| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VICTORY CAPITAL MANAGEMENT INC | 0 | 13,400,000 | +13,400,000 | 0.01 | 0.01 | -0.00 | buy |
| Kingstone Capital Partners Texas, LLC | 0 | 13,089,875 | +13,089,875 | 0.00 | 0.13 | +0.13 | buy |
| SMH CAPITAL ADVISORS INC | 11,940,000 | 12,811,000 | +871,000 | 26.92 | 28.58 | +1.66 | buy |
| INCOME RESEARCH & MANAGEMENT | 9,000,000 | 9,242,000 | +242,000 | 3.72 | 2.43 | -1.29 | buy |
| Fort Baker Capital Management LP | 0 | 2,630,000 | +2,630,000 | 0.63 | 0.46 | -0.17 | buy |
| SANDERS MORRIS HARRIS LLC | 1,433,064 | 1,390,339 | -42,725 | 4.94 | 7.32 | +2.38 | sell |
| Catalyst Capital Advisors LLC | 1,387,000 | 1,387,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| VAN ECK ASSOCIATES CORP | 1,166,932 | 1,347,300 | +180,368 | 0.03 | 0.03 | -0.00 | buy |
| TWO SIGMA ADVISERS, LP | 1,014,900 | 983,500 | -31,400 | 0.05 | 0.04 | -0.01 | sell |
| UBS Group AG | 296,877 | 783,060 | +486,183 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 798,500 | 761,221 | -37,279 | 0.04 | 0.03 | -0.01 | sell |
| Sound Income Strategies, LLC | 616,016 | 702,201 | +86,185 | 0.81 | 0.89 | +0.08 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 803,136 | 546,280 | -256,856 | 0.04 | 0.03 | -0.02 | sell |
| MILLENNIUM MANAGEMENT LLC | 488,992 | 526,734 | +37,742 | 0.01 | 0.01 | -0.00 | buy |
| TECTONIC ADVISORS LLC | 440,473 | 521,686 | +81,213 | 0.61 | 0.67 | +0.05 | buy |
| Melia Wealth LLC | 422,308 | 464,973 | +42,665 | 4.86 | 4.91 | +0.05 | buy |
| Zuckerman Investment Group, LLC | 427,020 | 460,375 | +33,355 | 1.02 | 0.98 | -0.04 | buy |
| CITADEL ADVISORS LLC | 333,417 | 409,241 | +75,824 | 0.01 | 0.01 | +0.00 | buy |
| Cetera Investment Advisers | 71,944 | 361,722 | +289,778 | 0.00 | 0.01 | +0.01 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 45,383 | 335,718 | +290,335 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 318,173 | 332,746 | +14,573 | 0.00 | 0.00 | -0.00 | buy |
| BlackRock, Inc. | 261,831 | 320,720 | +58,889 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 298,623 | 290,762 | -7,861 | 0.00 | 0.00 | -0.00 | sell |
| Columbus Macro, LLC | 0 | 290,704 | +290,704 | 0.00 | 0.78 | +0.78 | buy |
| RAYMOND JAMES FINANCIAL INC | 300,600 | 286,597 | -14,003 | 0.00 | 0.00 | -0.00 | sell |
| EPIQ PARTNERS, LLC | 255,400 | 266,800 | +11,400 | 3.01 | 3.00 | -0.01 | buy |
| FIRST MANHATTAN CO. LLC. | 287,136 | 258,986 | -28,150 | 0.02 | 0.02 | -0.00 | sell |
| HRT FINANCIAL LP | 87,696 | 242,080 | +154,384 | 0.01 | 0.02 | +0.01 | buy |
| MORGAN STANLEY | 159,798 | 227,396 | +67,598 | 0.00 | 0.00 | +0.00 | buy |
| Beacon Pointe Advisors, LLC | 414,489 | 226,212 | -188,277 | 0.10 | 0.05 | -0.05 | sell |
| Muzinich & Co., Inc. | 137,371 | 225,790 | +88,419 | 1.87 | 2.27 | +0.40 | buy |
| GOLDMAN SACHS GROUP INC | 257,672 | 212,781 | -44,891 | 0.00 | 0.00 | -0.00 | sell |
| &PARTNERS | 159,000 | 212,000 | +53,000 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 197,678 | 205,640 | +7,962 | 0.00 | 0.00 | -0.00 | buy |
| GRACE & WHITE INC /NY | 176,597 | 174,597 | -2,000 | 0.75 | 0.70 | -0.05 | sell |
| Sumitomo Mitsui Trust Group, Inc. | 134,178 | 172,597 | +38,419 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 69,139 | 149,055 | +79,916 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 248,748 | 147,162 | -101,586 | 0.01 | 0.00 | -0.00 | sell |
| Argent Trust Co | 80,816 | 123,348 | +42,532 | 0.07 | 0.10 | +0.03 | buy |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 106,671 | 118,196 | +11,525 | 0.04 | 0.04 | -0.00 | buy |
| DENALI ADVISORS LLC | 116,404 | 113,850 | -2,554 | 0.30 | 0.26 | -0.03 | sell |
| Advisors Asset Management, Inc. | 148,565 | 112,511 | -36,054 | 0.06 | 0.04 | -0.02 | sell |
| Cubist Systematic Strategies, LLC | 54,015 | 107,201 | +53,186 | 0.02 | 0.03 | +0.01 | buy |
| Hodges Capital Management Inc. | 91,760 | 106,045 | +14,285 | 0.20 | 0.22 | +0.02 | buy |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 101,522 | 102,107 | +585 | 0.03 | 0.03 | -0.00 | buy |
| Naviter Wealth, LLC | 81,753 | 100,105 | +18,352 | 0.23 | 0.27 | +0.04 | buy |
| CreativeOne Wealth, LLC | 92,019 | 98,874 | +6,855 | 0.06 | 0.06 | -0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 92,384 | 92,163 | -221 | 0.06 | 0.10 | +0.04 | sell |
| BENJAMIN EDWARDS INC | 84,780 | 87,765 | +2,985 | 0.03 | 0.02 | -0.00 | buy |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 65,724 | 80,641 | +14,917 | 0.01 | 0.01 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 77,540 | 79,788 | +2,248 | 0.00 | 0.00 | -0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 129,273 | 79,511 | -49,762 | 0.13 | 0.07 | -0.06 | sell |
| Point72 Asset Management, L.P. | 0 | 78,808 | +78,808 | 0.00 | 0.00 | +0.00 | buy |
| First Dallas Securities Inc. | 71,925 | 77,102 | +5,177 | 0.67 | 0.67 | +0.00 | buy |
| Sovereign's Capital Management, LLC | 70,370 | 77,048 | +6,678 | 0.93 | 0.91 | -0.03 | buy |
| Quantbot Technologies LP | 61,553 | 75,546 | +13,993 | 0.04 | 0.04 | -0.00 | buy |
| Moerus Capital Management LLC | 73,983 | 73,983 | 0 | 0.74 | 0.70 | -0.04 | hold |
| AMERIPRISE FINANCIAL INC | 90,651 | 69,501 | -21,150 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 117,543 | 66,243 | -51,300 | 0.02 | 0.01 | -0.01 | sell |
| Qube Research & Technologies Ltd | 236,766 | 63,474 | -173,292 | 0.01 | 0.00 | -0.01 | sell |
| Legacy Capital Wealth Partners, LLC | 60,238 | 59,024 | -1,214 | 0.33 | 0.30 | -0.03 | sell |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 0 | 56,395 | +56,395 | 0.00 | 0.28 | +0.28 | buy |
| Brevan Howard Capital Management LP | 0 | 54,503 | +54,503 | 0.00 | 0.01 | +0.01 | buy |
| CANADA LIFE ASSURANCE Co | 48,247 | 51,018 | +2,771 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 14,335 | 49,224 | +34,889 | 0.00 | 0.00 | +0.00 | buy |
| COZAD ASSET MANAGEMENT INC | 47,151 | 49,161 | +2,010 | 0.11 | 0.09 | -0.01 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 48,215 | +48,215 | 0.00 | 0.03 | +0.03 | buy |
| Trexquant Investment LP | 0 | 46,630 | +46,630 | 0.00 | 0.01 | +0.01 | buy |
| Kestra Advisory Services, LLC | 46,888 | 45,856 | -1,032 | 0.01 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 11,832 | 45,690 | +33,858 | 0.00 | 0.00 | +0.00 | buy |
| SMH CAPITAL ADVISORS INC | 45,981 | 45,215 | -766 | 2.38 | 2.26 | -0.12 | sell |
| Cornerstone Wealth Management, LLC | 42,319 | 43,005 | +686 | 0.06 | 0.06 | -0.01 | buy |
| Mraz, Amerine & Associates, Inc. | 43,732 | 42,958 | -774 | 0.17 | 0.15 | -0.02 | sell |
| Engineers Gate Manager LP | 19,587 | 41,379 | +21,792 | 0.01 | 0.01 | +0.00 | buy |
| Virtus Investment Advisers, LLC | 44,164 | 41,064 | -3,100 | 0.27 | 0.31 | +0.04 | sell |
| CALDWELL SUTTER CAPITAL, INC. | 41,728 | 41,052 | -676 | 0.44 | 0.41 | -0.03 | sell |
| Jump Financial, LLC | 0 | 40,579 | +40,579 | 0.00 | 0.01 | +0.01 | buy |
| Sunbelt Securities, Inc. | 39,229 | 37,229 | -2,000 | 0.08 | 0.07 | -0.01 | sell |
| TUDOR INVESTMENT CORP ET AL | 0 | 35,219 | +35,219 | 0.00 | 0.01 | +0.01 | buy |
| FJ Capital Management LLC | 40,081 | 35,067 | -5,014 | 0.09 | 0.08 | -0.01 | sell |
| OMERS ADMINISTRATION Corp | 0 | 34,900 | +34,900 | 0.00 | 0.01 | +0.01 | buy |
| Invesco Ltd. | 27,909 | 34,003 | +6,094 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 33,774 | 31,500 | -2,274 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 32,481 | 28,528 | -3,953 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 19,697 | 28,314 | +8,617 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 61,627 | 28,036 | -33,591 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 25,574 | 26,960 | +1,386 | 0.00 | 0.00 | -0.00 | buy |
| Autumn Glory Partners, LLC | 26,000 | 26,000 | 0 | 0.29 | 0.27 | -0.02 | hold |
| Nebula Research & Development LLC | 0 | 25,907 | +25,907 | 0.00 | 0.05 | +0.05 | buy |
| Samalin Investment Counsel, LLC | 23,955 | 25,864 | +1,909 | 0.22 | 0.22 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 26,255 | 25,645 | -610 | 0.00 | 0.00 | -0.00 | sell |
| DRW Securities, LLC | 10,070 | 24,985 | +14,915 | 0.02 | 0.04 | +0.02 | buy |
| ExodusPoint Capital Management, LP | 39,100 | 24,975 | -14,125 | 0.01 | 0.01 | -0.00 | sell |
| BARCLAYS PLC | 153,470 | 24,717 | -128,753 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 23,104 | 24,606 | +1,502 | 0.00 | 0.00 | -0.00 | buy |
| Apollon Wealth Management, LLC | 21,498 | 23,797 | +2,299 | 0.01 | 0.01 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 23,000 | 23,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 37,587 | 21,139 | -16,448 | 0.00 | 0.00 | -0.00 | sell |
| Campbell & CO Investment Adviser LLC | 21,362 | 20,873 | -489 | 0.04 | 0.03 | -0.01 | sell |
| JANE STREET GROUP, LLC | 10,133 | 20,497 | +10,364 | 0.00 | 0.00 | +0.00 | buy |