| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ALPS ADVISORS INC | 1,129,489 | 1,635,070 | +505,581 | 0.03 | 0.03 | +0.01 | buy |
| Mirae Asset Global Investments Co., Ltd. | 4,585,204 | 4,974,886 | +389,682 | 0.03 | 0.03 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 275,030 | +275,030 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 460,472 | 639,991 | +179,519 | 0.04 | 0.04 | +0.00 | buy |
| UBS Group AG | 138,037 | 311,003 | +172,966 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 20,674 | 124,600 | +103,926 | 0.02 | 0.06 | +0.04 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 90,871 | 193,316 | +102,445 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 47,108 | +47,108 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 0 | 32,000 | +32,000 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 26,331 | 56,737 | +30,406 | 0.00 | 0.00 | +0.00 | buy |
| BAILARD, INC. | 0 | 20,500 | +20,500 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 0 | 20,356 | +20,356 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 24,897 | 44,954 | +20,057 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 19,191 | 36,001 | +16,810 | 0.00 | 0.00 | +0.00 | buy |
| Financial Sense Advisors, Inc. | 0 | 13,000 | +13,000 | 0.00 | 0.01 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 42,856 | 55,735 | +12,879 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 90,261 | 101,810 | +11,549 | 0.00 | 0.00 | -0.00 | buy |
| HANTZ FINANCIAL SERVICES, INC. | 5,400 | 11,100 | +5,700 | 0.00 | 0.00 | +0.00 | buy |
| Snowden Capital Advisors LLC | 56,000 | 60,000 | +4,000 | 0.01 | 0.01 | -0.00 | buy |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 62,594 | 62,594 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 1,365 | 1,365 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Anchor Investment Management, LLC | 15,000 | 15,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Per Stirling Capital Management, LLC. | 11,000 | 11,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 600 | 600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRANSCEND CAPITAL ADVISORS, LLC | 54,700 | 54,700 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Blue Trust, Inc. | 5,000 | 5,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| City State Bank | 250 | 250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 13,200 | 13,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIDUCIARY TRUST CO | 13,370 | 13,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 4,564 | 4,564 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 35 | 0 | -35 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,693 | 10,461 | -1,232 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 23,013 | 21,172 | -1,841 | 0.00 | 0.00 | +0.00 | sell |
| TD Waterhouse Canada Inc. | 4,000 | 0 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| FLOW TRADERS U.S. LLC | 11,121 | 0 | -11,121 | 0.00 | 0.00 | -0.00 | sell |
| WORLD EQUITY GROUP, INC. | 11,310 | 0 | -11,310 | 0.01 | 0.00 | -0.01 | sell |
| TWO SIGMA SECURITIES, LLC | 14,289 | 0 | -14,289 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 15,518 | 0 | -15,518 | 0.00 | 0.00 | -0.00 | sell |
| SPROTT INC. | 301,633 | 285,133 | -16,500 | 0.08 | 0.07 | -0.01 | sell |
| Quantbot Technologies LP | 23,652 | 2,932 | -20,720 | 0.00 | 0.00 | -0.00 | sell |
| Rathbones Group PLC | 55,800 | 30,000 | -25,800 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 43,346 | 17,380 | -25,966 | 0.01 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 54,917 | 13,200 | -41,717 | 0.00 | 0.00 | -0.00 | sell |
| NATIXIS | 48,138 | 2,817 | -45,321 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 109,541 | 0 | -109,541 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 411,218 | 121,296 | -289,922 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 727,536 | 314,262 | -413,274 | 0.00 | 0.00 | -0.00 | sell |
| GeoSphere Capital Management, LLC | 750,000 | 0 | -750,000 | 2.11 | 0.00 | -2.11 | sell |