| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rubric Capital Management LP | 1,776,321 | 3,726,451 | +1,950,130 | 0.22 | 0.39 | +0.17 | buy |
| Prosight Management, LP | 3,691,546 | 4,587,423 | +895,877 | 8.22 | 7.29 | -0.93 | buy |
| J. Goldman & Co LP | 1,158,761 | 2,044,574 | +885,813 | 0.28 | 0.42 | +0.14 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 785,181 | +785,181 | 0.00 | 0.00 | +0.00 | buy |
| 22NW, LP | 0 | 586,519 | +586,519 | 0.00 | 2.41 | +2.41 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 5,634,578 | 6,034,578 | +400,000 | 0.07 | 0.07 | -0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 303,875 | +303,875 | 0.00 | 0.00 | +0.00 | buy |
| Long Focus Capital Management, LLC | 249,745 | 524,745 | +275,000 | 0.12 | 0.22 | +0.11 | buy |
| BANK OF AMERICA CORP /DE/ | 44,911 | 266,666 | +221,755 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 47,491 | 201,610 | +154,119 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 140,903 | +140,903 | 0.00 | 0.00 | +0.00 | buy |
| 683 Capital Management, LLC | 2,575,000 | 2,690,000 | +115,000 | 1.77 | 1.78 | +0.01 | buy |
| MORGAN STANLEY | 339,598 | 454,354 | +114,756 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 102,575 | +102,575 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 81,231 | +81,231 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 0 | 64,127 | +64,127 | 0.00 | 0.02 | +0.02 | buy |
| Sender Co & Partners, Inc. | 0 | 60,640 | +60,640 | 0.00 | 0.11 | +0.11 | buy |
| BROWN ADVISORY INC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Quantinno Capital Management LP | 0 | 48,893 | +48,893 | 0.00 | 0.00 | +0.00 | buy |
| Privium Fund Management B.V. | 117,000 | 163,000 | +46,000 | 0.21 | 0.23 | +0.02 | buy |
| PERCEPTIVE ADVISORS LLC | 12,581,103 | 12,626,103 | +45,000 | 3.02 | 3.09 | +0.06 | buy |
| STATE STREET CORP | 644,086 | 682,202 | +38,116 | 0.00 | 0.00 | -0.00 | buy |
| Squarepoint Ops LLC | 0 | 25,280 | +25,280 | 0.00 | 0.00 | +0.00 | buy |
| LEVIN CAPITAL STRATEGIES, L.P. | 0 | 25,000 | +25,000 | 0.00 | 0.02 | +0.02 | buy |
| AQR CAPITAL MANAGEMENT LLC | 82,118 | 106,626 | +24,508 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 83,765 | 108,110 | +24,345 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 206,980 | 222,421 | +15,441 | 0.00 | 0.00 | -0.00 | buy |
| Hobbs Group Advisors, LLC | 0 | 14,213 | +14,213 | 0.00 | 0.03 | +0.03 | buy |
| UBS Group AG | 62,791 | 72,899 | +10,108 | 0.00 | 0.00 | +0.00 | buy |
| PUREfi Wealth, LLC | 10,000 | 20,000 | +10,000 | 0.07 | 0.10 | +0.04 | buy |
| FNY Investment Advisers, LLC | 0 | 9,360 | +9,360 | 0.00 | 0.03 | +0.03 | buy |
| IEQ CAPITAL, LLC | 12,267 | 21,418 | +9,151 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,792 | 8,797 | +7,005 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 58,227 | 63,715 | +5,488 | 0.00 | 0.00 | -0.00 | buy |
| GROUP ONE TRADING LLC | 4,517 | 9,259 | +4,742 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 50,390 | 54,590 | +4,200 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 3,462 | 5,463 | +2,001 | 0.00 | 0.00 | +0.00 | buy |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 42,500 | 44,500 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 20,941 | 22,776 | +1,835 | 0.00 | 0.00 | -0.00 | buy |
| Versant Capital Management, Inc | 425 | 2,254 | +1,829 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 3,344 | 4,810 | +1,466 | 0.00 | 0.00 | +0.00 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 33,902 | 35,189 | +1,287 | 0.01 | 0.01 | -0.00 | buy |
| Atlantic Union Bankshares Corp | 0 | 800 | +800 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 2,615 | 3,104 | +489 | 0.00 | 0.00 | -0.00 | buy |
| China Universal Asset Management Co., Ltd. | 15,676 | 16,141 | +465 | 0.01 | 0.01 | +0.00 | buy |
| Sterling Capital Management LLC | 295 | 490 | +195 | 0.00 | 0.00 | +0.00 | buy |
| Parkside Financial Bank & Trust | 0 | 75 | +75 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 170 | 220 | +50 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 18 | 25 | +7 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 12 | 16 | +4 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 4,871 | 4,871 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VOYA INVESTMENT MANAGEMENT LLC | 12,609 | 12,609 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sanofi | 12,197,737 | 12,197,737 | 0 | 49.84 | 45.25 | -4.58 | hold |
| PLATINUM INVESTMENT MANAGEMENT LTD | 208,308 | 208,308 | 0 | 0.08 | 0.09 | +0.01 | hold |
| LETKO, BROSSEAU & ASSOCIATES INC | 45,300 | 45,300 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Knoll Capital Management, LLC | 1,250,000 | 1,250,000 | 0 | 5.51 | 5.79 | +0.28 | hold |
| Daiwa Securities Group Inc. | 330 | 330 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MetLife Investment Management, LLC | 30,837 | 30,837 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Family Management Corp | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Founders Capital Management | 50 | 50 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SkyView Investment Advisors, LLC | 24,000 | 24,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| JOHNSON & JOHNSON | 6,641,064 | 6,641,064 | 0 | 13.17 | 13.14 | -0.03 | hold |
| Erste Asset Management GmbH | 789,702 | 789,702 | 0 | 0.07 | 0.04 | -0.03 | hold |
| Police & Firemen's Retirement System of New Jersey | 11,661 | 11,661 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GF FUND MANAGEMENT CO. LTD. | 2,001 | 2,001 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 38 | 38 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 7,263 | 7,263 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLAIR WILLIAM & CO/IL | 132,533 | 132,533 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 1,607 | 1,607 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 12,237 | 12,237 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CreativeOne Wealth, LLC | 36,600 | 36,583 | -17 | 0.01 | 0.01 | -0.00 | sell |
| FRANKLIN RESOURCES INC | 32,546 | 32,514 | -32 | 0.00 | 0.00 | -0.00 | sell |
| Larson Financial Group LLC | 43 | 0 | -43 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 16,869 | 16,824 | -45 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 316 | 213 | -103 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 113 | 0 | -113 | 0.00 | 0.00 | -0.00 | sell |
| EverSource Wealth Advisors, LLC | 203 | 72 | -131 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,045 | 1,841 | -204 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 8,674 | 8,434 | -240 | 0.00 | 0.00 | -0.00 | sell |
| Covestor Ltd | 288 | 0 | -288 | 0.00 | 0.00 | -0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 435 | 130 | -305 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 4,763 | 4,415 | -348 | 0.00 | 0.00 | -0.00 | sell |
| GAMMA Investing LLC | 656 | 194 | -462 | 0.00 | 0.00 | -0.00 | sell |
| WASHINGTON TRUST Co | 479 | 0 | -479 | 0.00 | 0.00 | -0.00 | sell |
| DAVENPORT & Co LLC | 56,200 | 55,200 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 4,031 | 3,005 | -1,026 | 0.00 | 0.00 | -0.00 | sell |
| Fort Sheridan Advisors LLC | 69,716 | 68,423 | -1,293 | 0.07 | 0.06 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 24,424 | 22,951 | -1,473 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 2,109 | 0 | -2,109 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 13,730 | 11,546 | -2,184 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 110,567 | 108,202 | -2,365 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,446 | 0 | -3,446 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 28,561 | 24,867 | -3,694 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 27,445 | 22,811 | -4,634 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 18,410 | 11,904 | -6,506 | 0.00 | 0.00 | -0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 24,436 | 16,574 | -7,862 | 0.00 | 0.00 | -0.00 | sell |
| Nuveen, LLC | 149,231 | 139,145 | -10,086 | 0.00 | 0.00 | -0.00 | sell |
| CIBC WORLD MARKETS CORP | 10,461 | 0 | -10,461 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 116,027 | 104,742 | -11,285 | 0.00 | 0.00 | -0.00 | sell |