| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| INCOME RESEARCH & MANAGEMENT | 0 | 9,000,000 | +9,000,000 | 0.00 | 4.12 | +4.12 | buy |
| SMH CAPITAL ADVISORS INC | 0 | 8,224,000 | +8,224,000 | 0.00 | 19.04 | +19.04 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 0 | 6,400,000 | +6,400,000 | 0.00 | 0.01 | +0.01 | buy |
| Catalyst Capital Advisors LLC | 0 | 1,387,000 | +1,387,000 | 0.00 | 0.03 | +0.03 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 1,001,199 | +1,001,199 | 0.00 | 0.05 | +0.05 | buy |
| THRIVENT FINANCIAL FOR LUTHERANS | 0 | 1,000,000 | +1,000,000 | 0.00 | 0.00 | +0.00 | buy |
| Beacon Pointe Advisors, LLC | 31,000 | 490,291 | +459,291 | 0.01 | 0.12 | +0.11 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 257,378 | +257,378 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 473,718 | 673,778 | +200,060 | 0.03 | 0.03 | +0.01 | buy |
| Qube Research & Technologies Ltd | 0 | 197,629 | +197,629 | 0.00 | 0.01 | +0.01 | buy |
| SANDERS MORRIS HARRIS LLC | 636,164 | 814,584 | +178,420 | 2.67 | 2.62 | -0.04 | buy |
| &PARTNERS | 0 | 136,000 | +136,000 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 660,600 | 774,600 | +114,000 | 0.04 | 0.04 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 103,043 | +103,043 | 0.00 | 0.01 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 0 | 101,638 | +101,638 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 19,225 | 120,317 | +101,092 | 0.00 | 0.00 | +0.00 | buy |
| Naviter Wealth, LLC | 0 | 83,531 | +83,531 | 0.00 | 0.22 | +0.22 | buy |
| TECTONIC ADVISORS LLC | 328,834 | 398,008 | +69,174 | 0.55 | 0.57 | +0.02 | buy |
| GOLDMAN SACHS GROUP INC | 12,813 | 74,359 | +61,546 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 12,615 | 70,310 | +57,695 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 71,786 | 126,700 | +54,914 | 0.01 | 0.01 | +0.01 | buy |
| FRANKLIN RESOURCES INC | 154,038 | 207,330 | +53,292 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 164,461 | 213,448 | +48,987 | 0.00 | 0.00 | +0.00 | buy |
| Aquatic Capital Management LLC | 10,000 | 58,864 | +48,864 | 0.01 | 0.03 | +0.03 | buy |
| UBS Group AG | 57,079 | 102,406 | +45,327 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 1,152,153 | 1,190,204 | +38,051 | 0.04 | 0.03 | -0.00 | buy |
| JPMORGAN CHASE & CO | 3,794 | 39,259 | +35,465 | 0.00 | 0.00 | +0.00 | buy |
| Campbell & CO Investment Adviser LLC | 0 | 35,100 | +35,100 | 0.00 | 0.06 | +0.06 | buy |
| BlackRock, Inc. | 199,049 | 233,520 | +34,471 | 0.00 | 0.00 | -0.00 | buy |
| SMH CAPITAL ADVISORS INC | 15,946 | 47,043 | +31,097 | 1.25 | 2.48 | +1.23 | buy |
| Zuckerman Investment Group, LLC | 641,459 | 672,468 | +31,009 | 1.67 | 1.44 | -0.23 | buy |
| MARSHALL WACE, LLP | 72,361 | 102,485 | +30,124 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 12,625 | 36,631 | +24,006 | 0.01 | 0.03 | +0.02 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 23,000 | +23,000 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 21,748 | +21,748 | 0.00 | 0.00 | +0.00 | buy |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 81,129 | 101,234 | +20,105 | 0.04 | 0.04 | -0.00 | buy |
| Catalyst Capital Advisors LLC | 0 | 20,000 | +20,000 | 0.00 | 0.01 | +0.01 | buy |
| Cetera Investment Advisers | 34,201 | 53,524 | +19,323 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 0 | 19,129 | +19,129 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 17,710 | +17,710 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 17,223 | +17,223 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 102,730 | 119,721 | +16,991 | 0.01 | 0.01 | -0.00 | buy |
| Sound Income Strategies, LLC | 562,079 | 578,541 | +16,462 | 0.91 | 0.78 | -0.13 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 16,407 | +16,407 | 0.00 | 0.00 | +0.00 | buy |
| PALISADE CAPITAL MANAGEMENT, LP | 0 | 15,647 | +15,647 | 0.00 | 0.01 | +0.01 | buy |
| OPPENHEIMER & CO INC | 0 | 14,955 | +14,955 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 13,559 | +13,559 | 0.00 | 0.02 | +0.02 | buy |
| Hodges Capital Management Inc. | 78,305 | 91,753 | +13,448 | 0.13 | 0.12 | -0.01 | buy |
| Catalina Capital Group, LLC | 0 | 13,240 | +13,240 | 0.00 | 0.10 | +0.10 | buy |
| Melia Wealth LLC | 388,750 | 401,581 | +12,831 | 5.09 | 4.57 | -0.51 | buy |
| Sunbelt Securities, Inc. | 24,413 | 37,215 | +12,802 | 0.06 | 0.07 | +0.01 | buy |
| HARBOR CAPITAL ADVISORS, INC. | 387,647 | 398,887 | +11,240 | 0.43 | 0.38 | -0.05 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 10,880 | +10,880 | 0.00 | 0.02 | +0.02 | buy |
| First Dallas Securities Inc. | 56,512 | 67,108 | +10,596 | 0.60 | 0.60 | -0.00 | buy |
| VIRTUS ADVISERS, LLC | 26,353 | 35,931 | +9,578 | 0.31 | 0.32 | +0.01 | buy |
| WOLVERINE TRADING, LLC | 0 | 9,265 | +9,265 | 0.00 | 0.00 | +0.00 | buy |
| Autumn Glory Partners, LLC | 13,000 | 20,000 | +7,000 | 0.13 | 0.21 | +0.09 | buy |
| AMERIPRISE FINANCIAL INC | 84,456 | 91,237 | +6,781 | 0.00 | 0.00 | -0.00 | buy |
| Corient Private Wealth LLC | 11,087 | 16,581 | +5,494 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 24,327 | 29,382 | +5,055 | 0.00 | 0.00 | -0.00 | buy |
| Muzinich & Co., Inc. | 106,072 | 110,422 | +4,350 | 2.12 | 1.70 | -0.42 | buy |
| B. Riley Wealth Advisors, Inc. | 46,685 | 50,626 | +3,941 | 0.03 | 0.04 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 23,066 | 26,415 | +3,349 | 0.00 | 0.00 | -0.00 | buy |
| BROWN BROTHERS HARRIMAN & CO | 0 | 2,683 | +2,683 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 0 | 2,676 | +2,676 | 0.00 | 0.00 | +0.00 | buy |
| LAFFER TENGLER INVESTMENTS, INC. | 0 | 2,544 | +2,544 | 0.00 | 0.49 | +0.49 | buy |
| Kestra Advisory Services, LLC | 42,385 | 44,691 | +2,306 | 0.01 | 0.01 | -0.00 | buy |
| Samalin Investment Counsel, LLC | 20,476 | 22,704 | +2,228 | 0.23 | 0.21 | -0.01 | buy |
| BENJAMIN EDWARDS INC | 80,201 | 82,375 | +2,174 | 0.03 | 0.03 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 31,300 | 33,307 | +2,007 | 0.00 | 0.00 | -0.00 | buy |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 98,463 | 100,242 | +1,779 | 0.03 | 0.03 | -0.00 | buy |
| NOMURA ASSET MANAGEMENT CO LTD | 646 | 2,217 | +1,571 | 0.00 | 0.00 | +0.00 | buy |
| Cornerstone Wealth Management, LLC | 37,609 | 39,166 | +1,557 | 0.07 | 0.06 | -0.01 | buy |
| BARCLAYS PLC | 76,083 | 77,436 | +1,353 | 0.00 | 0.00 | -0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 22,366 | 23,612 | +1,246 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 1,025 | 2,065 | +1,040 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 1,394 | 2,126 | +732 | 0.01 | 0.01 | -0.00 | buy |
| Capital Analysts, LLC | 1,881 | 2,550 | +669 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 8,879 | 9,464 | +585 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 2,095 | 2,587 | +492 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 1,463 | 1,890 | +427 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 325 | +325 | 0.00 | 0.00 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 6,527 | 6,701 | +174 | 0.01 | 0.01 | -0.00 | buy |
| FMR LLC | 0 | 150 | +150 | 0.00 | 0.00 | +0.00 | buy |
| Apollon Wealth Management, LLC | 20,554 | 20,681 | +127 | 0.01 | 0.01 | -0.00 | buy |
| TOTH FINANCIAL ADVISORY CORP | 600 | 670 | +70 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 27,974 | 28,022 | +48 | 0.00 | 0.00 | -0.00 | buy |
| Mainstream Capital Management LLC | 0 | 35 | +35 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 2,340 | 2,365 | +25 | 0.00 | 0.00 | -0.00 | buy |
| SOA Wealth Advisors, LLC. | 0 | 11 | +11 | 0.00 | 0.00 | +0.00 | buy |
| DHJJ Financial Advisors, Ltd. | 0 | 5 | +5 | 0.00 | 0.00 | +0.00 | buy |
| Archer Investment Corp | 52 | 54 | +2 | 0.00 | 0.00 | -0.00 | buy |
| PALISADE CAPITAL MANAGEMENT, LP | 0 | 0 | 0 | 0.00 | 0.10 | +0.10 | hold |
| ADVENT CAPITAL MANAGEMENT /DE/ | 0 | 0 | 0 | 0.00 | 0.21 | +0.21 | hold |
| Paloma Partners Management Co | 0 | 0 | 0 | 0.00 | 0.96 | +0.96 | hold |
| STEELHEAD PARTNERS LLC | 0 | 0 | 0 | 0.00 | 0.64 | +0.64 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LAZARD ASSET MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 11,251 | 11,251 | 0 | 0.00 | 0.00 | -0.00 | hold |