| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Fourth Sail Capital LP | 0 | 582,712 | +582,712 | 0.00 | 0.36 | +0.36 | buy |
| Acuitas Investments, LLC | 942,109 | 1,125,920 | +183,811 | 1.13 | 1.23 | +0.10 | buy |
| STIFEL FINANCIAL CORP | 0 | 158,375 | +158,375 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 102,585 | +102,585 | 0.00 | 0.02 | +0.02 | buy |
| SPROTT INC. | 306,108 | 400,796 | +94,688 | 0.05 | 0.06 | +0.01 | buy |
| BAYSHORE ASSET MANAGEMENT, LLC | 0 | 60,000 | +60,000 | 0.00 | 0.07 | +0.07 | buy |
| CIBC WORLD MARKET INC. | 38,570 | 94,902 | +56,332 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 876,813 | 925,781 | +48,968 | 0.05 | 0.06 | +0.00 | buy |
| OLD MISSION CAPITAL LLC | 0 | 38,144 | +38,144 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 7,128,743 | 7,163,979 | +35,236 | 0.04 | 0.04 | +0.00 | buy |
| LPL Financial LLC | 17,200 | 40,125 | +22,925 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 0 | 21,321 | +21,321 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 441,436 | 461,043 | +19,607 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 13,876 | +13,876 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 0 | 12,064 | +12,064 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 7,414 | 18,489 | +11,075 | 0.00 | 0.00 | +0.00 | buy |
| NATIXIS | 230,706 | 241,137 | +10,431 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 55,735 | 65,908 | +10,173 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 23,920 | 29,955 | +6,035 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 5,456 | +5,456 | 0.00 | 0.00 | +0.00 | buy |
| Marex Group plc | 63,600 | 68,600 | +5,000 | 0.00 | 0.00 | -0.00 | buy |
| Stone House Investment Management, LLC | 0 | 1,668 | +1,668 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 2,859 | 4,045 | +1,186 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 63,948 | 64,960 | +1,012 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 240 | +240 | 0.00 | 0.00 | +0.00 | buy |
| Rathbones Group PLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRANSCEND CAPITAL ADVISORS, LLC | 54,700 | 54,700 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Blue Trust, Inc. | 8,000 | 8,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| City State Bank | 250 | 250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Modern Wealth Management, LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hilltop National Bank | 1,500 | 1,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Gen-Wealth Partners Inc | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 13,149 | 13,149 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GAMCO INVESTORS, INC. ET AL | 200,000 | 200,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 125,000 | 123,500 | -1,500 | 0.00 | 0.00 | +0.00 | sell |
| Snowden Capital Advisors LLC | 57,800 | 50,000 | -7,800 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 27,455 | 18,115 | -9,340 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 74,156 | 64,423 | -9,733 | 0.01 | 0.01 | -0.00 | sell |
| Per Stirling Capital Management, LLC. | 11,000 | 0 | -11,000 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 53,730 | 40,444 | -13,286 | 0.00 | 0.00 | -0.00 | sell |
| AE Wealth Management LLC | 15,825 | 0 | -15,825 | 0.00 | 0.00 | -0.00 | sell |
| State of Wyoming | 16,105 | 0 | -16,105 | 0.01 | 0.00 | -0.01 | sell |
| Squarepoint Ops LLC | 29,120 | 11,021 | -18,099 | 0.00 | 0.00 | -0.00 | sell |
| Financial Sense Advisors, Inc. | 25,000 | 0 | -25,000 | 0.02 | 0.00 | -0.02 | sell |
| Cambridge Investment Research Advisors, Inc. | 100,928 | 68,811 | -32,117 | 0.00 | 0.00 | -0.00 | sell |
| BAILARD, INC. | 83,849 | 48,400 | -35,449 | 0.01 | 0.00 | -0.00 | sell |
| CenterBook Partners LP | 382,670 | 346,663 | -36,007 | 0.05 | 0.05 | -0.00 | sell |
| CITADEL ADVISORS LLC | 40,917 | 0 | -40,917 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 50,911 | 0 | -50,911 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 56,000 | 0 | -56,000 | 0.00 | 0.00 | -0.00 | sell |
| ALPS ADVISORS INC | 2,576,485 | 2,513,822 | -62,663 | 0.04 | 0.04 | +0.00 | sell |
| MARSHALL WACE, LLP | 83,961 | 0 | -83,961 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 127,691 | 0 | -127,691 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 643,484 | 511,682 | -131,802 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 222,280 | 0 | -222,280 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 327,637 | 13,971 | -313,666 | 0.00 | 0.00 | -0.00 | sell |
| MMCAP International Inc. SPC | 3,125,526 | 1,719,119 | -1,406,407 | 0.98 | 0.59 | -0.39 | sell |