| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SMH CAPITAL ADVISORS INC | 12,811,000 | 12,286,000 | -525,000 | 28.58 | 24.25 | -4.34 | sell |
| INCOME RESEARCH & MANAGEMENT | 9,242,000 | 9,757,000 | +515,000 | 2.43 | 4.70 | +2.27 | buy |
| Fort Baker Capital Management LP | 2,630,000 | 2,630,000 | 0 | 0.46 | 0.43 | -0.02 | hold |
| VAN ECK ASSOCIATES CORP | 1,347,300 | 1,457,146 | +109,846 | 0.03 | 0.03 | -0.00 | buy |
| SANDERS MORRIS HARRIS LLC | 1,390,339 | 1,368,607 | -21,732 | 7.32 | 3.95 | -3.37 | sell |
| TWO SIGMA ADVISERS, LP | 983,500 | 994,806 | +11,306 | 0.04 | 0.04 | -0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 761,221 | 892,353 | +131,132 | 0.03 | 0.03 | -0.00 | buy |
| Catalyst Capital Advisors LLC | 1,387,000 | 887,000 | -500,000 | 0.03 | 0.02 | -0.01 | sell |
| UBS Group AG | 783,060 | 778,161 | -4,899 | 0.00 | 0.00 | -0.00 | sell |
| Sound Income Strategies, LLC | 702,201 | 756,786 | +54,585 | 0.89 | 0.82 | -0.06 | buy |
| Melia Wealth LLC | 464,973 | 490,451 | +25,478 | 4.91 | 4.69 | -0.21 | buy |
| BlackRock, Inc. | 320,720 | 424,388 | +103,668 | 0.00 | 0.00 | +0.00 | buy |
| Zuckerman Investment Group, LLC | 460,375 | 415,436 | -44,939 | 0.98 | 0.84 | -0.14 | sell |
| Cetera Investment Advisers | 361,722 | 409,967 | +48,245 | 0.01 | 0.01 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 335,718 | 364,902 | +29,184 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 332,746 | 331,901 | -845 | 0.00 | 0.00 | -0.00 | sell |
| Columbus Macro, LLC | 290,704 | 318,887 | +28,183 | 0.78 | 0.79 | +0.01 | buy |
| FRANKLIN RESOURCES INC | 290,762 | 311,230 | +20,468 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 286,597 | 302,853 | +16,256 | 0.00 | 0.00 | -0.00 | buy |
| EPIQ PARTNERS, LLC | 266,800 | 295,429 | +28,629 | 3.00 | 3.05 | +0.06 | buy |
| Muzinich & Co., Inc. | 225,790 | 273,265 | +47,475 | 2.27 | 2.32 | +0.04 | buy |
| HRT FINANCIAL LP | 242,080 | 258,970 | +16,890 | 0.02 | 0.02 | -0.00 | buy |
| MARSHALL WACE, LLP | 147,162 | 252,245 | +105,083 | 0.00 | 0.01 | +0.00 | buy |
| MORGAN STANLEY | 227,396 | 233,743 | +6,347 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 212,781 | 231,105 | +18,324 | 0.00 | 0.00 | -0.00 | buy |
| Trexquant Investment LP | 46,630 | 221,689 | +175,059 | 0.01 | 0.05 | +0.04 | buy |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 80,641 | 220,367 | +139,726 | 0.01 | 0.02 | +0.01 | buy |
| Sumitomo Mitsui Trust Group, Inc. | 172,597 | 220,072 | +47,475 | 0.00 | 0.00 | +0.00 | buy |
| FIRST MANHATTAN CO. LLC. | 258,986 | 218,905 | -40,081 | 0.02 | 0.01 | -0.00 | sell |
| CITADEL ADVISORS LLC | 409,241 | 207,150 | -202,091 | 0.01 | 0.00 | -0.00 | sell |
| &PARTNERS | 212,000 | 200,000 | -12,000 | 0.00 | 0.00 | -0.00 | sell |
| Beacon Pointe Advisors, LLC | 226,212 | 195,018 | -31,194 | 0.05 | 0.04 | -0.02 | sell |
| LPL Financial LLC | 205,640 | 194,735 | -10,905 | 0.00 | 0.00 | -0.00 | sell |
| GRACE & WHITE INC /NY | 174,597 | 167,897 | -6,700 | 0.70 | 0.65 | -0.06 | sell |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 118,196 | 130,384 | +12,188 | 0.04 | 0.04 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 526,734 | 130,052 | -396,682 | 0.01 | 0.00 | -0.01 | sell |
| ROYAL BANK OF CANADA | 149,055 | 123,826 | -25,229 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 112,511 | 122,635 | +10,124 | 0.04 | 0.05 | +0.00 | buy |
| Neuberger Berman Group LLC | 0 | 105,692 | +105,692 | 0.00 | 0.00 | +0.00 | buy |
| Naviter Wealth, LLC | 100,105 | 102,757 | +2,652 | 0.27 | 0.26 | -0.01 | buy |
| Hodges Capital Management Inc. | 106,045 | 101,641 | -4,404 | 0.22 | 0.19 | -0.03 | sell |
| CreativeOne Wealth, LLC | 98,874 | 97,033 | -1,841 | 0.06 | 0.05 | -0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 79,788 | 93,701 | +13,913 | 0.00 | 0.00 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 92,163 | 90,512 | -1,651 | 0.10 | 0.10 | -0.00 | sell |
| BENJAMIN EDWARDS INC | 87,765 | 89,430 | +1,665 | 0.02 | 0.02 | -0.00 | buy |
| Engineers Gate Manager LP | 41,379 | 88,930 | +47,551 | 0.01 | 0.02 | +0.01 | buy |
| DENALI ADVISORS LLC | 113,850 | 87,806 | -26,044 | 0.26 | 0.22 | -0.04 | sell |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 102,107 | 86,665 | -15,442 | 0.03 | 0.03 | -0.00 | sell |
| First Dallas Securities Inc. | 77,102 | 84,031 | +6,929 | 0.67 | 0.69 | +0.02 | buy |
| Sovereign's Capital Management, LLC | 77,048 | 76,522 | -526 | 0.91 | 0.91 | -0.00 | sell |
| SMH CAPITAL ADVISORS INC | 45,215 | 76,509 | +31,294 | 2.26 | 3.17 | +0.91 | buy |
| Moerus Capital Management LLC | 73,983 | 73,983 | 0 | 0.70 | 0.66 | -0.04 | hold |
| Point72 Asset Management, L.P. | 78,808 | 69,900 | -8,908 | 0.00 | 0.00 | -0.00 | sell |
| CANADA LIFE ASSURANCE Co | 51,018 | 68,944 | +17,926 | 0.00 | 0.00 | +0.00 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 56,395 | 68,256 | +11,861 | 0.28 | 0.29 | +0.01 | buy |
| Quantbot Technologies LP | 75,546 | 63,316 | -12,230 | 0.04 | 0.04 | -0.01 | sell |
| Hennion & Walsh Asset Management, Inc. | 79,511 | 61,167 | -18,344 | 0.07 | 0.05 | -0.02 | sell |
| Legacy Capital Wealth Partners, LLC | 59,024 | 58,639 | -385 | 0.30 | 0.28 | -0.02 | sell |
| STATE STREET CORP | 49,224 | 50,598 | +1,374 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 45,690 | 50,243 | +4,553 | 0.00 | 0.00 | +0.00 | buy |
| COZAD ASSET MANAGEMENT INC | 49,161 | 49,676 | +515 | 0.09 | 0.09 | -0.01 | buy |
| Kestra Advisory Services, LLC | 45,856 | 46,539 | +683 | 0.00 | 0.00 | -0.00 | buy |
| DRW Securities, LLC | 24,985 | 46,161 | +21,176 | 0.04 | 0.05 | +0.01 | buy |
| Sunbelt Securities, Inc. | 37,229 | 45,100 | +7,871 | 0.07 | 0.07 | -0.00 | buy |
| Cornerstone Wealth Management, LLC | 43,005 | 43,083 | +78 | 0.06 | 0.05 | -0.01 | buy |
| Qube Research & Technologies Ltd | 63,474 | 42,372 | -21,102 | 0.00 | 0.00 | -0.00 | sell |
| CALDWELL SUTTER CAPITAL, INC. | 41,052 | 41,052 | 0 | 0.41 | 0.38 | -0.03 | hold |
| Virtus Investment Advisers, LLC | 41,064 | 40,161 | -903 | 0.31 | 0.25 | -0.05 | sell |
| Mraz, Amerine & Associates, Inc. | 42,958 | 39,724 | -3,234 | 0.15 | 0.14 | -0.02 | sell |
| Newbridge Financial Services Group, Inc. | 3,176 | 38,439 | +35,263 | 0.01 | 0.13 | +0.11 | buy |
| Invesco Ltd. | 34,003 | 36,792 | +2,789 | 0.00 | 0.00 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 23,000 | 34,000 | +11,000 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 28,528 | 33,762 | +5,234 | 0.00 | 0.00 | +0.00 | buy |
| Aquatic Capital Management LLC | 13,329 | 33,741 | +20,412 | 0.01 | 0.01 | +0.01 | buy |
| Verition Fund Management LLC | 31,500 | 32,962 | +1,462 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 25,645 | 32,252 | +6,607 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 28,314 | 30,835 | +2,521 | 0.00 | 0.00 | -0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 17,874 | 28,309 | +10,435 | 0.03 | 0.05 | +0.02 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 546,280 | 27,843 | -518,437 | 0.03 | 0.00 | -0.03 | sell |
| CAXTON ASSOCIATES LLP | 14,257 | 26,267 | +12,010 | 0.01 | 0.02 | +0.01 | buy |
| Samalin Investment Counsel, LLC | 25,864 | 26,186 | +322 | 0.22 | 0.20 | -0.02 | buy |
| GUGGENHEIM CAPITAL LLC | 24,606 | 25,547 | +941 | 0.00 | 0.00 | -0.00 | buy |
| JPMORGAN CHASE & CO | 8,423 | 25,309 | +16,886 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 28,036 | 25,062 | -2,974 | 0.00 | 0.00 | -0.00 | sell |
| Apollon Wealth Management, LLC | 23,797 | 24,551 | +754 | 0.01 | 0.01 | -0.00 | buy |
| Catalyst Capital Advisors LLC | 20,000 | 20,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Vantage Financial Partners, LLC | 0 | 19,918 | +19,918 | 0.00 | 0.09 | +0.09 | buy |
| FCG Investment Co | 0 | 19,314 | +19,314 | 0.00 | 0.20 | +0.20 | buy |
| DEARBORN PARTNERS LLC | 15,787 | 19,135 | +3,348 | 0.02 | 0.02 | +0.00 | buy |
| 1900 WEALTH MANAGEMENT LLC | 18,272 | 18,272 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LBMC INVESTMENT ADVISORS, LLC | 18,250 | 18,250 | 0 | 0.03 | 0.03 | -0.00 | hold |
| JANE STREET GROUP, LLC | 20,497 | 17,039 | -3,458 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 0 | 16,000 | +16,000 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 19,087 | 15,837 | -3,250 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 14,793 | 15,577 | +784 | 0.01 | 0.01 | -0.00 | buy |
| US BANCORP \DE\ | 13,756 | 13,756 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Corient Private Wealth LLC | 0 | 13,352 | +13,352 | 0.00 | 0.00 | +0.00 | buy |
| Sciencast Management LP | 0 | 13,192 | +13,192 | 0.00 | 0.05 | +0.05 | buy |
| Brevan Howard Capital Management LP | 54,503 | 13,092 | -41,411 | 0.01 | 0.00 | -0.01 | sell |
| WEDBUSH SECURITIES INC | 11,723 | 13,043 | +1,320 | 0.01 | 0.01 | +0.00 | buy |