| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 390,844 | 2,123,259 | +1,732,415 | 0.41 | 2.42 | +2.01 | buy |
| Rubric Capital Management LP | 6,175,331 | 7,000,000 | +824,669 | 0.59 | 0.74 | +0.16 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 70,738 | 858,379 | +787,641 | 0.01 | 0.16 | +0.15 | buy |
| Logos Global Management LP | 0 | 700,000 | +700,000 | 0.00 | 0.31 | +0.31 | buy |
| MILLENNIUM MANAGEMENT LLC | 3,176,390 | 3,465,699 | +289,309 | 0.02 | 0.02 | +0.00 | buy |
| SEI INVESTMENTS CO | 0 | 99,627 | +99,627 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 3,069,844 | 3,168,148 | +98,304 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 222,015 | 303,198 | +81,183 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 70,953 | +70,953 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 308,509 | 354,755 | +46,246 | 0.08 | 0.10 | +0.02 | buy |
| D. E. Shaw & Co., Inc. | 381,763 | 425,281 | +43,518 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 208,454 | 244,944 | +36,490 | 0.00 | 0.00 | +0.00 | buy |
| EntryPoint Capital, LLC | 0 | 31,932 | +31,932 | 0.00 | 0.08 | +0.08 | buy |
| Trexquant Investment LP | 67,537 | 97,620 | +30,083 | 0.00 | 0.01 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 24,444 | +24,444 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 729,445 | 753,378 | +23,933 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 37,000 | 56,253 | +19,253 | 0.00 | 0.01 | +0.00 | buy |
| Squarepoint Ops LLC | 0 | 18,584 | +18,584 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 23,792 | 39,787 | +15,995 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 258,210 | 271,879 | +13,669 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 12,526 | +12,526 | 0.00 | 0.01 | +0.01 | buy |
| Privium Fund Management B.V. | 200,000 | 212,112 | +12,112 | 0.29 | 0.38 | +0.09 | buy |
| BANK OF NOVA SCOTIA | 0 | 12,106 | +12,106 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 573,783 | 584,899 | +11,116 | 0.00 | 0.00 | +0.00 | buy |
| ALGERT GLOBAL LLC | 0 | 10,270 | +10,270 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 0 | 10,190 | +10,190 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 22,776 | 31,430 | +8,654 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 98,242 | 105,944 | +7,702 | 0.00 | 0.00 | +0.00 | buy |
| Beacon Pointe Advisors, LLC | 20,763 | 26,763 | +6,000 | 0.00 | 0.00 | +0.00 | buy |
| Voleon Capital Management LP | 16,587 | 22,359 | +5,772 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 38,030 | 43,356 | +5,326 | 0.01 | 0.01 | -0.00 | buy |
| Invesco Ltd. | 90,881 | 94,435 | +3,554 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 108,014 | 110,993 | +2,979 | 0.00 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 20,033 | 22,701 | +2,668 | 0.00 | 0.00 | +0.00 | buy |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 66,400 | 68,200 | +1,800 | 0.01 | 0.01 | +0.00 | buy |
| Russell Investments Group, Ltd. | 95,719 | 97,168 | +1,449 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 131,142 | 132,454 | +1,312 | 0.00 | 0.00 | +0.00 | buy |
| Fort Sheridan Advisors LLC | 65,569 | 66,860 | +1,291 | 0.07 | 0.07 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 13,116 | 14,284 | +1,168 | 0.01 | 0.01 | +0.00 | buy |
| Aquatic Capital Management LLC | 0 | 946 | +946 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 130 | 1,030 | +900 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 607 | 1,464 | +857 | 0.00 | 0.00 | +0.00 | buy |
| Virtus Investment Advisers, LLC | 29,824 | 30,570 | +746 | 0.06 | 0.07 | +0.01 | buy |
| Tower Research Capital LLC (TRC) | 1,514 | 2,164 | +650 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 6,130 | 6,650 | +520 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 21,006 | 21,516 | +510 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 23,946 | 24,338 | +392 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 3,911 | 4,198 | +287 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 0 | 280 | +280 | 0.00 | 0.00 | +0.00 | buy |
| Optiver Holding B.V. | 150 | 414 | +264 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 211 | 428 | +217 | 0.00 | 0.00 | +0.00 | buy |
| GF FUND MANAGEMENT CO. LTD. | 1,580 | 1,795 | +215 | 0.00 | 0.00 | +0.00 | buy |
| Perigon Wealth Management, LLC | 15,000 | 15,140 | +140 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 43 | +43 | 0.00 | 0.00 | +0.00 | buy |
| Root Financial Partners, LLC | 0 | 33 | +33 | 0.00 | 0.00 | +0.00 | buy |
| BLAIR WILLIAM & CO/IL | 125,400 | 125,422 | +22 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 15 | 35 | +20 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 17 | +17 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 15,446 | 15,459 | +13 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 375 | 386 | +11 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 3 | 10 | +7 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 0 | 3 | +3 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 25 | 26 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 3,481 | 3,481 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 54,590 | 54,590 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sanofi | 12,197,737 | 12,197,737 | 0 | 31.24 | 31.44 | +0.20 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 4,000,000 | 4,000,000 | 0 | 0.05 | 0.05 | +0.01 | hold |
| PERCEPTIVE ADVISORS LLC | 10,326,103 | 10,326,103 | 0 | 1.50 | 1.76 | +0.26 | hold |
| PLATINUM INVESTMENT MANAGEMENT LTD | 93,922 | 93,922 | 0 | 0.17 | 0.21 | +0.03 | hold |
| LETKO, BROSSEAU & ASSOCIATES INC | 32,000 | 32,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Knoll Capital Management, LLC | 1,250,000 | 1,250,000 | 0 | 4.56 | 6.01 | +1.45 | hold |
| BROWN ADVISORY INC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| State of Alaska, Department of Revenue | 4,030 | 4,030 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parkside Financial Bank & Trust | 75 | 75 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Long Focus Capital Management, LLC | 524,745 | 524,745 | 0 | 0.21 | 0.20 | -0.01 | hold |
| IFP Advisors, Inc | 16 | 16 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Versant Capital Management, Inc | 2,272 | 2,272 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CreativeOne Wealth, LLC | 26,424 | 26,424 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Woodline Partners LP | 300,323 | 300,323 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SkyView Investment Advisors, LLC | 24,000 | 24,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| JOHNSON & JOHNSON | 6,641,064 | 6,641,064 | 0 | 9.51 | 8.82 | -0.70 | hold |
| Police & Firemen's Retirement System of New Jersey | 11,661 | 11,661 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 7,263 | 7,263 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STRS OHIO | 2,800 | 2,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Atlantic Union Bankshares Corp | 800 | 800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DAVENPORT & Co LLC | 69,200 | 69,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 12,237 | 12,237 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 185 | 180 | -5 | 0.00 | 0.00 | +0.00 | sell |
| SBI Securities Co., Ltd. | 108 | 102 | -6 | 0.00 | 0.00 | +0.00 | sell |
| CWM, LLC | 7,783 | 7,768 | -15 | 0.00 | 0.00 | +0.00 | sell |
| Engineers Gate Manager LP | 26,839 | 26,800 | -39 | 0.00 | 0.00 | +0.00 | sell |
| EverSource Wealth Advisors, LLC | 72 | 33 | -39 | 0.00 | 0.00 | -0.00 | sell |
| FINANCIAL CONSULATE, INC | 70 | 0 | -70 | 0.00 | 0.00 | -0.00 | sell |
| Daiwa Securities Group Inc. | 330 | 0 | -330 | 0.00 | 0.00 | -0.00 | sell |
| Sterling Capital Management LLC | 940 | 604 | -336 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 2,785 | 2,447 | -338 | 0.00 | 0.00 | +0.00 | sell |
| RHUMBLINE ADVISERS | 56,207 | 55,761 | -446 | 0.00 | 0.00 | +0.00 | sell |
| Legal & General Group Plc | 4,276 | 3,811 | -465 | 0.00 | 0.00 | +0.00 | sell |
| Mitsubishi UFJ Asset Management Co., Ltd. | 22,578 | 22,033 | -545 | 0.00 | 0.00 | +0.00 | sell |