sell |
| GSA CAPITAL PARTNERS LLP | 14,785 | 0 | -14,785 | 0.03 | 0.00 | -0.03 | sell |
| NAVELLIER & ASSOCIATES INC | 17,494 | 0 | -17,494 | 0.04 | 0.00 | -0.04 | sell |
| Hillsdale Investment Management Inc. | 18,503 | 0 | -18,503 | 0.01 | 0.00 | -0.01 | sell |
| Calamos Advisors LLC | 23,634 | 0 | -23,634 | 0.00 | 0.00 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 109,020 | 84,020 | -25,000 | 0.05 | 0.03 | -0.02 | sell |
| SUMMIT WEALTH GROUP LLC / CO | 25,999 | 0 | -25,999 | 0.36 | 0.00 | -0.36 | sell |