| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CenterBook Partners LP | 478,887 | 4,447,408 | +3,968,521 | 0.10 | 0.77 | +0.67 | buy |
| MORGAN STANLEY | 1,929,436 | 3,361,582 | +1,432,146 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 7,052,298 | 7,918,101 | +865,803 | 0.05 | 0.04 | -0.01 | buy |
| ALPS ADVISORS INC | 3,147,535 | 3,892,680 | +745,145 | 0.08 | 0.08 | +0.00 | buy |
| JANE STREET GROUP, LLC | 254,081 | 772,900 | +518,819 | 0.00 | 0.00 | +0.00 | buy |
| Massar Capital Management, LP | 0 | 473,110 | +473,110 | 0.00 | 0.33 | +0.33 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 63,291 | 480,180 | +416,889 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 0 | 229,747 | +229,747 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 216,959 | +216,959 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 96,616 | 313,568 | +216,952 | 0.01 | 0.03 | +0.02 | buy |
| SG Americas Securities, LLC | 0 | 179,455 | +179,455 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 0 | 154,140 | +154,140 | 0.00 | 0.00 | +0.00 | buy |
| Banque Cantonale Vaudoise | 98,026 | 248,026 | +150,000 | 0.02 | 0.03 | +0.02 | buy |
| Lombard Odier Asset Management (USA) Corp | 0 | 124,818 | +124,818 | 0.00 | 0.18 | +0.18 | buy |
| MACKENZIE FINANCIAL CORP | 0 | 111,311 | +111,311 | 0.00 | 0.00 | +0.00 | buy |
| OLD MISSION CAPITAL LLC | 0 | 92,304 | +92,304 | 0.00 | 0.01 | +0.01 | buy |
| BlackRock, Inc. | 0 | 81,822 | +81,822 | 0.00 | 0.00 | +0.00 | buy |
| J.W. COLE ADVISORS, INC. | 0 | 71,130 | +71,130 | 0.00 | 0.01 | +0.01 | buy |
| HSBC HOLDINGS PLC | 0 | 66,535 | +66,535 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 64,200 | +64,200 | 0.00 | 0.00 | +0.00 | buy |
| IMC-Chicago, LLC | 0 | 60,913 | +60,913 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 438 | 57,287 | +56,849 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 55,833 | +55,833 | 0.00 | 0.00 | +0.00 | buy |
| Patriot Financial Group Insurance Agency, LLC | 0 | 44,900 | +44,900 | 0.00 | 0.02 | +0.02 | buy |
| Tower Research Capital LLC (TRC) | 0 | 35,326 | +35,326 | 0.00 | 0.00 | +0.00 | buy |
| ANGELES WEALTH MANAGEMENT, LLC | 0 | 28,590 | +28,590 | 0.00 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 136,864 | 165,440 | +28,576 | 0.00 | 0.00 | -0.00 | buy |
| Gotham Asset Management, LLC | 0 | 27,961 | +27,961 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 24,000 | +24,000 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 66,178 | 89,490 | +23,312 | 0.00 | 0.00 | +0.00 | buy |
| Accordant Advisory Group Inc | 2,450,607 | 2,470,489 | +19,882 | 7.17 | 6.04 | -1.13 | buy |
| Focus Partners Wealth | 0 | 19,609 | +19,609 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 0 | 18,610 | +18,610 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 0 | 17,589 | +17,589 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 16,432 | +16,432 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 240 | 15,099 | +14,859 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 13,655 | 28,189 | +14,534 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 14,275 | +14,275 | 0.00 | 0.00 | +0.00 | buy |
| ORG Wealth Partners, LLC | 0 | 13,144 | +13,144 | 0.00 | 0.01 | +0.01 | buy |
| Financial Security Advisor, Inc. | 0 | 13,052 | +13,052 | 0.00 | 0.01 | +0.01 | buy |
| Qube Research & Technologies Ltd | 0 | 12,693 | +12,693 | 0.00 | 0.00 | +0.00 | buy |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 0 | 12,445 | +12,445 | 0.00 | 0.00 | +0.00 | buy |
| Baron Wealth Management LLC | 0 | 12,358 | +12,358 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 149,540 | 160,522 | +10,982 | 0.00 | 0.00 | -0.00 | buy |
| Total Wealth Planning & Management, Inc. | 10,400 | 19,800 | +9,400 | 0.02 | 0.06 | +0.03 | buy |
| ROYAL BANK OF CANADA | 123,390 | 132,590 | +9,200 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 20,524 | 26,838 | +6,314 | 0.00 | 0.00 | +0.00 | buy |
| OXFORD ASSET MANAGEMENT LLP | 29,365 | 33,242 | +3,877 | 0.04 | 0.04 | +0.00 | buy |
| Private Advisor Group, LLC | 10,784 | 13,384 | +2,600 | 0.00 | 0.00 | -0.00 | buy |
| SMITH, MOORE & CO. | 20,000 | 22,000 | +2,000 | 0.01 | 0.01 | -0.00 | buy |
| Caitlin John, LLC | 0 | 1,550 | +1,550 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 0 | 1,302 | +1,302 | 0.00 | 0.00 | +0.00 | buy |
| Lodestone Wealth Management LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 630 | +630 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 121 | +121 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 75 | +75 | 0.00 | 0.00 | +0.00 | buy |
| Aspect Partners, LLC | 0 | 25 | +25 | 0.00 | 0.00 | +0.00 | buy |
| BRAVE ASSET MANAGEMENT INC | 16,000 | 16,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| EAGLE GLOBAL ADVISORS LLC | 94,400 | 94,400 | 0 | 0.02 | 0.01 | -0.00 | hold |
| GRIMES & COMPANY, INC. | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Janney Montgomery Scott LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AdvisorNet Financial, Inc | 3,750 | 3,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legato Capital Management LLC | 27,326 | 27,326 | 0 | 0.01 | 0.01 | -0.00 | hold |
| KELLEHER FINANCIAL ADVISORS | 1,004 | 1,004 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Stone House Investment Management, LLC | 1,668 | 1,668 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 1,089 | 1,089 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Blue Trust, Inc. | 8,000 | 8,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Riverwater Partners LLC | 13,155 | 13,155 | 0 | 0.02 | 0.02 | -0.01 | hold |
| City State Bank | 7,400 | 7,400 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Modern Wealth Management, LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hilltop National Bank | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 12,815 | 12,815 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gen-Wealth Partners Inc | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIXIS | 5,940 | 5,361 | -579 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 22,322 | 21,168 | -1,154 | 0.01 | 0.01 | -0.00 | sell |
| Welch Group, LLC | 17,610 | 14,110 | -3,500 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 5,855 | 8 | -5,847 | 0.00 | 0.00 | -0.00 | sell |
| SPROTT INC. | 1,629,077 | 1,619,644 | -9,433 | 0.26 | 0.21 | -0.06 | sell |
| GTS SECURITIES LLC | 14,867 | 0 | -14,867 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 71,032 | 51,844 | -19,188 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 45,749 | 23,870 | -21,879 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 160,520 | 135,764 | -24,756 | 0.00 | 0.00 | -0.00 | sell |
| Sage Investment Counsel LLC | 24,900 | 0 | -24,900 | 0.12 | 0.00 | -0.12 | sell |
| Kovitz Investment Group Partners, LLC | 26,744 | 0 | -26,744 | 0.00 | 0.00 | -0.00 | sell |
| ELEVATION POINT WEALTH PARTNERS, LLC | 26,744 | 0 | -26,744 | 0.01 | 0.00 | -0.01 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 29,770 | 2,652 | -27,118 | 0.00 | 0.00 | -0.00 | sell |
| Quantbot Technologies LP | 66,637 | 39,204 | -27,433 | 0.01 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 29,319 | 382 | -28,937 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 189,672 | 135,269 | -54,403 | 0.00 | 0.00 | -0.00 | sell |
| TRANSCEND CAPITAL ADVISORS, LLC | 54,700 | 0 | -54,700 | 0.02 | 0.00 | -0.02 | sell |
| Fore Capital, LLC | 60,000 | 0 | -60,000 | 0.33 | 0.00 | -0.33 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 110,000 | 0 | -110,000 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 177,969 | 67,345 | -110,624 | 0.02 | 0.01 | -0.01 | sell |
| Virtu Financial LLC | 141,316 | 0 | -141,316 | 0.03 | 0.00 | -0.03 | sell |
| XTX Topco Ltd | 156,091 | 0 | -156,091 | 0.03 | 0.00 | -0.03 | sell |
| Vident Advisory, LLC | 1,549,782 | 1,383,663 | -166,119 | 0.07 | 0.05 | -0.02 | sell |
| MARSHALL WACE, LLP | 233,242 | 0 | -233,242 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 796,325 | 406,693 | -389,632 | 0.00 | 0.00 | -0.00 | sell |