| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 400,819 | 757,087 | +356,268 | 0.19 | 0.27 | +0.08 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 381,996 | 481,200 | +99,204 | 0.29 | 0.33 | +0.04 | buy |
| Almitas Capital LLC | 87,130 | 176,596 | +89,466 | 0.62 | 0.88 | +0.26 | buy |
| Logan Stone Capital, LLC | 59,506 | 136,301 | +76,795 | 0.24 | 0.40 | +0.16 | buy |
| AQR Arbitrage LLC | 106,667 | 168,803 | +62,136 | 0.07 | 0.10 | +0.03 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 59,966 | +59,966 | 0.00 | 0.08 | +0.08 | buy |
| Cornerstone Advisors, LLC | 171,017 | 225,640 | +54,623 | 0.12 | 0.14 | +0.03 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 21,646 | 46,457 | +24,811 | 0.03 | 0.05 | +0.03 | buy |
| Matisse Capital | 0 | 19,411 | +19,411 | 0.00 | 0.15 | +0.15 | buy |
| LPL Financial LLC | 80,303 | 95,755 | +15,452 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 160,866 | 173,544 | +12,678 | 0.05 | 0.05 | -0.00 | buy |
| Brookstone Capital Management | 0 | 12,156 | +12,156 | 0.00 | 0.00 | +0.00 | buy |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 0 | 11,800 | +11,800 | 0.00 | 0.01 | +0.01 | buy |
| NOMURA HOLDINGS INC | 0 | 10,550 | +10,550 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 157 | 9,036 | +8,879 | 0.00 | 0.04 | +0.04 | buy |
| Janney Montgomery Scott LLC | 16,950 | 24,040 | +7,090 | 0.00 | 0.00 | +0.00 | buy |
| STEPHENS INC /AR/ | 60,945 | 66,925 | +5,980 | 0.02 | 0.02 | -0.00 | buy |
| COMERICA BANK | 16,208 | 21,522 | +5,314 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 49,429 | 54,132 | +4,703 | 0.00 | 0.00 | +0.00 | buy |
| Shaker Financial Services, LLC | 114,909 | 119,433 | +4,524 | 0.79 | 0.72 | -0.08 | buy |
| COHEN & STEERS, INC. | 95,000 | 99,000 | +4,000 | 0.00 | 0.00 | -0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 10,046 | 13,346 | +3,300 | 0.04 | 0.05 | +0.01 | buy |
| NewEdge Advisors, LLC | 11,982 | 13,119 | +1,137 | 0.00 | 0.00 | -0.00 | buy |
| Gradient Investments LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 3,555 | 3,555 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SALEM INVESTMENT COUNSELORS INC | 1,150 | 1,150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Raleigh Capital Management Inc. | 600 | 300 | -300 | 0.00 | 0.00 | -0.00 | sell |
| San Luis Wealth Advisors LLC | 12,326 | 11,826 | -500 | 0.09 | 0.07 | -0.02 | sell |
| Kestra Advisory Services, LLC | 44,106 | 43,485 | -621 | 0.01 | 0.01 | -0.00 | sell |
| Capital Analysts, LLC | 4,436 | 3,465 | -971 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 44,420 | 43,170 | -1,250 | 0.01 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 79,291 | 77,792 | -1,499 | 0.01 | 0.00 | -0.00 | sell |
| WEDBUSH SECURITIES INC | 31,364 | 28,795 | -2,569 | 0.02 | 0.02 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 828,609 | 825,332 | -3,277 | 0.34 | 0.29 | -0.04 | sell |
| Calamos Wealth Management LLC | 15,875 | 10,475 | -5,400 | 0.02 | 0.01 | -0.01 | sell |
| STIFEL FINANCIAL CORP | 78,347 | 72,304 | -6,043 | 0.00 | 0.00 | -0.00 | sell |
| Atria Wealth Solutions, Inc. | 47,100 | 40,898 | -6,202 | 0.01 | 0.01 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 101,051 | 93,773 | -7,278 | 0.01 | 0.01 | -0.00 | sell |
| UBS Group AG | 484,691 | 472,049 | -12,642 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 1,045,451 | 1,031,050 | -14,401 | 0.00 | 0.00 | -0.00 | sell |
| OPTIMUM INVESTMENT ADVISORS | 27,683 | 12,900 | -14,783 | 0.21 | 0.09 | -0.12 | sell |
| D.A. DAVIDSON & CO. | 14,796 | 0 | -14,796 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 46,481 | 29,728 | -16,753 | 0.00 | 0.00 | -0.00 | sell |
| Atlas Wealth LLC | 19,294 | 0 | -19,294 | 0.05 | 0.00 | -0.05 | sell |
| Invesco Ltd. | 28,332 | 0 | -28,332 | 0.00 | 0.00 | -0.00 | sell |
| SkyView Investment Advisors, LLC | 30,641 | 0 | -30,641 | 0.18 | 0.00 | -0.18 | sell |
| WELLS FARGO & COMPANY/MN | 418,184 | 379,756 | -38,428 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 183,062 | 143,104 | -39,958 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 288,874 | 222,586 | -66,288 | 0.09 | 0.07 | -0.03 | sell |