CAPITAL SOUTHWEST CORP
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| INCOME RESEARCH & MANAGEMENT | 9,242,000 | 9,757,000 | +515,000 | 2.43 | 4.70 | +2.27 | buy |
| TWO SIGMA INVESTMENTS, LP | 761,221 | 892,353 | +131,132 | 0.03 | 0.03 | 0.00 | buy |
| Sound Income Strategies, LLC | 702,201 | 756,786 | +54,585 | 0.89 | 0.82 | 0.00 | buy |
| Muzinich & Co., Inc. | 225,790 | 273,265 | +47,475 | 2.27 | 2.32 | +0.04 | buy |
| SMH CAPITAL ADVISORS INC | 45,215 | 76,509 | +31,294 | 2.26 | 3.17 | +0.91 | buy |
| Beacon Pointe Advisors, LLC | 226,212 | 195,018 | +31,194 | 0.05 | 0.04 | 0.00 | sell |
| EPIQ PARTNERS, LLC | 266,800 | 295,429 | +28,629 | 3.00 | 3.05 | +0.06 | buy |
| Columbus Macro, LLC | 290,704 | 318,887 | +28,183 | 0.78 | 0.79 | +0.01 | buy |
| Melia Wealth LLC | 464,973 | 490,451 | +25,478 | 4.91 | 4.69 | -0.21 | buy |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 118,196 | 130,384 | +12,188 | 0.04 | 0.04 | 0.00 | buy |
| CAXTON ASSOCIATES LLP | 14,257 | 26,267 | +12,010 | 0.01 | 0.02 | +0.01 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 56,395 | 68,256 | +11,861 | 0.28 | 0.29 | +0.01 | buy |
| Advisors Asset Management, Inc. | 112,511 | 122,635 | +10,124 | 0.04 | 0.05 | 0.00 | buy |
| First Dallas Securities Inc. | 77,102 | 84,031 | +6,929 | 0.67 | 0.69 | +0.02 | buy |
| DEARBORN PARTNERS LLC | 15,787 | 19,135 | +3,348 | 0.02 | 0.02 | +0.00 | buy |
| VPR Management LLC | 2,500 | 5,500 | +3,000 | 0.03 | 0.05 | +0.03 | buy |
| Naviter Wealth, LLC | 100,105 | 102,757 | +2,652 | 0.27 | 0.26 | -0.01 | buy |
| CreativeOne Wealth, LLC | 98,874 | 97,033 | +1,841 | 0.06 | 0.05 | 0.00 | sell |
| WEDBUSH SECURITIES INC | 11,723 | 13,043 | +1,320 | 0.01 | 0.01 | 0.00 | buy |
| Apollon Wealth Management, LLC | 23,797 | 24,551 | +754 | 0.01 | 0.01 | 0.00 | buy |
| COZAD ASSET MANAGEMENT INC | 49,161 | 49,676 | +515 | 0.09 | 0.09 | -0.01 | buy |
| Samalin Investment Counsel, LLC | 25,864 | 26,186 | +322 | 0.22 | 0.20 | -0.02 | buy |
| HHM Wealth Advisors, LLC | 500 | 700 | +200 | 0.00 | 0.00 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 7,055 | 7,237 | +182 | 0.01 | 0.01 | 0.00 | buy |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,628 | 12,758 | +130 | 0.02 | 0.02 | -0.00 | buy |
| Cornerstone Wealth Management, LLC | 43,005 | 43,083 | +78 | 0.06 | 0.05 | -0.01 | buy |
| Legacy Capital Wealth Partners, LLC | 59,024 | 58,639 | -385 | 0.30 | 0.28 | -0.02 | sell |
| Sovereign's Capital Management, LLC | 77,048 | 76,522 | -526 | 0.91 | 0.91 | -0.00 | sell |
| GRIMES & COMPANY, INC. | 13,303 | 12,633 | -670 | 0.01 | 0.01 | -0.00 | sell |
| Washington Trust Advisors, Inc. | 5,000 | 4,300 | -700 | 0.01 | 0.01 | -0.00 | sell |
| Virtus Investment Advisers, LLC | 41,064 | 40,161 | -903 | 0.31 | 0.25 | -0.05 | sell |
| Mraz, Amerine & Associates, Inc. | 42,958 | 39,724 | -3,234 | 0.15 | 0.14 | -0.02 | sell |
| LAFFER TENGLER INVESTMENTS, INC. | 3,501 | 0 | -3,501 | 0.62 | 0.55 | -0.07 | sell |
| Hodges Capital Management Inc. | 106,045 | 101,641 | -4,404 | 0.22 | 0.19 | -0.03 | sell |
| BARD ASSOCIATES INC | 17,256 | 12,373 | -4,883 | 0.12 | 0.07 | -0.05 | sell |
| Union Bancaire Privee, UBP SA | 14,349 | 9,349 | -5,000 | 0.66 | 0.44 | -0.21 | sell |
| GRACE & WHITE INC /NY | 174,597 | 167,897 | -6,700 | 0.70 | 0.65 | -0.06 | sell |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 102,107 | 86,665 | -15,442 | 0.03 | 0.03 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 79,511 | 61,167 | -18,344 | 0.07 | 0.05 | -0.02 | sell |
| SANDERS MORRIS HARRIS LLC | 1,390,339 | 1,368,607 | -21,732 | 7.32 | 3.95 | -3.37 | sell |
| DENALI ADVISORS LLC | 113,850 | 87,806 | -26,044 | 0.26 | 0.22 | -0.04 | sell |
| FIRST MANHATTAN CO. LLC. | 258,986 | 218,905 | -40,081 | 0.02 | 0.01 | -0.00 | sell |
| Zuckerman Investment Group, LLC | 460,375 | 415,436 | -44,939 | 0.98 | 0.84 | -0.14 | sell |
| Argent Trust Co | 123,348 | 9,294 | -114,054 | 0.10 | 0.01 | -0.10 | sell |
| Catalyst Capital Advisors LLC | 1,387,000 | 887,000 | -500,000 | 0.03 | 0.02 | -0.01 | sell |
| SMH CAPITAL ADVISORS INC | 12,811,000 | 12,286,000 | -525,000 | 28.58 | 24.25 | -4.34 | sell |