| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| INCOME RESEARCH & MANAGEMENT | 9,757,000 | 10,127,000 | +370,000 | 4.70 | 5.25 | +0.55 | buy |
| Muzinich & Co., Inc. | 273,265 | 425,322 | +152,057 | 2.31 | 2.96 | +0.65 | buy |
| Sound Income Strategies, LLC | 756,786 | 885,967 | +129,181 | 0.82 | 1.00 | 0.00 | buy |
| Catalyst Capital Advisors LLC | 20,000 | 49,000 | +29,000 | 0.01 | 0.02 | +0.01 | buy |
| Columbus Macro, LLC | 318,887 | 345,520 | +26,633 | 0.79 | 0.84 | +0.04 | buy |
| EPIQ PARTNERS, LLC | 295,429 | 310,965 | +15,536 | 3.05 | 3.21 | +0.16 | buy |
| Melia Wealth LLC | 490,451 | 502,988 | +12,537 | 4.69 | 5.15 | +0.46 | buy |
| Legacy Capital Wealth Partners, LLC | 58,639 | 66,218 | +7,579 | 0.28 | 0.31 | +0.04 | buy |
| Hodges Capital Management Inc. | 101,641 | 108,462 | +6,821 | 0.19 | 0.21 | +0.02 | buy |
| First Dallas Securities Inc. | 84,031 | 89,911 | +5,880 | 0.69 | 0.74 | +0.05 | buy |
| GSA CAPITAL PARTNERS LLP | 28,309 | 22,564 | +5,745 | 0.06 | 0.05 | 0.00 | sell |
| LAFFER TENGLER INVESTMENTS, INC. | 0 | 3,449 | +3,449 | 0.55 | 0.53 | -0.02 | buy |
| VPR Management LLC | 5,500 | 8,500 | +3,000 | 0.05 | 0.08 | +0.03 | buy |
| COZAD ASSET MANAGEMENT INC | 49,676 | 52,380 | +2,704 | 0.09 | 0.09 | +0.00 | buy |
| Samalin Investment Counsel, LLC | 26,186 | 28,343 | +2,157 | 0.20 | 0.22 | +0.03 | buy |
| SMH CAPITAL ADVISORS INC | 76,509 | 78,404 | +1,895 | 3.17 | 3.53 | +0.36 | buy |
| DEARBORN PARTNERS LLC | 19,135 | 19,999 | +864 | 0.02 | 0.02 | +0.00 | buy |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 130,384 | 129,848 | +536 | 0.04 | 0.04 | 0.00 | sell |
| Apollon Wealth Management, LLC | 24,551 | 24,668 | +117 | 0.01 | 0.01 | 0.00 | buy |
| Triumph Capital Management | 1,300 | 1,400 | +100 | 0.01 | 0.01 | 0.00 | buy |
| 1620 INVESTMENT ADVISORS, INC. | 650 | 500 | -150 | 0.01 | 0.01 | -0.00 | sell |
| CHILTON CAPITAL MANAGEMENT LLC | 3,500 | 2,700 | -800 | 0.00 | 0.00 | -0.00 | sell |
| Washington Trust Advisors, Inc. | 4,300 | 2,500 | -1,800 | 0.01 | 0.00 | -0.00 | sell |
| Union Bancaire Privee, UBP SA | 9,349 | 7,265 | -2,084 | 0.44 | 0.29 | -0.15 | sell |
| Cornerstone Wealth Management, LLC | 43,083 | 40,835 | -2,248 | 0.05 | 0.05 | -0.00 | sell |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 86,665 | 83,810 | -2,855 | 0.03 | 0.03 | +0.00 | sell |
| CALDWELL SUTTER CAPITAL, INC. | 41,052 | 38,084 | -2,968 | 0.38 | 0.36 | -0.03 | sell |
| GRACE & WHITE INC /NY | 167,897 | 164,697 | -3,200 | 0.65 | 0.65 | +0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 61,167 | 57,913 | -3,254 | 0.05 | 0.04 | -0.00 | sell |
| GRIMES & COMPANY, INC. | 12,633 | 9,261 | -3,372 | 0.01 | 0.00 | -0.00 | sell |
| Naviter Wealth, LLC | 102,757 | 99,245 | -3,512 | 0.26 | 0.29 | +0.03 | sell |
| Virtus Investment Advisers, LLC | 40,161 | 32,682 | -7,479 | 0.25 | 0.20 | -0.05 | sell |
| Mraz, Amerine & Associates, Inc. | 39,724 | 28,910 | -10,814 | 0.14 | 0.10 | -0.04 | sell |
| DENALI ADVISORS LLC | 87,806 | 76,284 | -11,522 | 0.22 | 0.19 | -0.03 | sell |
| Moerus Capital Management LLC | 73,983 | 61,698 | -12,285 | 0.66 | 0.59 | -0.07 | sell |
| FIRST MANHATTAN CO. LLC. | 218,905 | 206,002 | -12,903 | 0.01 | 0.01 | -0.00 | sell |
| SMH CAPITAL ADVISORS INC | 12,286,000 | 12,196,000 | -90,000 | 24.25 | 24.51 | +0.27 | sell |
| Zuckerman Investment Group, LLC | 415,436 | 44,930 | -370,506 | 100.00 | 0.09 | -99.91 | sell |
| Fort Baker Capital Management LP | 2,630,000 | 0 | -2,630,000 | 0.42 | 0.29 | -0.13 | sell |