| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MMCAP International Inc. SPC | 2,925,969 | 3,125,526 | +199,557 | 0.91 | 0.98 | +0.07 | buy |
| ALPS ADVISORS INC | 2,585,362 | 2,576,485 | -8,877 | 0.04 | 0.04 | -0.00 | sell |
| Acuitas Investments, LLC | 0 | 942,109 | +942,109 | 0.00 | 1.13 | +1.13 | buy |
| Vident Advisory, LLC | 742,920 | 876,813 | +133,893 | 0.04 | 0.05 | +0.02 | buy |
| MORGAN STANLEY | 0 | 643,484 | +643,484 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 332,827 | 441,436 | +108,609 | 0.00 | 0.00 | +0.00 | buy |
| CenterBook Partners LP | 0 | 382,670 | +382,670 | 0.00 | 0.05 | +0.05 | buy |
| MILLENNIUM MANAGEMENT LLC | 502,089 | 327,637 | -174,452 | 0.00 | 0.00 | -0.00 | sell |
| SPROTT INC. | 338,033 | 306,108 | -31,925 | 0.06 | 0.05 | -0.01 | sell |
| NATIXIS | 221,726 | 230,706 | +8,980 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 265,592 | 222,280 | -43,312 | 0.00 | 0.00 | -0.00 | sell |
| GAMCO INVESTORS, INC. ET AL | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BANK OF AMERICA CORP /DE/ | 194,611 | 127,691 | -66,920 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 0 | 100,928 | +100,928 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 254,777 | 83,961 | -170,816 | 0.00 | 0.00 | -0.00 | sell |
| BAILARD, INC. | 84,049 | 83,849 | -200 | 0.01 | 0.01 | -0.00 | sell |
| Centiva Capital, LP | 0 | 74,156 | +74,156 | 0.00 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 40,671 | 63,948 | +23,277 | 0.00 | 0.00 | +0.00 | buy |
| Marex Group plc | 39,600 | 63,600 | +24,000 | 0.00 | 0.00 | +0.00 | buy |
| Snowden Capital Advisors LLC | 57,800 | 57,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RENAISSANCE TECHNOLOGIES LLC | 407,900 | 56,000 | -351,900 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 55,735 | 55,735 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRANSCEND CAPITAL ADVISORS, LLC | 54,700 | 54,700 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 61,455 | 53,730 | -7,725 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 0 | 50,911 | +50,911 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 452,882 | 40,917 | -411,965 | 0.00 | 0.00 | -0.00 | sell |
| CIBC WORLD MARKET INC. | 0 | 38,570 | +38,570 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 25,942 | 29,120 | +3,178 | 0.00 | 0.00 | -0.00 | buy |
| Federation des caisses Desjardins du Quebec | 28,200 | 27,455 | -745 | 0.00 | 0.00 | -0.00 | sell |
| Rathbones Group PLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Financial Sense Advisors, Inc. | 0 | 25,000 | +25,000 | 0.00 | 0.02 | +0.02 | buy |
| OSAIC HOLDINGS, INC. | 26,972 | 23,920 | -3,052 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 38,284 | 17,200 | -21,084 | 0.00 | 0.00 | -0.00 | sell |
| State of Wyoming | 0 | 16,105 | +16,105 | 0.00 | 0.01 | +0.01 | buy |
| AE Wealth Management LLC | 0 | 15,825 | +15,825 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 12,749 | 13,149 | +400 | 0.00 | 0.00 | -0.00 | buy |
| Per Stirling Capital Management, LLC. | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Modern Wealth Management, LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Blue Trust, Inc. | 8,000 | 8,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 7,414 | 7,414 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 6,464 | 2,859 | -3,605 | 0.00 | 0.00 | -0.00 | sell |
| Hilltop National Bank | 500 | 1,500 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| City State Bank | 250 | 250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gen-Wealth Partners Inc | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 11,100 | 0 | -11,100 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 46,128 | 0 | -46,128 | 0.01 | 0.00 | -0.01 | sell |
| Dynamic Technology Lab Private Ltd | 11,728 | 0 | -11,728 | 0.00 | 0.00 | -0.00 | sell |
| Mirae Asset Global Investments Co., Ltd. | 3,789,486 | 0 | -3,789,486 | 0.02 | 0.00 | -0.02 | sell |
| Engineers Gate Manager LP | 13,620 | 0 | -13,620 | 0.00 | 0.00 | -0.00 | sell |
| Anchor Investment Management, LLC | 15,000 | 0 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 15,341 | 0 | -15,341 | 0.00 | 0.00 | -0.00 | sell |
| SJS Investment Consulting Inc. | 383 | 0 | -383 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 17,200 | 0 | -17,200 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 18,339 | 0 | -18,339 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 37,622 | 0 | -37,622 | 0.00 | 0.00 | -0.00 | sell |