| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 757,087 | 995,978 | +238,891 | 0.27 | 0.34 | +0.07 | buy |
| MORGAN STANLEY | 1,031,050 | 1,136,048 | +104,998 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 481,200 | 580,181 | +98,981 | 0.33 | 0.43 | +0.10 | buy |
| Avior Wealth Management, LLC | 0 | 26,860 | +26,860 | 0.00 | 0.02 | +0.02 | buy |
| AMERIPRISE FINANCIAL INC | 0 | 25,481 | +25,481 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 168,803 | 187,854 | +19,051 | 0.10 | 0.10 | +0.00 | buy |
| UBS Group AG | 472,049 | 490,764 | +18,715 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 0 | 18,619 | +18,619 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 95,755 | 111,602 | +15,847 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 13,346 | 28,845 | +15,499 | 0.05 | 0.10 | +0.05 | buy |
| STIFEL FINANCIAL CORP | 72,304 | 86,650 | +14,346 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 13,725 | +13,725 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 173,544 | 185,175 | +11,631 | 0.05 | 0.05 | +0.00 | buy |
| Private Advisor Group, LLC | 43,170 | 54,800 | +11,630 | 0.00 | 0.01 | +0.00 | buy |
| Catalina Capital Group, LLC | 0 | 10,237 | +10,237 | 0.00 | 0.07 | +0.07 | buy |
| WHITTIER TRUST CO | 0 | 7,500 | +7,500 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 99,000 | 106,000 | +7,000 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 21,522 | 24,604 | +3,082 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 54,132 | 57,047 | +2,915 | 0.00 | 0.00 | +0.00 | buy |
| Brookstone Capital Management | 12,156 | 14,747 | +2,591 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 93,773 | 96,265 | +2,492 | 0.01 | 0.01 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 29,728 | 31,594 | +1,866 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 24,040 | 25,568 | +1,528 | 0.00 | 0.00 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 1,170 | +1,170 | 0.00 | 0.00 | +0.00 | buy |
| Continuum Advisory, LLC | 0 | 700 | +700 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 43,485 | 43,858 | +373 | 0.01 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 197 | +197 | 0.00 | 0.00 | +0.00 | buy |
| STEPHENS INC /AR/ | 66,925 | 67,065 | +140 | 0.02 | 0.02 | -0.00 | buy |
| Raleigh Capital Management Inc. | 300 | 425 | +125 | 0.00 | 0.00 | +0.00 | buy |
| Calamos Wealth Management LLC | 10,475 | 10,475 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Matisse Capital | 19,411 | 19,411 | 0 | 0.15 | 0.14 | -0.01 | hold |
| San Luis Wealth Advisors LLC | 11,826 | 11,826 | 0 | 0.07 | 0.10 | +0.02 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 3,555 | 3,555 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SALEM INVESTMENT COUNSELORS INC | 1,150 | 1,150 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WELLS FARGO & COMPANY/MN | 379,756 | 379,260 | -496 | 0.00 | 0.00 | -0.00 | sell |
| Gradient Investments LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 143,104 | 142,043 | -1,061 | 0.00 | 0.00 | +0.00 | sell |
| Capital Analysts, LLC | 3,465 | 1,454 | -2,011 | 0.00 | 0.00 | -0.00 | sell |
| Atria Wealth Solutions, Inc. | 40,898 | 37,798 | -3,100 | 0.01 | 0.01 | -0.00 | sell |
| OPTIMUM INVESTMENT ADVISORS | 12,900 | 9,300 | -3,600 | 0.09 | 0.07 | -0.03 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 59,966 | 55,967 | -3,999 | 0.08 | 0.08 | -0.00 | sell |
| WEDBUSH SECURITIES INC | 28,795 | 24,113 | -4,682 | 0.02 | 0.01 | -0.00 | sell |
| Elequin Capital, LP | 9,036 | 0 | -9,036 | 0.04 | 0.00 | -0.04 | sell |
| NOMURA HOLDINGS INC | 10,550 | 0 | -10,550 | 0.00 | 0.00 | -0.00 | sell |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 11,800 | 0 | -11,800 | 0.01 | 0.00 | -0.01 | sell |
| Cambridge Investment Research Advisors, Inc. | 77,792 | 64,679 | -13,113 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 13,119 | 0 | -13,119 | 0.00 | 0.00 | -0.00 | sell |
| Cornerstone Advisors, LLC | 225,640 | 204,771 | -20,869 | 0.14 | 0.13 | -0.01 | sell |
| Advisors Asset Management, Inc. | 222,586 | 200,368 | -22,218 | 0.07 | 0.06 | -0.01 | sell |
| Logan Stone Capital, LLC | 136,301 | 96,926 | -39,375 | 0.40 | 0.32 | -0.08 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 46,457 | 0 | -46,457 | 0.05 | 0.00 | -0.05 | sell |
| Almitas Capital LLC | 176,596 | 117,221 | -59,375 | 0.88 | 0.75 | -0.13 | sell |
| Shaker Financial Services, LLC | 119,433 | 25,087 | -94,346 | 0.72 | 0.15 | -0.57 | sell |
| SIT INVESTMENT ASSOCIATES INC | 825,332 | 638,883 | -186,449 | 0.29 | 0.23 | -0.07 | sell |