| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 8,905,311 | 9,081,840 | +176,529 | 0.04 | 0.03 | -0.01 | buy |
| CenterBook Partners LP | 3,535,379 | 3,489,860 | -45,519 | 0.69 | 0.48 | -0.22 | sell |
| MORGAN STANLEY | 3,100,291 | 3,265,230 | +164,939 | 0.00 | 0.00 | -0.00 | buy |
| Accordant Advisory Group Inc | 2,510,188 | 2,690,476 | +180,288 | 5.68 | 5.04 | -0.63 | buy |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0 | 2,051,805 | +2,051,805 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 196,751 | 1,713,479 | +1,516,728 | 0.00 | 0.01 | +0.01 | buy |
| JANE STREET GROUP, LLC | 835,909 | 1,583,759 | +747,850 | 0.00 | 0.00 | -0.00 | buy |
| SPROTT INC. | 1,618,470 | 1,582,620 | -35,850 | 0.18 | 0.15 | -0.03 | sell |
| Vident Advisory, LLC | 1,706,141 | 1,139,677 | -566,464 | 0.05 | 0.02 | -0.03 | sell |
| Lloyd Harbor Capital Management, LLC | 0 | 799,557 | +799,557 | 0.00 | 2.59 | +2.59 | buy |
| UBS Group AG | 302,734 | 584,664 | +281,930 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 261,228 | 563,337 | +302,109 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 186,655 | 482,378 | +295,723 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 1,379,711 | 462,854 | -916,857 | 0.00 | 0.00 | -0.00 | sell |
| TUDOR INVESTMENT CORP ET AL | 0 | 305,573 | +305,573 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 197,414 | 285,455 | +88,041 | 0.00 | 0.00 | -0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 254,356 | +254,356 | 0.00 | 0.01 | +0.01 | buy |
| Banque Cantonale Vaudoise | 272,026 | 248,629 | -23,397 | 0.04 | 0.00 | -0.04 | sell |
| GROUP ONE TRADING LLC | 273,123 | 246,426 | -26,697 | 0.03 | 0.02 | -0.01 | sell |
| Point72 Asset Management, L.P. | 218,539 | 237,519 | +18,980 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 136,369 | 212,503 | +76,134 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 13,492 | 208,869 | +195,377 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 176,250 | 204,277 | +28,027 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 55,000 | 183,650 | +128,650 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 173,456 | 177,567 | +4,111 | 0.00 | 0.00 | -0.00 | buy |
| J.W. COLE ADVISORS, INC. | 139,505 | 165,207 | +25,702 | 0.02 | 0.01 | -0.01 | buy |
| Quantbot Technologies LP | 35,508 | 151,467 | +115,959 | 0.01 | 0.02 | +0.01 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 149,821 | 144,646 | -5,175 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 0 | 142,958 | +142,958 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 120,414 | 139,981 | +19,567 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 131,438 | 128,155 | -3,283 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 229,947 | 121,942 | -108,005 | 0.00 | 0.00 | -0.00 | sell |
| Quadrature Capital Ltd | 584,552 | 116,712 | -467,840 | 0.03 | 0.00 | -0.02 | sell |
| ROYAL BANK OF CANADA | 146,282 | 116,277 | -30,005 | 0.00 | 0.00 | -0.00 | sell |
| Capricorn Fund Managers Ltd | 0 | 100,000 | +100,000 | 0.00 | 0.02 | +0.02 | buy |
| Marex Group plc | 252,270 | 100,000 | -152,270 | 0.01 | 0.00 | -0.01 | sell |
| PEAK6 LLC | 0 | 97,758 | +97,758 | 0.00 | 0.01 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 89,490 | 89,490 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BlackRock, Inc. | 81,822 | 81,822 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 81,700 | +81,700 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 146,301 | 78,300 | -68,001 | 0.00 | 0.00 | -0.00 | sell |
| State of Wyoming | 48,265 | 77,009 | +28,744 | 0.02 | 0.02 | +0.00 | buy |
| Qube Research & Technologies Ltd | 287,823 | 68,790 | -219,033 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 51,804 | 62,776 | +10,972 | 0.00 | 0.00 | -0.00 | buy |
| HSBC HOLDINGS PLC | 66,535 | 62,050 | -4,485 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 64,589 | 60,976 | -3,613 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 43,367 | 60,021 | +16,654 | 0.00 | 0.00 | -0.00 | buy |
| EAGLE GLOBAL ADVISORS LLC | 94,400 | 58,400 | -36,000 | 0.01 | 0.01 | -0.01 | sell |
| Gotham Asset Management, LLC | 0 | 46,355 | +46,355 | 0.00 | 0.00 | +0.00 | buy |
| CWA Asset Management Group, LLC | 4,032,711 | 42,196 | -3,990,515 | 0.50 | 0.00 | -0.50 | sell |
| Focus Partners Wealth | 57,920 | 40,815 | -17,105 | 0.00 | 0.00 | -0.00 | sell |
| OXFORD ASSET MANAGEMENT LLP | 49,070 | 31,393 | -17,677 | 0.07 | 0.04 | -0.03 | sell |
| GRIMES & COMPANY, INC. | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 55,000 | 30,000 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| ANGELES WEALTH MANAGEMENT, LLC | 28,590 | 28,590 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Jump Financial, LLC | 0 | 26,900 | +26,900 | 0.00 | 0.00 | +0.00 | buy |
| OLD MISSION CAPITAL LLC | 71,833 | 26,159 | -45,674 | 0.01 | 0.00 | -0.00 | sell |
| Concurrent Investment Advisors, LLC | 25,310 | 25,310 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Total Wealth Planning & Management, Inc. | 22,600 | 25,200 | +2,600 | 0.07 | 0.05 | -0.01 | buy |
| Mariner, LLC | 0 | 25,183 | +25,183 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Partners, LTD. | 23,200 | 23,950 | +750 | 0.00 | 0.00 | -0.00 | buy |
| SMITH, MOORE & CO. | 22,000 | 22,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Welch Group, LLC | 14,110 | 21,310 | +7,200 | 0.00 | 0.00 | +0.00 | buy |
| Legato Capital Management LLC | 27,326 | 20,722 | -6,604 | 0.01 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 0 | 20,397 | +20,397 | 0.00 | 0.00 | +0.00 | buy |
| IMC-Chicago, LLC | 22,980 | 18,063 | -4,917 | 0.00 | 0.00 | -0.00 | sell |
| BESSEMER GROUP INC | 17,589 | 17,589 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 15,499 | 16,299 | +800 | 0.00 | 0.00 | -0.00 | buy |
| SIH Partners, LLLP | 0 | 16,243 | +16,243 | 0.00 | 0.00 | +0.00 | buy |
| Brookstone Capital Management | 0 | 16,200 | +16,200 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 4,181,650 | 15,894 | -4,165,756 | 0.07 | 0.00 | -0.07 | sell |
| HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | 14,998 | 15,318 | +320 | 0.01 | 0.00 | -0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 19,261 | 14,176 | -5,085 | 0.01 | 0.00 | -0.00 | sell |
| Apella Capital, LLC | 19,777 | 13,640 | -6,137 | 0.00 | 0.00 | -0.00 | sell |
| Pictet Asset Management Holding SA | 0 | 13,512 | +13,512 | 0.00 | 0.00 | +0.00 | buy |
| AXQ CAPITAL, LP | 0 | 13,397 | +13,397 | 0.00 | 0.00 | +0.00 | buy |
| JT Stratford LLC | 11,650 | 11,650 | 0 | 0.01 | 0.00 | -0.00 | hold |
| AE Wealth Management LLC | 10,576 | 10,587 | +11 | 0.00 | 0.00 | -0.00 | buy |
| Federation des caisses Desjardins du Quebec | 19,815 | 8,865 | -10,950 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 8,550 | 8,550 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Blue Trust, Inc. | 8,000 | 8,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIMPLEX TRADING, LLC | 0 | 6,134 | +6,134 | 0.00 | 0.00 | +0.00 | buy |
| City State Bank | 7,400 | 3,834 | -3,566 | 0.01 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 9,422 | 3,787 | -5,635 | 0.00 | 0.00 | -0.00 | sell |
| NATIXIS | 3,767 | 3,767 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AdvisorNet Financial, Inc | 3,750 | 3,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 2,013,194 | 3,655 | -2,009,539 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 0 | 3,150 | +3,150 | 0.00 | 0.00 | +0.00 | buy |
| Stonehage Fleming Financial Services Holdings Ltd | 0 | 2,739 | +2,739 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 2,700 | 2,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Stone House Investment Management, LLC | 1,668 | 1,668 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hilltop National Bank | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 1,191 | 1,291 | +100 | 0.00 | 0.00 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 1,000 | 1,188 | +188 | 0.00 | 0.00 | -0.00 | buy |
| KELLEHER FINANCIAL ADVISORS | 1,004 | 1,004 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 4,300 | 600 | -3,700 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 134,924 | 425 | -134,499 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 382 | 382 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gen-Wealth Partners Inc | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |