Stock TransactionsCAPITAL SOUTHWEST CORP

Total Bought
4,203,315
25 transactions
Total Sold
676,090
19 transactions
Net
+3,527,225
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Fort Baker Capital Management LP02,630,000+2,630,0000.610.45-0.16buy
SMH CAPITAL ADVISORS INC11,940,00012,811,000+871,00026.9228.58+1.66buy
BALYASNY ASSET MANAGEMENT L.P.803,136546,280+256,8560.050.030.00sell
INCOME RESEARCH & MANAGEMENT9,000,0009,242,000+242,0003.722.43-1.29buy
Beacon Pointe Advisors, LLC414,489226,212+188,2770.100.050.00sell
Muzinich & Co., Inc.137,371225,790+88,4191.742.16+0.42buy
Sound Income Strategies, LLC616,016702,201+86,1850.810.890.00buy
TECTONIC ADVISORS LLC440,473521,686+81,2130.610.67+0.05buy
Melia Wealth LLC422,308464,973+42,6654.864.91+0.05buy
Argent Trust Co80,816123,348+42,5320.070.10+0.03buy
TWO SIGMA INVESTMENTS, LP798,500761,221+37,2790.040.030.00sell
Advisors Asset Management, Inc.148,565112,511+36,0540.060.040.00sell
Zuckerman Investment Group, LLC427,020460,375+33,3551.020.98-0.04buy
Naviter Wealth, LLC81,753100,105+18,3520.230.27+0.04buy
Hodges Capital Management Inc.91,760106,045+14,2850.200.22+0.02buy
Global Retirement Partners, LLC25,58112,695+12,8860.020.010.00sell
FOUNDATIONS INVESTMENT ADVISORS, LLC106,671118,196+11,5250.040.04-0.00buy
EPIQ PARTNERS, LLC255,400266,800+11,4003.013.00-0.01buy
CreativeOne Wealth, LLC92,01998,874+6,8550.060.060.00buy
Sovereign's Capital Management, LLC70,37077,048+6,6780.930.91-0.03buy
First Dallas Securities Inc.71,92577,102+5,1770.670.67+0.00buy
Quarry LP1,3513,715+2,3640.010.020.00buy
Apollon Wealth Management, LLC21,49823,797+2,2990.010.010.00buy
COZAD ASSET MANAGEMENT INC47,15149,161+2,0100.110.09-0.01buy
Samalin Investment Counsel, LLC23,95525,864+1,9090.220.22+0.00buy
LAFFER TENGLER INVESTMENTS, INC.2,5543,501+9470.540.62+0.09buy
Union Bancaire Privee, UBP SA13,65514,349+6940.010.66+0.65buy
Cornerstone Wealth Management, LLC42,31943,005+6860.060.06-0.01buy
CONFLUENCE INVESTMENT MANAGEMENT LLC101,522102,107+5850.030.03-0.00buy
HOLLENCREST CAPITAL MANAGEMENT6,8757,055+1800.010.010.00buy
TOTH FINANCIAL ADVISORY CORP670600-700.000.00-0.00sell
CALDWELL SUTTER CAPITAL, INC.41,72841,052-6760.440.41-0.03sell
SMH CAPITAL ADVISORS INC45,98145,215-7662.382.26-0.12sell
Mraz, Amerine & Associates, Inc.43,73242,958-7740.170.15-0.02sell
Legacy Capital Wealth Partners, LLC60,23859,024-1,2140.330.30-0.03sell
GRACE & WHITE INC /NY176,597174,597-2,0000.750.70-0.05sell
DENALI ADVISORS LLC116,404113,850-2,5540.300.26-0.03sell
DEARBORN PARTNERS LLC18,42415,787-2,6370.020.02-0.00sell
Virtus Investment Advisers, LLC44,16441,064-3,1000.270.31+0.04sell
FJ Capital Management LLC40,08135,067-5,0140.090.08-0.01sell
GRIMES & COMPANY, INC.18,59913,303-5,2960.010.01-0.00sell
FIRST MANHATTAN CO. LLC.287,136258,986-28,1500.020.02-0.00sell
SANDERS MORRIS HARRIS LLC1,433,0641,390,339-42,7254.947.32+2.38sell
Hennion & Walsh Asset Management, Inc.129,27379,511-49,7620.130.07-0.06sell
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