Stock Transactions — CAPITAL SOUTHWEST CORP

Total Bought
15,607,849
72 transactions
Total Sold
6,340,344
85 transactions
Net
+9,267,505
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
VICTORY CAPITAL MANAGEMENT INC013,235,000+13,235,0000.010.01-0.00buy
INCOME RESEARCH & MANAGEMENT9,757,00010,127,000+370,0004.705.25+0.55buy
Connor, Clark & Lunn Investment Management Ltd.0188,921+188,9210.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP892,3531,049,382+157,0290.030.03+0.00buy
Muzinich & Co., Inc.273,265425,322+152,0572.322.96+0.65buy
Sound Income Strategies, LLC756,786885,967+129,1810.820.99+0.17buy
GraniteShares Advisors LLC0122,472+122,4720.001.65+1.65buy
Wealthstar Advisors, LLC0108,000+108,0000.000.06+0.06buy
BARCLAYS PLC097,739+97,7390.000.00+0.00buy
FJ Capital Management LLC092,685+92,6850.000.23+0.23buy
TWO SIGMA ADVISERS, LP994,8061,062,917+68,1110.040.05+0.00buy
MILLENNIUM MANAGEMENT LLC130,052197,168+67,1160.000.00+0.00buy
Atom Investors LP065,809+65,8090.000.12+0.12buy
Sumitomo Mitsui Trust Group, Inc.220,072284,778+64,7060.000.00+0.00buy
JANE STREET GROUP, LLC17,03977,937+60,8980.000.00+0.00buy
Legal & General Group Plc331,901389,580+57,6790.000.00+0.00buy
Verition Fund Management LLC32,96288,378+55,4160.000.01+0.01buy
PLANNING DIRECTIONS INC050,000+50,0000.000.03+0.03buy
Symphony Financial, Ltd. Co.039,441+39,4410.000.12+0.12buy
UBS Group AG778,161817,148+38,9870.000.00+0.00buy
&PARTNERS200,000229,000+29,0000.000.00-0.00buy
Catalyst Capital Advisors LLC20,00049,000+29,0000.010.02+0.01buy
Columbus Macro, LLC318,887345,520+26,6330.790.84+0.04buy
BANK OF AMERICA CORP /DE/25,06250,458+25,3960.000.00+0.00buy
Belpointe Asset Management LLC023,582+23,5820.000.02+0.02buy
ENVESTNET ASSET MANAGEMENT INC364,902386,138+21,2360.000.00+0.00buy
AMERIPRISE FINANCIAL INC020,106+20,1060.000.00+0.00buy
LPL Financial LLC194,735214,780+20,0450.000.00+0.00buy
EPIQ PARTNERS, LLC295,429310,965+15,5363.053.21+0.16buy
ENVESTNET ASSET MANAGEMENT INC34,00049,000+15,0000.000.00+0.00buy
LaSalle St. Investment Advisors, LLC015,000+15,0000.000.00+0.00buy
Cetera Investment Advisers409,967424,631+14,6640.010.01-0.00buy
Melia Wealth LLC490,451502,988+12,5374.695.15+0.46buy
Accel Wealth Management012,495+12,4950.000.08+0.08buy
SIMPLEX TRADING, LLC15,57727,754+12,1770.010.02+0.01buy
STATE STREET CORP50,59862,507+11,9090.000.00+0.00buy
Catalina Capital Group, LLC011,897+11,8970.000.16+0.16buy
Brevan Howard Capital Management LP13,09221,314+8,2220.000.01+0.00buy
Legacy Capital Wealth Partners, LLC58,63966,218+7,5790.280.31+0.04buy
Hodges Capital Management Inc.101,641108,462+6,8210.190.21+0.02buy
First Dallas Securities Inc.84,03189,911+5,8800.690.74+0.05buy
MORGAN STANLEY233,743238,264+4,5210.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.33,76238,079+4,3170.000.00+0.00buy
BNP Paribas Asset Management Holding S.A.03,677+3,6770.000.00+0.00buy
LAFFER TENGLER INVESTMENTS, INC.03,449+3,4490.550.53-0.02buy
WEDBUSH SECURITIES INC13,04316,378+3,3350.010.01+0.00buy
VPR Management LLC5,5008,500+3,0000.050.08+0.03buy
CANADA LIFE ASSURANCE Co68,94471,781+2,8370.000.00+0.00buy
COZAD ASSET MANAGEMENT INC49,67652,380+2,7040.090.09+0.00buy
Aquatic Capital Management LLC33,74135,950+2,2090.010.02+0.01buy
Samalin Investment Counsel, LLC26,18628,343+2,1570.200.22+0.03buy
GUGGENHEIM CAPITAL LLC25,54727,461+1,9140.000.00+0.00buy
SMH CAPITAL ADVISORS INC76,50978,404+1,8953.173.53+0.36buy
SageView Advisory Group, LLC01,551+1,5510.000.00+0.00buy
DEARBORN PARTNERS LLC19,13519,999+8640.020.02+0.00buy
JONES FINANCIAL COMPANIES LLLP0804+8040.000.00+0.00buy
Avion Wealth0500+5000.000.00+0.00buy
Quarry LP0280+2800.000.00+0.00buy
BENJAMIN EDWARDS INC89,43089,709+2790.020.02-0.00buy
Allworth Financial LP4,6264,845+2190.000.00-0.00buy
HOLLENCREST CAPITAL MANAGEMENT7,2377,436+1990.010.01-0.00buy
SIGNATUREFD, LLC2,4832,663+1800.000.00+0.00buy
Russell Investments Group, Ltd.320474+1540.000.00+0.00buy
Archer Investment Corp0138+1380.000.00+0.00buy
Apollon Wealth Management, LLC24,55124,668+1170.010.01-0.00buy
CWM, LLC11,65211,767+1150.000.00-0.00buy
FLAGSHIP HARBOR ADVISORS, LLC0109+1090.000.00+0.00buy
Triumph Capital Management1,3001,400+1000.000.01+0.00buy
CX Institutional0100+1000.000.00+0.00buy
Capital Analysts, LLC2,7542,830+760.000.00+0.00buy
Weiss Asset Management LP044+440.000.00+0.00buy
Farther Finance Advisors, LLC5,2755,318+430.000.00-0.00buy
PALISADE CAPITAL MANAGEMENT, LP0000.110.07-0.04hold
SCHRODER INVESTMENT MANAGEMENT GROUP0000.000.01+0.00hold
ADVENT CAPITAL MANAGEMENT /DE/0000.340.17-0.17hold
BNP PARIBAS FINANCIAL MARKETS0000.000.00+0.00hold
AQR Arbitrage LLC0000.000.10+0.10hold
TWO SIGMA INVESTMENTS, LP0000.020.01-0.00hold
GEODE CAPITAL MANAGEMENT, LLC11,25111,25100.000.00-0.00hold
Radcliffe Capital Management, L.P.0000.000.37+0.37hold
PRINCIPAL SECURITIES, INC.0000.000.00+0.00hold
MILLENNIUM MANAGEMENT LLC0000.010.02+0.01hold
WOLVERINE ASSET MANAGEMENT LLC0000.220.21-0.01hold
Context Capital Management, LLC0000.600.35-0.26hold
North Star Investment Management Corp.1,0251,02500.000.00-0.00hold
ASSETMARK, INC3300.000.00-0.00hold
Weiss Asset Management LP0000.090.02-0.07hold
Amtrust Financial Services, Inc.0000.550.53-0.03hold
State of Alaska, Department of Revenue2,2372,23700.000.00+0.00hold
AEGON USA Investment Management, LLC0000.120.13+0.00hold
TCTC Holdings, LLC2,1362,13600.000.00+0.00hold
Saba Capital Management, L.P.0000.330.33+0.01hold
Wellesley Asset Management0001.820.46-1.36hold
LBMC INVESTMENT ADVISORS, LLC18,25018,25000.030.02-0.00hold
Catalyst Capital Advisors LLC887,000887,00000.020.02+0.00hold
Cetera Investment Advisers16,00016,00000.000.00-0.00hold
Parallel Advisors, LLC4,1854,18500.000.00+0.00hold
OneDigital Investment Advisors LLC0000.000.00+0.00hold
Larson Financial Group LLC1,0001,00000.000.00-0.00hold
Prime Capital Investment Advisors, LLC0000.000.00+0.00hold
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