| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rubric Capital Management LP | 0 | 1,776,321 | +1,776,321 | 0.00 | 0.22 | +0.22 | buy |
| J. Goldman & Co LP | 550,520 | 1,158,761 | +608,241 | 0.12 | 0.28 | +0.16 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 5,034,578 | 5,634,578 | +600,000 | 0.05 | 0.07 | +0.02 | buy |
| Invesco Ltd. | 20,270 | 350,401 | +330,131 | 0.00 | 0.00 | +0.00 | buy |
| 683 Capital Management, LLC | 2,415,000 | 2,575,000 | +160,000 | 1.45 | 1.77 | +0.32 | buy |
| BlackRock, Inc. | 2,971,524 | 3,128,405 | +156,881 | 0.00 | 0.00 | +0.00 | buy |
| Affinity Asset Advisors, LLC | 0 | 150,000 | +150,000 | 0.00 | 0.16 | +0.16 | buy |
| MORGAN STANLEY | 213,635 | 339,598 | +125,963 | 0.00 | 0.00 | +0.00 | buy |
| Erste Asset Management GmbH | 669,702 | 789,702 | +120,000 | 0.05 | 0.07 | +0.02 | buy |
| Informed Momentum Co LLC | 0 | 83,049 | +83,049 | 0.00 | 0.10 | +0.10 | buy |
| AQR CAPITAL MANAGEMENT LLC | 0 | 82,118 | +82,118 | 0.00 | 0.00 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 118,830 | 189,598 | +70,768 | 0.03 | 0.06 | +0.03 | buy |
| Long Focus Capital Management, LLC | 189,745 | 249,745 | +60,000 | 0.09 | 0.12 | +0.03 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 151,126 | 206,980 | +55,854 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 75,318 | 122,220 | +46,902 | 0.00 | 0.00 | +0.00 | buy |
| Acuitas Investments, LLC | 0 | 42,115 | +42,115 | 0.00 | 0.24 | +0.24 | buy |
| STATE STREET CORP | 602,290 | 644,086 | +41,796 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 0 | 38,232 | +38,232 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 91,521 | 125,657 | +34,136 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 33,962 | +33,962 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 0 | 32,546 | +32,546 | 0.00 | 0.00 | +0.00 | buy |
| Worth Venture Partners, LLC | 0 | 31,986 | +31,986 | 0.00 | 0.41 | +0.41 | buy |
| Knott David M Jr | 95,080 | 125,010 | +29,930 | 0.21 | 0.40 | +0.19 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 570,646 | 597,903 | +27,257 | 0.00 | 0.00 | +0.00 | buy |
| Polymer Capital Management (US) LLC | 14,467 | 32,987 | +18,520 | 0.03 | 0.07 | +0.04 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 15,237 | +15,237 | 0.00 | 0.01 | +0.01 | buy |
| Quadrature Capital Ltd | 0 | 14,334 | +14,334 | 0.00 | 0.00 | +0.00 | buy |
| IEQ CAPITAL, LLC | 0 | 12,267 | +12,267 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 12,487 | 24,436 | +11,949 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKETS CORP | 0 | 10,461 | +10,461 | 0.00 | 0.00 | +0.00 | buy |
| Family Management Corp | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| DEUTSCHE BANK AG\ | 42,198 | 51,220 | +9,022 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 472 | 8,674 | +8,202 | 0.00 | 0.00 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 33,354 | 39,527 | +6,173 | 0.00 | 0.00 | +0.00 | buy |
| Trexquant Investment LP | 39,348 | 44,318 | +4,970 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 0 | 4,517 | +4,517 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 112,021 | 116,027 | +4,006 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 106,582 | 110,567 | +3,985 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 54,891 | 58,227 | +3,336 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 17,976 | 20,941 | +2,965 | 0.00 | 0.00 | +0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 96 | 2,109 | +2,013 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 2,248 | 4,031 | +1,783 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 26,275 | 27,445 | +1,170 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 2,325 | 3,462 | +1,137 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 23,589 | 24,424 | +835 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 16,277 | 16,869 | +592 | 0.00 | 0.00 | +0.00 | buy |
| AMALGAMATED BANK | 1,037 | 1,607 | +570 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 120 | 656 | +536 | 0.00 | 0.00 | +0.00 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 33,469 | 33,902 | +433 | 0.00 | 0.01 | +0.00 | buy |
| Legal & General Group Plc | 4,339 | 4,763 | +424 | 0.00 | 0.00 | +0.00 | buy |
| GF FUND MANAGEMENT CO. LTD. | 1,641 | 2,001 | +360 | 0.00 | 0.00 | +0.00 | buy |
| Covestor Ltd | 0 | 288 | +288 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 198 | 435 | +237 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 0 | 203 | +203 | 0.00 | 0.00 | +0.00 | buy |
| Daiwa Securities Group Inc. | 130 | 330 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 1,941 | 2,045 | +104 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 224 | 316 | +92 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 95 | 170 | +75 | 0.00 | 0.00 | +0.00 | buy |
| Founders Capital Management | 0 | 50 | +50 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 0 | 43 | +43 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 0 | 18 | +18 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 2,604 | 2,615 | +11 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 4,871 | 4,871 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WASHINGTON TRUST Co | 479 | 479 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,446 | 3,446 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 50,390 | 50,390 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sanofi | 12,197,737 | 12,197,737 | 0 | 42.60 | 49.84 | +7.23 | hold |
| PERCEPTIVE ADVISORS LLC | 12,581,103 | 12,581,103 | 0 | 2.13 | 3.02 | +0.89 | hold |
| LETKO, BROSSEAU & ASSOCIATES INC | 45,300 | 45,300 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CIBC Private Wealth Group LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Knoll Capital Management, LLC | 1,250,000 | 1,250,000 | 0 | 4.90 | 5.51 | +0.61 | hold |
| Arax Advisory Partners | 113 | 113 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IFP Advisors, Inc | 12 | 12 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Versant Capital Management, Inc | 425 | 425 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JOHNSON & JOHNSON | 6,641,064 | 6,641,064 | 0 | 10.47 | 13.17 | +2.70 | hold |
| Police & Firemen's Retirement System of New Jersey | 11,661 | 11,661 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 38 | 38 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 7,263 | 7,263 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 42,500 | 42,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BLAIR WILLIAM & CO/IL | 132,533 | 132,533 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 12,237 | 12,237 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Corebridge Financial, Inc. | 23,147 | 23,095 | -52 | 0.00 | 0.00 | +0.00 | sell |
| MetLife Investment Management, LLC | 30,964 | 30,837 | -127 | 0.00 | 0.00 | +0.00 | sell |
| Sterling Capital Management LLC | 460 | 295 | -165 | 0.00 | 0.00 | -0.00 | sell |
| Fort Sheridan Advisors LLC | 69,955 | 69,716 | -239 | 0.06 | 0.07 | +0.01 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 12,874 | 12,609 | -265 | 0.00 | 0.00 | +0.00 | sell |
| China Universal Asset Management Co., Ltd. | 16,571 | 15,676 | -895 | 0.01 | 0.01 | +0.00 | sell |
| NORTHERN TRUST CORP | 315,665 | 313,407 | -2,258 | 0.00 | 0.00 | +0.00 | sell |
| ROYCE & ASSOCIATES LP | 610,275 | 607,839 | -2,436 | 0.03 | 0.04 | +0.01 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 5,997 | 3,344 | -2,653 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 16,814 | 13,730 | -3,084 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 4,975 | 1,792 | -3,183 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 40,382 | 36,594 | -3,788 | 0.00 | 0.00 | -0.00 | sell |
| SkyView Investment Advisors, LLC | 30,000 | 24,000 | -6,000 | 0.03 | 0.02 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 398,813 | 392,398 | -6,415 | 0.00 | 0.00 | +0.00 | sell |
| SG Americas Securities, LLC | 22,240 | 14,895 | -7,345 | 0.00 | 0.00 | -0.00 | sell |
| CreativeOne Wealth, LLC | 43,999 | 36,600 | -7,399 | 0.01 | 0.01 | -0.00 | sell |
| HSBC HOLDINGS PLC | 26,715 | 18,410 | -8,305 | 0.00 | 0.00 | -0.00 | sell |
| VANGUARD GROUP INC | 458,916 | 449,549 | -9,367 | 0.00 | 0.00 | +0.00 | sell |
| PUREfi Wealth, LLC | 20,000 | 10,000 | -10,000 | 0.12 | 0.07 | -0.05 | sell |