Stock TransactionsCAPITAL SOUTHWEST CORP

Total Bought
1,081,328
22 transactions
Total Sold
168,977
16 transactions
Net
+912,351
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Beacon Pointe Advisors, LLC31,000490,291+459,2910.010.120.00buy
TWO SIGMA INVESTMENTS, LP473,718673,778+200,0600.030.040.00buy
SANDERS MORRIS HARRIS LLC636,164814,584+178,4202.672.62-0.04buy
TECTONIC ADVISORS LLC328,834398,008+69,1740.550.57+0.02buy
Advisors Asset Management, Inc.182,606149,543+33,0630.090.060.00sell
SMH CAPITAL ADVISORS INC15,94647,043+31,0971.252.48+1.23buy
Zuckerman Investment Group, LLC641,459672,468+31,0091.671.44-0.23buy
FOUNDATIONS INVESTMENT ADVISORS, LLC81,129101,234+20,1050.040.04-0.00buy
Sound Income Strategies, LLC562,079578,541+16,4620.920.780.00buy
Hodges Capital Management Inc.78,30591,753+13,4480.130.12-0.01buy
Melia Wealth LLC388,750401,581+12,8315.094.57-0.51buy
HARBOR CAPITAL ADVISORS, INC.387,647398,887+11,2400.430.380.00buy
Global Retirement Partners, LLC36,52925,581+10,9480.030.020.00sell
First Dallas Securities Inc.56,51267,108+10,5960.600.60-0.00buy
VIRTUS ADVISERS, LLC26,35335,931+9,5780.310.32+0.01buy
Autumn Glory Partners, LLC13,00020,000+7,0000.130.21+0.09buy
Muzinich & Co., Inc.106,072110,422+4,3501.891.51-0.38buy
Samalin Investment Counsel, LLC20,47622,704+2,2280.230.21-0.01buy
CONFLUENCE INVESTMENT MANAGEMENT LLC98,463100,242+1,7790.030.03-0.00buy
Cornerstone Wealth Management, LLC37,60939,166+1,5570.070.06-0.01buy
Quarry LP1,3942,126+7320.010.010.00buy
HOLLENCREST CAPITAL MANAGEMENT6,5276,701+1740.010.010.00buy
Apollon Wealth Management, LLC20,55420,681+1270.010.010.00buy
EVERGREEN CAPITAL MANAGEMENT LLC9,8669,750+1160.010.010.00sell
TOTH FINANCIAL ADVISORY CORP600670+700.000.00-0.00buy
DEARBORN PARTNERS LLC19,68118,955-7260.020.02-0.00sell
CALDWELL SUTTER CAPITAL, INC.43,22842,428-8000.510.43-0.08sell
BARD ASSOCIATES INC18,18017,256-9240.160.13-0.03sell
Mraz, Amerine & Associates, Inc.45,24443,521-1,7230.210.17-0.04sell
Legacy Capital Wealth Partners, LLC65,16462,302-2,8620.330.34+0.01sell
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.675,583672,367-3,2160.940.80-0.14sell
FIRST MANHATTAN CO. LLC.306,850301,950-4,9000.020.02-0.00sell
Argent Trust Co84,35677,998-6,3580.090.07-0.02sell
Moerus Capital Management LLC82,09773,983-8,1140.760.59-0.17sell
COZAD ASSET MANAGEMENT INC60,87241,834-19,0380.150.09-0.06sell
DENALI ADVISORS LLC124,653104,496-20,1570.340.24-0.10sell
Total Clarity Wealth Management, Inc.81,95556,305-25,6500.670.40-0.27sell
Hennion & Walsh Asset Management, Inc.209,808179,426-30,3820.250.18-0.07sell
Page 1 of 1