| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| INCOME RESEARCH & MANAGEMENT | 0 | 9,000,000 | +9,000,000 | 0.00 | 4.12 | +4.12 | buy |
| SMH CAPITAL ADVISORS INC | 0 | 8,224,000 | +8,224,000 | 0.00 | 19.04 | +19.04 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 0 | 6,400,000 | +6,400,000 | 0.00 | 0.01 | +0.01 | buy |
| Catalyst Capital Advisors LLC | 0 | 1,387,000 | +1,387,000 | 0.00 | 0.03 | +0.03 | buy |
| VAN ECK ASSOCIATES CORP | 1,152,153 | 1,190,204 | +38,051 | 0.04 | 0.03 | -0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 1,001,199 | +1,001,199 | 0.00 | 0.05 | +0.05 | buy |
| THRIVENT FINANCIAL FOR LUTHERANS | 0 | 1,000,000 | +1,000,000 | 0.00 | 0.00 | +0.00 | buy |
| SANDERS MORRIS HARRIS LLC | 636,164 | 814,584 | +178,420 | 2.67 | 2.62 | -0.04 | buy |
| TWO SIGMA ADVISERS, LP | 660,600 | 774,600 | +114,000 | 0.04 | 0.04 | -0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 473,718 | 673,778 | +200,060 | 0.03 | 0.03 | +0.01 | buy |
| Zuckerman Investment Group, LLC | 641,459 | 672,468 | +31,009 | 1.67 | 1.44 | -0.23 | buy |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 675,583 | 672,367 | -3,216 | 0.95 | 0.80 | -0.15 | sell |
| Sound Income Strategies, LLC | 562,079 | 578,541 | +16,462 | 0.91 | 0.78 | -0.13 | buy |
| Beacon Pointe Advisors, LLC | 31,000 | 490,291 | +459,291 | 0.01 | 0.12 | +0.11 | buy |
| Melia Wealth LLC | 388,750 | 401,581 | +12,831 | 5.09 | 4.57 | -0.51 | buy |
| HARBOR CAPITAL ADVISORS, INC. | 387,647 | 398,887 | +11,240 | 0.43 | 0.38 | -0.05 | buy |
| TECTONIC ADVISORS LLC | 328,834 | 398,008 | +69,174 | 0.55 | 0.57 | +0.02 | buy |
| Legal & General Group Plc | 332,423 | 310,285 | -22,138 | 0.00 | 0.00 | -0.00 | sell |
| FIRST MANHATTAN CO. LLC. | 306,850 | 301,950 | -4,900 | 0.02 | 0.02 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 0 | 257,378 | +257,378 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 199,049 | 233,520 | +34,471 | 0.00 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 164,461 | 213,448 | +48,987 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 154,038 | 207,330 | +53,292 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 197,629 | +197,629 | 0.00 | 0.01 | +0.01 | buy |
| Hennion & Walsh Asset Management, Inc. | 209,808 | 179,426 | -30,382 | 0.25 | 0.18 | -0.07 | sell |
| GRACE & WHITE INC /NY | 176,597 | 176,597 | 0 | 0.81 | 0.72 | -0.09 | hold |
| LPL Financial LLC | 191,996 | 169,054 | -22,942 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 182,606 | 149,543 | -33,063 | 0.08 | 0.06 | -0.02 | sell |
| &PARTNERS | 0 | 136,000 | +136,000 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 71,786 | 126,700 | +54,914 | 0.01 | 0.01 | +0.01 | buy |
| CITADEL ADVISORS LLC | 19,225 | 120,317 | +101,092 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 102,730 | 119,721 | +16,991 | 0.01 | 0.01 | -0.00 | buy |
| Muzinich & Co., Inc. | 106,072 | 110,422 | +4,350 | 2.12 | 1.70 | -0.42 | buy |
| DENALI ADVISORS LLC | 124,653 | 104,496 | -20,157 | 0.34 | 0.24 | -0.10 | sell |
| Schonfeld Strategic Advisors LLC | 0 | 103,043 | +103,043 | 0.00 | 0.01 | +0.01 | buy |
| Sumitomo Mitsui Trust Group, Inc. | 102,879 | 102,879 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MARSHALL WACE, LLP | 72,361 | 102,485 | +30,124 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 57,079 | 102,406 | +45,327 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 101,638 | +101,638 | 0.00 | 0.00 | +0.00 | buy |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 81,129 | 101,234 | +20,105 | 0.04 | 0.04 | -0.00 | buy |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 98,463 | 100,242 | +1,779 | 0.03 | 0.03 | -0.00 | buy |
| Hodges Capital Management Inc. | 78,305 | 91,753 | +13,448 | 0.13 | 0.12 | -0.01 | buy |
| AMERIPRISE FINANCIAL INC | 84,456 | 91,237 | +6,781 | 0.00 | 0.00 | -0.00 | buy |
| Naviter Wealth, LLC | 0 | 83,531 | +83,531 | 0.00 | 0.22 | +0.22 | buy |
| BENJAMIN EDWARDS INC | 80,201 | 82,375 | +2,174 | 0.03 | 0.03 | -0.00 | buy |
| Argent Trust Co | 84,356 | 77,998 | -6,358 | 0.09 | 0.07 | -0.02 | sell |
| BARCLAYS PLC | 76,083 | 77,436 | +1,353 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 12,813 | 74,359 | +61,546 | 0.00 | 0.00 | +0.00 | buy |
| Moerus Capital Management LLC | 82,097 | 73,983 | -8,114 | 0.76 | 0.59 | -0.17 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 74,786 | 71,112 | -3,674 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 12,615 | 70,310 | +57,695 | 0.00 | 0.00 | +0.00 | buy |
| First Dallas Securities Inc. | 56,512 | 67,108 | +10,596 | 0.60 | 0.60 | -0.00 | buy |
| Legacy Capital Wealth Partners, LLC | 65,164 | 62,302 | -2,862 | 0.33 | 0.34 | +0.01 | sell |
| ROYAL BANK OF CANADA | 62,351 | 60,951 | -1,400 | 0.00 | 0.00 | -0.00 | sell |
| Aquatic Capital Management LLC | 10,000 | 58,864 | +48,864 | 0.01 | 0.03 | +0.03 | buy |
| Total Clarity Wealth Management, Inc. | 81,955 | 56,305 | -25,650 | 0.67 | 0.40 | -0.27 | sell |
| Cetera Investment Advisers | 34,201 | 53,524 | +19,323 | 0.00 | 0.00 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 46,685 | 50,626 | +3,941 | 0.03 | 0.04 | +0.00 | buy |
| SMH CAPITAL ADVISORS INC | 15,946 | 47,043 | +31,097 | 1.25 | 2.48 | +1.23 | buy |
| Kestra Advisory Services, LLC | 42,385 | 44,691 | +2,306 | 0.01 | 0.01 | -0.00 | buy |
| Mraz, Amerine & Associates, Inc. | 45,244 | 43,521 | -1,723 | 0.21 | 0.17 | -0.04 | sell |
| CALDWELL SUTTER CAPITAL, INC. | 43,228 | 42,428 | -800 | 0.51 | 0.43 | -0.08 | sell |
| COZAD ASSET MANAGEMENT INC | 60,872 | 41,834 | -19,038 | 0.15 | 0.09 | -0.06 | sell |
| JPMORGAN CHASE & CO | 3,794 | 39,259 | +35,465 | 0.00 | 0.00 | +0.00 | buy |
| Cornerstone Wealth Management, LLC | 37,609 | 39,166 | +1,557 | 0.07 | 0.06 | -0.01 | buy |
| Sunbelt Securities, Inc. | 24,413 | 37,215 | +12,802 | 0.06 | 0.07 | +0.01 | buy |
| Quantbot Technologies LP | 12,625 | 36,631 | +24,006 | 0.01 | 0.03 | +0.02 | buy |
| VIRTUS ADVISERS, LLC | 26,353 | 35,931 | +9,578 | 0.31 | 0.32 | +0.01 | buy |
| Campbell & CO Investment Adviser LLC | 0 | 35,100 | +35,100 | 0.00 | 0.06 | +0.06 | buy |
| CANADA LIFE ASSURANCE Co | 37,612 | 34,994 | -2,618 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 31,300 | 33,307 | +2,007 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 399,349 | 31,493 | -367,856 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 24,327 | 29,382 | +5,055 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 27,974 | 28,022 | +48 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 23,066 | 26,415 | +3,349 | 0.00 | 0.00 | -0.00 | buy |
| Global Retirement Partners, LLC | 36,529 | 25,581 | -10,948 | 0.03 | 0.02 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 22,366 | 23,612 | +1,246 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 23,000 | +23,000 | 0.00 | 0.00 | +0.00 | buy |
| Samalin Investment Counsel, LLC | 20,476 | 22,704 | +2,228 | 0.23 | 0.21 | -0.01 | buy |
| JANE STREET GROUP, LLC | 0 | 21,748 | +21,748 | 0.00 | 0.00 | +0.00 | buy |
| Apollon Wealth Management, LLC | 20,554 | 20,681 | +127 | 0.01 | 0.01 | -0.00 | buy |
| Catalyst Capital Advisors LLC | 0 | 20,000 | +20,000 | 0.00 | 0.01 | +0.01 | buy |
| Autumn Glory Partners, LLC | 13,000 | 20,000 | +7,000 | 0.13 | 0.21 | +0.09 | buy |
| NewEdge Advisors, LLC | 0 | 19,129 | +19,129 | 0.00 | 0.00 | +0.00 | buy |
| DEARBORN PARTNERS LLC | 19,681 | 18,955 | -726 | 0.02 | 0.02 | -0.00 | sell |
| 1900 WEALTH MANAGEMENT LLC | 18,272 | 18,272 | 0 | 0.04 | 0.03 | -0.01 | hold |
| LBMC INVESTMENT ADVISORS, LLC | 18,250 | 18,250 | 0 | 0.04 | 0.03 | -0.01 | hold |
| BANK OF AMERICA CORP /DE/ | 0 | 17,710 | +17,710 | 0.00 | 0.00 | +0.00 | buy |
| BARD ASSOCIATES INC | 18,180 | 17,256 | -924 | 0.16 | 0.13 | -0.03 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 17,223 | +17,223 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 11,087 | 16,581 | +5,494 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 16,407 | +16,407 | 0.00 | 0.00 | +0.00 | buy |
| AVANTAX ADVISORY SERVICES, INC. | 16,577 | 16,120 | -457 | 0.00 | 0.00 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 16,000 | 16,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PALISADE CAPITAL MANAGEMENT, LP | 0 | 15,647 | +15,647 | 0.00 | 0.01 | +0.01 | buy |
| OPPENHEIMER & CO INC | 0 | 14,955 | +14,955 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 15,487 | 14,914 | -573 | 0.00 | 0.00 | -0.00 | sell |
| Concurrent Investment Advisors, LLC | 15,832 | 13,842 | -1,990 | 0.01 | 0.01 | -0.00 | sell |
| US BANCORP \DE\ | 13,745 | 13,700 | -45 | 0.00 | 0.00 | -0.00 | sell |
| Y-Intercept (Hong Kong) Ltd | 0 | 13,559 | +13,559 | 0.00 | 0.02 | +0.02 | buy |