| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CenterBook Partners LP | 346,663 | 3,435,097 | +3,088,434 | 0.05 | 0.45 | +0.40 | buy |
| MILLENNIUM MANAGEMENT LLC | 13,971 | 518,784 | +504,813 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 484,970 | +484,970 | 0.00 | 0.00 | +0.00 | buy |
| SPROTT INC. | 400,796 | 834,478 | +433,682 | 0.06 | 0.12 | +0.06 | buy |
| UBS Group AG | 461,043 | 802,359 | +341,316 | 0.00 | 0.00 | +0.00 | buy |
| Accordant Advisory Group Inc | 0 | 285,077 | +285,077 | 0.00 | 0.60 | +0.60 | buy |
| ALPS ADVISORS INC | 2,513,822 | 2,721,343 | +207,521 | 0.04 | 0.04 | -0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 149,809 | +149,809 | 0.00 | 0.00 | +0.00 | buy |
| EAGLE GLOBAL ADVISORS LLC | 0 | 90,000 | +90,000 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 40,125 | 126,475 | +86,350 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 511,682 | 595,584 | +83,902 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 77,075 | +77,075 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 7,163,979 | 7,229,596 | +65,617 | 0.04 | 0.03 | -0.01 | buy |
| Focus Partners Advisor Solutions, LLC | 0 | 60,000 | +60,000 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 18,489 | 66,535 | +48,046 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 11,021 | 43,964 | +32,943 | 0.00 | 0.00 | +0.00 | buy |
| Legato Capital Management LLC | 0 | 27,357 | +27,357 | 0.00 | 0.01 | +0.01 | buy |
| SMITH, MOORE & CO. | 0 | 22,000 | +22,000 | 0.00 | 0.00 | +0.00 | buy |
| NATIXIS | 241,137 | 261,887 | +20,750 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 19,797 | +19,797 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 64,960 | 83,125 | +18,165 | 0.00 | 0.00 | +0.00 | buy |
| BRAVE ASSET MANAGEMENT INC | 0 | 16,000 | +16,000 | 0.00 | 0.01 | +0.01 | buy |
| Mountain Lake Investment Management LLC | 0 | 15,000 | +15,000 | 0.00 | 0.04 | +0.04 | buy |
| BAILARD, INC. | 48,400 | 60,700 | +12,300 | 0.00 | 0.00 | +0.00 | buy |
| Riverwater Partners LLC | 0 | 12,281 | +12,281 | 0.00 | 0.01 | +0.01 | buy |
| Blume Capital Management, Inc. | 0 | 4,000 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 4,045 | 7,242 | +3,197 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 13,149 | 13,761 | +612 | 0.00 | 0.00 | -0.00 | buy |
| CIBC WORLD MARKET INC. | 94,902 | 95,428 | +526 | 0.00 | 0.00 | -0.00 | buy |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 65,908 | 65,908 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRANSCEND CAPITAL ADVISORS, LLC | 54,700 | 54,700 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Fourth Sail Capital LP | 582,712 | 582,712 | 0 | 0.36 | 0.38 | +0.02 | hold |
| Blue Trust, Inc. | 8,000 | 8,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BAYSHORE ASSET MANAGEMENT, LLC | 60,000 | 60,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| City State Bank | 250 | 250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Modern Wealth Management, LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hilltop National Bank | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 18,115 | 18,115 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gen-Wealth Partners Inc | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 240 | 240 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 29,955 | 28,555 | -1,400 | 0.00 | 0.00 | -0.00 | sell |
| Stone House Investment Management, LLC | 1,668 | 0 | -1,668 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 123,500 | 119,650 | -3,850 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 21,321 | 16,926 | -4,395 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 68,811 | 63,992 | -4,819 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 5,456 | 0 | -5,456 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE TRADING, LLC | 12,064 | 0 | -12,064 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 13,876 | 0 | -13,876 | 0.00 | 0.00 | -0.00 | sell |
| Snowden Capital Advisors LLC | 50,000 | 30,000 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 40,444 | 18,603 | -21,841 | 0.00 | 0.00 | -0.00 | sell |
| OLD MISSION CAPITAL LLC | 38,144 | 0 | -38,144 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 64,423 | 0 | -64,423 | 0.01 | 0.00 | -0.01 | sell |
| Marex Group plc | 68,600 | 0 | -68,600 | 0.00 | 0.00 | -0.00 | sell |
| Vident Advisory, LLC | 925,781 | 854,391 | -71,390 | 0.06 | 0.03 | -0.02 | sell |
| XTX Topco Ltd | 102,585 | 22,877 | -79,708 | 0.02 | 0.00 | -0.01 | sell |
| Acuitas Investments, LLC | 1,125,920 | 1,012,976 | -112,944 | 1.23 | 1.82 | +0.59 | sell |
| STIFEL FINANCIAL CORP | 158,375 | 0 | -158,375 | 0.00 | 0.00 | -0.00 | sell |
| GAMCO INVESTORS, INC. ET AL | 200,000 | 0 | -200,000 | 0.01 | 0.00 | -0.01 | sell |
| MMCAP International Inc. SPC | 1,719,119 | 1,468,180 | -250,939 | 0.59 | 0.48 | -0.10 | sell |